0001127602-18-021038.txt : 20180615 0001127602-18-021038.hdr.sgml : 20180615 20180615160853 ACCESSION NUMBER: 0001127602-18-021038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180613 FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASPER MARC N CENTRAL INDEX KEY: 0001216055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08002 FILM NUMBER: 18902299 MAIL ADDRESS: STREET 1: 81 WYMAN ST STREET 2: PO BOX 9046 CITY: WALTHAM STATE: MA ZIP: 02454 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMO FISHER SCIENTIFIC INC. CENTRAL INDEX KEY: 0000097745 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 042209186 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7816221000 MAIL ADDRESS: STREET 1: 168 THIRD AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: THERMO ELECTRON CORP DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-06-13 0000097745 THERMO FISHER SCIENTIFIC INC. TMO 0001216055 CASPER MARC N 168 THIRD AVENUE WALTHAM MA 02451 1 1 Chief Executive Officer Common Stock 2018-05-03 5 G 0 E 22500 0 D 272121.53 D Common Stock 2018-05-11 5 G 0 E 2000 0 D 270121.53 D Common Stock 2018-06-13 4 M 0 50000 46.56 A 320121.53 D Common Stock 2018-06-13 4 S 0 35557 217.5323 D 284564.53 D Common Stock 2018-06-13 4 S 0 14443 218.1341 D 270121.53 D Common Stock 69330 I By Marc N. Casper 2012 Irrevocable Trust Stock Option (Right to Buy) 46.56 2018-06-13 4 M 0 50000 0 D 2019-11-21 Common Stock 50000 220520 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $216.94 to $217.94, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $217.95 to $218.61, inclusive. The option vested in five annual installments occurring on November 21, 2011, 2012, 2013, 2014, and 2015. Exhibit List: Exhibit 24 - Confirming Statement /s/ Melodie T. Morin, Attorney-in-Fact for Marc N. Casper 2018-06-15 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY - CASPER Exhibit 24 CONFIRMING STATEMENT This statement confirms that the undersigned, Marc N. Casper, has authorized and designated Michael A. Boxer, Melodie T. Morin, and Sharon S. Briansky to execute and file on the undersigned's behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the U. S. Securities and Exchange Commission as a result of the undersigned's ownership of or transactions in securities of THERMO FISHER SCIENTIFIC INC. The authority of Michael A. Boxer, Melodie T. Morin, and Sharon S. Briansky under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to the undersigned's ownership of or transactions in securities of THERMO FISHER SCIENTIFIC INC., unless earlier revoked in writing. The undersigned acknowledges that Michael A. Boxer, Melodie T. Morin, and Sharon S. Briansky are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Date: April 12, 2018 /s/ MARC N. CASPER