-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DheY8frKPkdWW7ly49XPqlMRUv/yNRCouECQ/+OTnfI2XftUaem/pQwooWr5FNaw qXnxZaj7zUddvp9Qts5UUA== 0000009749-99-000016.txt : 19990217 0000009749-99-000016.hdr.sgml : 19990217 ACCESSION NUMBER: 0000009749-99-000016 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GIANT CEMENT HOLDING INC CENTRAL INDEX KEY: 0000922405 STANDARD INDUSTRIAL CLASSIFICATION: CEMENT, HYDRAULIC [3241] IRS NUMBER: 570997411 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-44319 FILM NUMBER: 99541054 BUSINESS ADDRESS: STREET 1: 320-D MIDLAND PKWY STREET 2: HIGHWAY 453 & I-26 CITY: SUMMERVILLE STATE: SC ZIP: 29485 BUSINESS PHONE: 8038519898 MAIL ADDRESS: STREET 1: 320 D MIDLAND PKWY CITY: SUMMERVILLE STATE: SC ZIP: 29485 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 130 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: BANKERS TRUST NEW YORK CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G 1 GIANT CEMENT HOLDING INC. 13-G FILING BANKERS TRUST CORPORATION One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Principal Telephone: (212)250-4599 February 12, 1999 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N.W. Washington, DC 20549 Attn: Filing Desk Dear Sirs: Re: Filing of Schedule 13G on Giant Cement Holdings, Inc. Pursuant to Rule 13d-1 of the General Rules and Regulations under the Securities Exchange Act of 1934, the following is one copy of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, Damian P. Reitemeyer Enclosures SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Giant Cement Holdings, Inc. _______________________________________ NAME OF ISSUER: Common Stock (Par Value $.01) _______________________________________ TITLE OF CLASS OF SECURITIES 374450104 _______________________________________ CUSIP NUMBER Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 10 Pages CUSIP No. 374450104 Page 2 of 10 Pages 1.NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust Corporation; its wholly-owned subsidiary Bankers Trust Company; its wholly-owned subsidiary BT Holdings (New York), Inc.; and its indirect wholly-owned subsidiary BT Alex.Brown Incorporated (BT Alex.Brown). 13-6180473 2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3.SEC USE ONLY 4.CITIZENSHIP OR PLACE OF ORGANIZATION Bankers Trust Corporation, BT Holdings (New York), Inc. and Bankers Trust Company are New York Corporations. BT Alex.Brown is a Delaware Corporation. NUMBER OF 5. SOLE VOTING POWER SHARES Bankers Trust Company 19,200 shares BT Holdings (New York), Inc. 443,000 shares BT Alex.Brown 700 shares 462,900 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY Bankers Trust Company 0 shares BT Holdings (New York),Inc. 0 shares BT Alex.Brown 0 shares 0 CUSIP No. 374450104 Page 3 of 10 Pages EACH 7. SOLE DISPOSITIVE POWER REPORTING Bankers Trust Company 21,400 shares BT Holdings (New York), Inc. 443,000 shares BT Alex.Brown 700 shares 465,100 PERSON 8. SHARED DISPOSITIVE POWER WITH Bankers Trust Company 0 shares BT Holdings (New York),Inc. 0 shares BT Alex.Brown 0 shares 0 9.AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust Company 21,400 shares BT Holdings (New York), Inc. 443,000 shares BT Alex.Brown 700 shares 465,100 10.CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [ ] CUSIP No. 374450104 Page 4 of 10 Pages 11.PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust Company 0.23% BT Holdings (New York),Inc. 4.81% BT Alex.Brown 0.01% 5.05% 12.TYPE OF REPORTING PERSON * Bankers Trust Corporation - HC BT Holdings (New York),Inc. - CO Bankers Trust Company - BK BT Alex.Brown - BD Item 1(a) NAME OF ISSUER: Giant Cement Holding, Inc. Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 320-D Midland Parkway Summerville, SC 29485 CUSIP No. 374450104 Page 5 of 10 Pages Item 2(a) NAME OF PERSON FILING: Bankers Trust Corporation; its wholly-owned subsidiaries BT Holdings (New York), Inc. and Bankers Trust Company; and its indirect wholly- owned subsidiary BT Alex.Brown Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: For Bankers Trust Corporation, BT Holdings (New York), Inc., Bankers Trust Company, and BT Alex.Brown 130 Liberty Street New York, New York 10006 Item 2(c) CITIZENSHIP: Bankers Trust Corporation, BT Holdings (New York), Inc. and Bankers Trust Company are New York Corporations with their principal business offices located in New York. BT Alex.Brown is a Delaware Corporation with its principal business office located in New York. Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock (Par Value $1.00) of Giant Cement Holding, Inc. Item 2(e) CUSIP NUMBER: 374450104 CUSIP No. 374450104 Page 6 of 10 Pages Item 3 THE PERSON FILING IS A: For Bankers Trust Corporation and BT Holdings (New York), Inc. (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) For Bankers Trust Company (b) [X] Bank as defined in section 3(a)(6) of the Act. For BT Alex.Brown (a) [X] Broker or dealer registered under Section 15 of the Act. Item 4 OWNERSHIP: (a) Amount Beneficially Owned: Bankers Trust Company 21,400 shares BT Holdings (New York), Inc. 443,000 shares BT Alex.Brown 700 shares 465,100 CUSIP No. 374450104 Page 7 of 10 Pages (b) PERCENT OF CLASS: Bankers Trust Company 0.23% BT Holdings (New York),Inc. 4.81% BT Alex.Brown 0.01% 5.05% (c) Number of shares as to which the following have: (i) sole power to vote or to direct the vote - Bankers Trust Company 19,200 shares BT Holdings (New York), Inc. 443,000 shares BT Alex.Brown 700 shares 462,900 (ii) shared power to vote or to direct the vote - Bankers Trust New York Corporation 0 shares Bankers Trust Company 0 shares BT Holdings (New York), Inc. 0 shares BT Alex.Brown 0 shares 0 (iii) sole power to dispose or to direct the disposition of - Bankers Trust Company 21,400 shares BT Holdings (New York), Inc. 443,000 shares BT Alex.Brown 700 shares 465,100 CUSIP No. 374450104 Page 8 of 10 Pages (iv) shared power to dispose or to direct the disposition of - Bankers Trust New York Corporation 0 shares Bankers Trust Company 0 shares BT Holdings (New York), Inc. 0 shares BT Alex.Brown 0 shares 0 Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above and Exhibits A and B. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable CUSIP No. 374450104 Page 9 of 10 Pages Item 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1998 Signature: Bankers Trust Corporation By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust Company By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary CUSIP No. 374450104 Page 10 of 10 Pages Signature: BT Alex.Brown By: /s/ James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: BT Holdings (New York), Inc. By: /s/ Gordon S. Calder, Jr. Name: Gordon S. Calder, Jr. Title: Secretary EXHIBIT A The chain of ownership from Bankers Trust Corporation to Bankers Trust Company and BT Holdings (New York), Inc. is shown below: Bankers Trust Corporation _________________________________________________________ | | 100% 100% | | Bankers Trust Company BT Holdings (New York), Inc. EXHIBIT B The chain of ownership from Bankers Trust Corporation to BT Alex. Brown is shown below: Bankers Trust Corporation | | 100% | | BT Alex. Brown Holdings Incorporated | | 100% | | BT Alex. Brown Incorporated -----END PRIVACY-ENHANCED MESSAGE-----