-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1eAZgFh3CjDhMYtnhfLlX4e3aZLmBvyEHYm88PAYOivf+Iu0p5Y/s2gx3f3QGBP 9Dw9jhaHg+biQQcTyilM7w== 0000009749-96-000130.txt : 19960724 0000009749-96-000130.hdr.sgml : 19960724 ACCESSION NUMBER: 0000009749-96-000130 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960722 ITEM INFORMATION: Other events FILED AS OF DATE: 19960722 SROS: AMEX SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05920 FILM NUMBER: 96597215 BUSINESS ADDRESS: STREET 1: 280 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 8-K 1 FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 F O R M 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 1996 ------------- BANKERS TRUST NEW YORK CORPORATION - ------------------------------------------------------- (Exact name of registrant as specified in its charter) NEW YORK - -------------------------------------------------------- (State or other jurisdiction of incorporation) 1-5920 13-6180473 - ---------------------------- --------------------------------- (Commission file number) (IRS employer identification no.) 130 LIBERTY STREET, NEW YORK, NEW YORK 10006 - -------------------------------------------- ---------- (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code (212) 250-2500 -------------- Item 5. Other Events - --------------------- Bankers Trust New York Corporation (the "Corporation") filed today a Registration Statement on Form S-3 to register three million shares of its Common Stock. The Registration Statement covers the shares of Common Stock which will be issued in connection with the merger of Wolfensohn & Co., Inc. ("Wolfensohn") with and into BT Securities Corporation, a wholly-owned subsidiary of the Corporation. The terms of the merger agreement call for the Corporation to issue 2,881,476 shares of Common Stock and pay $7 million for the stock of Wolfensohn representing its net assets and business. The number of shares to be issued was based on a formula price of $70.45 per share as defined in the merger agreement. At its regularly scheduled meeting in July, the Board of Directors of the Corporation approved the repurchase of up to three million shares of the Corporation's Common Stock over the next year. This repurchase is in addition to repurchases previously announced in the Corporation's Annual Report on Form 10-K for the year ended December 31, 1996. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. BANKERS TRUST NEW YORK CORPORATION By /s/ Gordon S. Calder, Jr. --------------------------- Gordon S. Calder, Jr. Assistant Secretary July 22, 1996 -----END PRIVACY-ENHANCED MESSAGE-----