24F-2NT 1 sab201624f-2.htm PLIC SAB 24F-2 REPORT - 2016 Document


U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
 
 
 
 
 
 
 
 
 
FORM 24F-2
Annual Notice of Securities Sold
Pursuant to Rule 24f-2
 
 
 
 
 
 
 
 
 
 
 
 
1
 
Name and Address of Issuer:
 
 
 
 
Principal Life Insurance Company Separate Account B
 
 
 
 
The Principal Financial Group
 
 
Des Moines, IA 50392-2080
 
 
 
 
 
 
 
 
 
 
 
 
2
 
The name of each series or class of securities for which this Form is filed (If the Form is being filed
 
 
for all series and classes of securities of the issues, check the box but do not list series or classes):
 
 
X
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
3
 
Investment Company Act File Number:
811-02091
 
 
 
 
 
Securities Act File Number:
02-37988, 02-78001, 33-44565, 33-44670, 333-63401, 333-197214, 33-74232,
 
 
 
 
 
333-40254, 333-116220, 333-188293, 333-171650, 333-128079
 
 
 
 
 
 
 
 
 
 
 
 
4
a
Last day of fiscal year for which this notice if filed:
 
 
 
 
December 31, 2016
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
4
b
Check this box if this Form is being filed late (i.e., more than 90 calendar days after the end of the
 
 
issuer's fiscal year). (See Instruction A.2)
 
 
N/A
 
 
 
 
 
Note: If the Form is being filed late, interest must be paid on the registration fee due.
 
 
 
 
 
 
 
 
 
 
 
 
4
c
Check box if this is the last time the issuer will be filing this Form.
 
 
N/A
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
5
 
Calculation of registration fee:
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(i)
Aggregate sale price of securities sold during the
 
02-37988
$
511,119

 
 
 
 
 
fiscal year in reliance on rule 24f-2:
 
02-78001
 
184,342

 
 
 
 
 
 
 
 
 
33-44565
 
1,467,886

 
 
 
 
 
 
 
 
 
33-44670
 
10,079,498

 
 
 
 
 
 
 
 
 
333-63401
 
5,554,982

 
 
 
 
 
 
 
 
 
333-197214
 
35,680,248

 
 
 
 
 
 
 
 
 
33-74232
 
158,156,031

 
 
 
 
 
 
 
 
 
333-40254
 
0

 
 
 
 
 
 
 
 
 
333-116220
 
631,056,092

 
 
 
 
 
 
 
 
 
333-188293
 
701,132,788

 
 
 
 
 
 
 
 
 
333-171650
 
8,062,445

 
 
 
 
 
 
 
 
 
333-128079
 
3,115,924

 
 
 
 
 
 
 
 
 
 
 
1,555,001,355

 
 
 
 
(ii)
Aggregate price of shares redeemed or
02-37988
$
37,645

 
 
 
 
 
 
 
repurchased during the fiscal year:
02-78001
 
278,422

 
 
 
 
 
 
 
 
 
33-44565
 
890,826

 
 
 
 
 
 
 
 
 
33-44670
 
4,816,431

 
 
 
 
 
 
 
 
 
333-63401
 
5,889,293

 
 
 
 
 
 
 
 
 
333-197214
 
22,661,790

 
 
 
 
 
 
 
 
 
33-74232
 
219,983,188

 
 
 
 
 
 
 
 
 
333-40254
 
0

 
 
 
 
 
 
 
 
 
333-116220
 
887,963,580

 
 
 
 
 
 
 
 
 
333-188293
 
233,734,962

 
 
 
 
 
 
 
 
 
333-171650
 
10,499,033

 
 
 
 
 
 
 
 
 
333-128079
 
2,568,693

 
 
 
 
 
 
 
 
 
 
 
1,389,323,864

 
 
 
 




 
 
 
 
 
 
 
 
 
 
 
 
 
 
(iii)
Aggregate price of shares redeemed or
 
 
 
 
 
 
 
 
 
 
repurchased during any prior fiscal year ending no
 
 
 
 
 
earlier than October 11, 1995 that were not
 
 
 
 
 
 
 
 
 
 
previously used to reduce registration fees
 
 
 
 
 
 
 
 
 
payable to the Commission:
 
0

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(iv)
Total available redemption credits
 
 
 
 
 
 
 
 
 
 
[Add items 5(ii) and 5(iii)]:
 
 
 
1,389,323,864

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(v)
Net Sales - If Item 5(i) is greater than Item 5(iv)
 
 
 
 
 
 
[subtract Item 5(iv) from Item 5(i)]:
 
 
 
 
165,677,491

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(vi)
Redemption credits available for use in future years
 
 
 
 
 
 
 
-- if Item 5(i) is less than Item 5(iv) [subtract Item
 
 
 
 
 
 
 
5(iv) from Item 5(i)]"
 
 
 
N/A

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(vii)
Multiplier for determining registration fee (See
 
 
 
 
 
 
 
Instruction c.9):
 
 
 
 
 
0.0001159

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
(viii)
Registration fee due [Multiply Item 5(v) by Item
 
 
 
 
 
 
 
5(vii)] (enter "0" if no fee is due):
 
 
 
$
19,202.02

 
 
 
 
 
 
 
 
 
 
 
 
 
 
6
 
Prepaid Shares
 
 
 
 
 
 
 
 
 
 
If the response to Item 5(i) was determined by deducting an amount of securities that were
 
 
registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before [effective
 
 
date of rescission of rule 24e-2], then report the amount of securities (number of shares or
 
 
other units) deducted here: ____________. If there is a number of shares or other units that
 
 
were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which
 
 
this form is filed that are available for use by the issuer in future fiscal years, then state the
 
 
number here: ____________.
 
 
 
 
 
 
 
 
 
 
 
 
7
 
Interest due-if this Form is being filed more than 90 days after the end of the issuer's fiscal year
 
 
(see Instruction D):
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
+
0

 
 
 
 
 
 
 
 
 
 
 
 
 
 
8
 
Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
$
19,202.02

 
 
 
 
 
 
 
 
 
 
 
 
 
 
9
 
Date the registration fee and any interest payment was sent to the Commission's
 
 
lockbox depository:
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
03/29/2017
$16,683.72
 
 
 
 
 
 
 
 
 
03/30/2017
$2,518.30
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 




 
 
Method of Delivery:
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
X
Wire Transfer
 
 
 
 
 
 
 
 
 
 
N/A
Mail or other means
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
THE 24F-2 FEE IS PAID BY 033-44565.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Signature
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the
 
 
dates indicated:
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Principal Life Insurance Company Separate Account B
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
/s/ Clint Woods
 
 
 
 
 
 
 
 
 
 
By
 
 
 
 
 
 
 
 
 
 
 
 
Clint Woods
 
 
 
 
 
 
 
 
 
 
Vice President, Associate General Counsel,
 
 
 
 
 
 
 
 
 
Governance Officer and Assistant Corporate Secretary
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Date:
30th day of March, 2017