-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PnaiEgB5c1U3mi1i+o3xr6B78gQl40Da5EtN0F2M9nh6g5lf2F/NOvnDUSLsJzxB J/mwaLgEPGeUF2mp4BLGfQ== 0000009713-97-000002.txt : 19970228 0000009713-97-000002.hdr.sgml : 19970228 ACCESSION NUMBER: 0000009713-97-000002 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970227 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCIPAL MUTUAL LIFE INSURANCE COMPANY SEPARATE ACCOUNT B CENTRAL INDEX KEY: 0000009713 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 420127290 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 033-74232 FILM NUMBER: 97544926 BUSINESS ADDRESS: STREET 1: THE PRINCIPAL FINANCIAL GROUP CITY: DES MOINES STATE: IA ZIP: 50392 BUSINESS PHONE: 5152483842 MAIL ADDRESS: STREET 1: THE PRINCIPAL FINANCIAL GROUP CITY: DES MOINES STATE: IA ZIP: 50392-0200 FORMER COMPANY: FORMER CONFORMED NAME: BANKERS LIFE CO SEPARATE ACCOUNT B DATE OF NAME CHANGE: 19870317 24F-2NT 1 PMLIC SEP. ACCT B - FVA U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 1 Name and Address of Issuer: Principal Mutual Life Insurance Company Separate Account B The Principal Financial Group Des Moines, IA 50392-0200 2 Name of each series or class of funds for which this notice is filed: N/A 3 Investment Company Act File Number: 811-02091 Securities Act File Number:02-37988, 02-78001, 33-74232, 33-44670, 33-44565 4 Last day of fiscal year for which this notice if filed: December 31, 1996 5 Check box if this notice is being filed more than 180 days after the close of the issuer purposes of reporting securities sold after the close of the fiscal year but before term issuer's 24f-2 declaration: N/A 6 Date of termination of issuer's declaration under rule 24f-2(a)(1), if applicable: N/A 7 Number and amount of securities of the same class or series which had been registered un Securities Act of 1933 other than pursuant to rule 24f-2 in a prior fiscal year, but whi unsold at the beginning of the fiscal year: None 8 Number and amount of securities registered during the fiscal year other than pursuant to 24f-2: None 9 Number and aggregate sale price of securities sold during the fiscal year: 02-37988 11,898 852,606 02-78001 1,047,235 6,148,679 33-44565 8,748,935 12,407,760 33-44670 62,088,480 84,388,901 33-74232 48,437,412 641,527,014 120,333,960 Common Stock 745,324,960 10 Number and aggregate sale price of securities sold during the fiscal year in reliance upon registration pursuant to rule 24f-2: 02-37988 11,898 852,606 02-78001 1,047,235 6,148,679 33-44565 8,748,935 12,407,760 33-44670 62,088,480 84,388,901 33-74232 48,437,412 641,527,014 120,333,960 Common Stock 745,324,960 11 Number and aggregate sale price of securities issued during the fiscal year in connection with dividend reinvestment plans, if applicable (see Instruction B.7): Included in response to Item 9. 12 Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year in reliance on rule 24f-2 (from Item 10): $745,324,960 (ii) Aggregate price of shares issued in connection with dividend reinvestment plans (from Item 11, if applicable): + 0 (iii)Aggregate price of shares redeemed or repurchased during the fiscal year (if applicable): 328,949,235 (iv) Aggregate price of shares redeemed or repurchased and previously applied as a reduction to filling fees pursuant to rule 24e-2 (if applicable): 0 (v) Net aggregate price of securities sold and issued during the fiscal year in reliance on rule 24f-2 {line (i), plus line (ii), less line (iii), plus line (iv)} (if applicable): 416,375,725 (vi) Multiplier prescribed by Section 6(b) of the Securities Act of 1933 or other applicable law or regulation: 1 / 3300 (vii) Fee Due: $126,174.46 THE 24F-2 FEE IS PAID BY 33-44565 13 Check box if fees are being remitted to the Commission's lockbox as described in section 3a of the Commission's Rules of Informal and Other Procedures (17 CFR 202.3a) X Date of mailing or wire transfer of filing fees to the Commission's lockbox depository: 02/26/97 Signature This report has been signed below by the following persons on behalf of the issuer and i capacities and on the dates indicated: Principal Mutual Life Insurance Company Separate Account B By /s/ Joyce Hoffman Joyce Hoffman Vice President and Corporate Secretary Attest: By /s/ Craig Bassett Craig Bassett Treasurer February 26, 1997 Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549 Re Principal Mutual Life Insurance Company Separate Account B In my capacity as Counsel of Principal Mutual Life Insurance Company Separate Account B, I have supervised the preparation of the Rule 24f-2 Notice for the Separate Account under the Investment Company Act of 1940 and have reviewed the legality of the securities which are to be registered thereunder. Based upon examination of such corporate records and matters of fact and law as deemed necessary, I am of the opinion that such securities were legally issued, fully paid and non-assessable. I consent to the filing of this opinion as an exhibit to the Rule 24f-2 Notice for the Separate Account under the Investment Company Act of 1940. Sincerely MICHAEL D. ROUGHTON Michael D. Roughton Counsel MDR/klm -----END PRIVACY-ENHANCED MESSAGE-----