-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nk2LaLwXOadeKwNmJ2ra116Or3Qkiw8lntaIcWrY3LjfxqNtBarXA3F4cl6Sjrbz DmPNewo98jU+sUJudhIebg== 0000893220-98-001451.txt : 19980907 0000893220-98-001451.hdr.sgml : 19980907 ACCESSION NUMBER: 0000893220-98-001451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980903 FILED AS OF DATE: 19980904 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNITROL INC CENTRAL INDEX KEY: 0000096763 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 231292472 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-05375 FILM NUMBER: 98704707 BUSINESS ADDRESS: STREET 1: 1210 NORTHBROOK DR STE 385 CITY: TREVOSE STATE: PA ZIP: 19053 BUSINESS PHONE: 2153552900 MAIL ADDRESS: STREET 1: 1210 NORTHBROOK DR STREET 2: STE 385 CITY: TREVOSE STATE: PA ZIP: 19053 COMPANY DATA: COMPANY CONFORMED NAME: LACEY DAVID W CENTRAL INDEX KEY: 0001068732 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 29 W SUNSET AVENUE CITY: PHILADELPHIA STATE: PA ZIP: 19118 BUSINESS PHONE: 2152486434 MAIL ADDRESS: STREET 1: 29 W SUNSET AVENUE CITY: PHILADELPHIA STATE: PA ZIP: 19118 4 1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 1 ---------------------------- OMB APPROVAL ---------------------------- - ------ OMB Number: 3235-0287 FORM 4 Expires: September 30, 1998 - ------ Estimated average burden hours per response ..... 0.5 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check this box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940
(Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Lacey, David W. Technitrol, Inc. (TNL) to Issuer (Check all applicable) - --------------------------------------------------------------------------------------------- Director 10% Owner (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- --- Number of Reporting Month/Year X Officer (give Other (specify 29 W. Sunset Avenue Person (Voluntary) August 1998 ---- title --- below) - --------------------------------------------- below) (Street) Vice President Human Resources ---------------------------------------------------------- 5. If Amendment, 7. Individual or Joint/Group Filing Date of (Check Applicable Line) Original X Form filed by One Reporting Philadelphia, PA 19118 ###-##-#### (Month/Year) ---- Person Form filed by More than One ---- Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature (Instr. 3) action tion or Disposed of (D) Securities Form: of In- Date Code (Instr. 3, 4 and 5) Beneficially Direct (D) direct (Instr. 8) Owned at or Indirect Benefi- (Month/ End of Month (I) cial Day/ --------------------------------------- (Instr. 3 and 4) (Instr. 4) Owner- Year) Code V Amount (A) or Price ship (D) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 7/24/98 A V 500 A 38.6875 500 D (1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) SEC 1474 (8/92)
2 FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
- ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price Security sion or action action Derivative cisable and of Underlying of (Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Derivative Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) Security Deriv- Day/ Disposed of (D) (Month/Day/ (Instr. 5) ative Year) (Instr. 3, 4, Year) (Instr. 5) Security and 5) ----------------------------------- Date Expira- Amount or -------------------------- Exer- tion Title Number of Code V (A) (D) cisable Date Shares - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- 9. Number of 10. Ownership 11. Nature of Derivative Form of Indirect Securities Derivative Beneficial Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (I) (Instr. 4) (Instr. 4) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Explanation of Responses: (1) Technitrol, Inc. Restricted Stock Plan Award. The price disclosed is the price on the award date. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ David W. Lacey 9/3/98 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------ **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. Page 2 If space is insufficient, see Instruction 6 for procedure. SEC 1474 (7-96) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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