-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UkI5kHKtdyGspmGq1yPz1mbjyFGX6rYav5pRkujRV87R6BXakPZx7swBCNmJWhwG rpm3PtuKCKZZDADQmlX/dQ== 0000009626-07-000221.txt : 20070703 0000009626-07-000221.hdr.sgml : 20070703 20070703124234 ACCESSION NUMBER: 0000009626-07-000221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF NEW YORK CO INC CENTRAL INDEX KEY: 0000009626 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL ST 10TH FL CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RENYI THOMAS A CENTRAL INDEX KEY: 0001209490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06152 FILM NUMBER: 07959009 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK STREET 2: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-06-29 0000009626 BANK OF NEW YORK CO INC BK 0001209490 RENYI THOMAS A ONE WALL STREET NEW YORK NY 10286 1 1 0 0 Chairman and CEO Common Stock (Par Value $7.50) 2007-05-04 5 L 0 E 153.6958 41.2886 A 452274.0907 D Common Stock (Par Value $7.50) 2007-07-01 4 D 0 200774.0907 41.5096 D 0 D Common Stock (Par Value $7.50) 2007-07-01 4 D 0 475953.009 41.5096 D 0 I By 401(k) Plan Common Stock (Par Value $7.50) 2007-07-01 4 D 0 75560 41.5096 D 0 I By GRAT 2-2005 Common Stock (Par Value $7.50) 2007-07-01 4 D 0 195222 41.5096 D 0 I by GRAT 3- 2005 Common Stock (Par Value $7.50) 2007-07-01 4 D 0 115500 41.5096 D 0 I GRAT 2 2007 Common Stock (Par Value $7.50) 2007-07-01 4 D 0 115500 41.5096 D 0 I GRAT 3 2007 1/12/99 Stock Options $35.56 35.56 2007-07-01 4 D 0 500000 D 2000-01-12 2009-01-12 Common Stock (Par Value $7.50) 500000 0 D 1/13/98 Stock Options $27.47 27.47 2007-07-01 4 D 0 248360 D 1999-01-13 2008-01-13 Common Stock (Par Value $7.50) 248360 0 D 2/11/03 Stock Options $23.13 23.13 2007-07-01 4 D 0 650000 D 2004-02-11 2013-02-11 Common Stock (Par Value $7.50) 650000 0 D 2/13/01 Stock Options $54.02 54.02 2007-07-01 4 D 0 400000 D 2002-02-13 2011-02-13 Common Stock (Par Value $7.50) 400000 0 D 2/8/00 Stock Options $39.31 39.31 2007-07-01 4 D 0 500000 D 2001-02-08 2010-02-08 Common Stock (Par Value $7.50) 500000 0 D 3/12/02 Stock Options $41.85 41.85 2007-07-01 4 D 0 650000 D 2003-03-12 2012-03-12 Common Stock (Par Value $7.50) 650000 0 D 3/13/2007 Stock Options $38.11 38.11 2007-07-01 4 D 0 324006 D 2008-03-13 2017-03-13 Common Stock (Par Value $7.50) 324006 0 D 3/14/06 Stock Options $34.99 34.99 2007-07-01 4 D 0 187500 D 2007-03-14 2016-03-14 Common Stock (Par Value $7.50) 187500 0 D 3/4/04 Stock Options $33.09 33.09 2007-07-01 4 D 0 340000 D 2005-03-04 2014-03-04 Common Stock (Par Value $7.50) 340000 0 D 4/2/2007 Stock Options $40.41 40.41 2007-07-01 4 D 0 146250 D 2008-04-02 2017-04-02 Common Stock (Par Value $7.50) 146250 0 D 6/29/2007 Stock Options $41.44 41.44 2007-06-29 4 A 0 700000 41.44 A 2009-01-02 2017-06-29 Common Stock (Par Value $7.50) 700000 700000 D 6/29/2007 Stock Options $41.44 41.44 2007-07-01 4 D 0 700000 D 2009-01-02 2017-06-29 Common Stock (Par Value $7.50) 700000 0 D Restricted Stock Units 40.41 2007-07-01 4 D 0 48750 D 2010-04-02 Common Stock (Par Value $7.50) 48750 0 D These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on August 23, 2005. These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on June 27, 2007. 119,218 of these shares have been previously reported as beneficially owned but had been held by Grantor Retained Annuity Trusts until September 6, 2006. These restricted stock units vest on April 2, 2010. Disposed of in exchange for shares of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY, with fractional shares paid in cash under the merger agreement at a price of $41.5096 per share, except in the case of certain benefit plans, as to which fractional shares will be rolled over. Represents number of stock units held indirectly in employer's stock fund in The Bank of New York Company, Inc. Employee Savings and Investment Plan, a 401(k) Plan, as of June 29, 2007. Previously reported as owned directly in Profit Sharing Plan. These units were disposed of in exchange for stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The price shown represents the closing price of Mellon Financial Corporation common stock on June 29, 2007 times .9434 for the shares represented by the units held. Disposed of in exchange for restricted stock units of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Disposed of in exchange for options of The Bank of New York Mellon Corporation ("BNY Mellon") pursuant to the merger of The Bank of New York Company, Inc. ("BNY") into BNY Mellon. The exchange ratio in the merger was .9434 shares of BNY Mellon for each share of BNY. Thomas A. Renyi 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----