-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kr5LbRBKGbziLg4dt61nNF7289Dha8/fr+EdXjAGFlnTo5ixraYamf9R15HPC6jb 79Nv9+gRnSEFV++zPcKCjw== 0000009626-07-000130.txt : 20070404 0000009626-07-000130.hdr.sgml : 20070404 20070404111144 ACCESSION NUMBER: 0000009626-07-000130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070402 FILED AS OF DATE: 20070404 DATE AS OF CHANGE: 20070404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSELL GERALD L CENTRAL INDEX KEY: 0001209482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06152 FILM NUMBER: 07747466 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK STREET 2: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF NEW YORK CO INC CENTRAL INDEX KEY: 0000009626 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL ST 10TH FL CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-04-02 0000009626 BANK OF NEW YORK CO INC BK 0001209482 HASSELL GERALD L ONE WALL STREET NEW YORK NY 10286 1 1 0 0 President Common Stock (Par Value $7.50) 615277.99 D Common Stock (Par Value $7.50) 235907.454 I by 401(k) Plan Common Stock (Par Value $7.50) 19927 I by Family Trust Common Stock (Par Value $7.50) 29672 I by GRAT Common Stock (Par Value $7.50) 19927 I by Second Family Trust Common Stock (Par Value $7.50) 60000 I by Spouse Agnes 4/2/2007 Stock Options $40.41 40.41 2007-04-02 4 A 0 91350 40.41 A 2008-04-02 2017-04-02 Common Stock (Par Value $7.50) 91350 91350 D Restricted Stock Units 40.41 2007-04-02 4 A 0 30450 40.41 A 2010-04-02 2010-04-02 Common Stock (Par Value $7.50) 30450 30450 D Reporting person disclaims beneficial ownership of these securities. The option vests in three equal annual installments beginning on April 2, 2008. These restricted stock units vest on April 2, 2010. Represents number of stock units held indirectly in employer's stock fund in The Bank of New York Company, Inc. Employee Savings and Investment Plan, a 401(k) Plan, as of March 31, 2007. Previously reported as owned directly in Profit Sharing Plan. These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on May 27, 2004. Contribution of shares to a family trust. Reporting person has the right to reacquire the shares by substituting other property of equal value. Gerald L. Hassell 2007-04-04 -----END PRIVACY-ENHANCED MESSAGE-----