-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Okn+5+j4BwW4ut5CSPFauH5zzN+0PFwzP9fqbaC9EtoLuPxvPwemh8L0htbz1GlW EFUwlvTGEmE2lZGbdMSmdw== 0000009626-06-000314.txt : 20061211 0000009626-06-000314.hdr.sgml : 20061211 20061211102005 ACCESSION NUMBER: 0000009626-06-000314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061207 FILED AS OF DATE: 20061211 DATE AS OF CHANGE: 20061211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF NEW YORK CO INC CENTRAL INDEX KEY: 0000009626 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL ST 10TH FL CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSELL GERALD L CENTRAL INDEX KEY: 0001209482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06152 FILM NUMBER: 061267331 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK STREET 2: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-12-07 0 0000009626 BANK OF NEW YORK CO INC BK 0001209482 HASSELL GERALD L THE BANK OF NEW YORK ONE WALL STREET NEW YORK NY 10286 1 1 0 0 President Common Stock (Par Value $7.50) 2006-11-03 5 L 0 118.08 34.0382 A 674126.87 D Common Stock (Par Value $7.50) 2006-11-03 5 L 0 0.12 34.0382 A 674126.99 D Common Stock (Par Value $7.50) 2006-12-07 4 M 0 28535.00 17.25 A 702661.99 D Common Stock (Par Value $7.50) 2006-12-07 4 S 0 4500.00 39.20 D 698161.99 D Common Stock (Par Value $7.50) 2006-12-07 4 S 0 2700.00 39.21 D 695461.99 D Common Stock (Par Value $7.50) 2006-12-07 4 S 0 5000.00 39.22 D 690461.99 D Common Stock (Par Value $7.50) 2006-12-07 4 S 0 2300.00 39.23 D 688161.99 D Common Stock (Par Value $7.50) 2006-12-07 4 S 0 2000.00 39.24 D 686161.99 D Common Stock (Par Value $7.50) 2006-12-07 4 S 0 12035.00 39.25 D 674126.99 D Common Stock (Par Value $7.50) 29672.00 I by GRAT Common Stock (Par Value $7.50) 60000.00 I Held by Spouse-Agnes Common Stock (Par Value $7.50) 28927.00 I Held by family trust Common Stock (Par Value $7.50) 28927.00 I Held by second family trust Options 17.2500 2006-12-07 4 M 0 28535.00 17.25 D 1998-01-14 2007-01-14 Common Stock (Par Value $7.50) 28535.00 1881360.00 D As of November 30, 2006, reporting person held indirectly 234,577.149 stock units in employer's stock fund in The Bank of New Yor k Company, Inc. Employee Savings and Investment Plan, a 401(k) Plan, formerly the Profit Sharing Plan. These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on May 27, 2004. Reporting person disclaims beneficial ownership of these securities. Contribution of shares to a family trust. Reporting person has the right to reacquire the shares by substituting other property of equal value. Gerald L. Hassell 2006-12-11 -----END PRIVACY-ENHANCED MESSAGE-----