-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UIt/JBwJy8ghQK5xLCf1kyallbRqaG7NWxT40FOhZwDtjik5nN5b/tyG1U9jiDiD AUk+zxOFcsI2GVZSPphcQg== 0000009626-06-000283.txt : 20061102 0000009626-06-000283.hdr.sgml : 20061102 20061102130621 ACCESSION NUMBER: 0000009626-06-000283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061101 FILED AS OF DATE: 20061102 DATE AS OF CHANGE: 20061102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF NEW YORK CO INC CENTRAL INDEX KEY: 0000009626 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 132614959 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WALL ST 10TH FL CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-495-1784 MAIL ADDRESS: STREET 1: ONE WALL STREET 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSELL GERALD L CENTRAL INDEX KEY: 0001209482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06152 FILM NUMBER: 061181685 BUSINESS ADDRESS: STREET 1: BANK OF NEW YORK STREET 2: ONE WALL STREET CITY: NEW YORK STATE: NY ZIP: 10286 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2006-11-01 0 0000009626 BANK OF NEW YORK CO INC BK 0001209482 HASSELL GERALD L THE BANK OF NEW YORK ONE WALL STREET NEW YORK NY 10286 1 1 0 0 President Common Stock (Par Value $7.50) 2006-11-01 4 S 0 500.00 34.26 D 684443.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 1000.00 34.27 D 683443.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 700.00 34.30 D 682743.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 800.00 34.32 D 681943.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 500.00 34.34 D 681443.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 400.00 34.35 D 681043.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 500.00 34.36 D 680543.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 500.00 34.37 D 680043.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 600.00 34.38 D 679443.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 1800.00 34.40 D 677643.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 800.00 34.41 D 676843.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 400.00 34.42 D 676443.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 4.00 34.4250 D 676439.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 700.00 34.43 D 675739.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 100.00 34.44 D 675639.80 D Common Stock (Par Value $7.50) 2006-11-01 4 S 0 1631.00 34.45 D 674008.80 D Common Stock (Par Value $7.50) 29672.00 I by GRAT Common Stock (Par Value $7.50) 60000.00 I Held by Spouse-Agnes Common Stock (Par Value $7.50) 28927.00 I Held by family trust Common Stock (Par Value $7.50) 28927.00 I Held by second family trust The sale is being made pursuant to a Rule 10b5-1 sales plan adopted on May 1, 2006. As of October 31, 2006, reporting person held indirectly 232,993.039 stock units in employer's stock fund in The Bank of New York Company, Inc. Employee Savings and Investment Plan, a 401(k) Plan, formerly the Profit Sharing Plan. These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on May 27, 2004. Reporting person disclaims beneficial ownership of these securities. Contribution of shares to a family trust. Reporting person has the right to reacquire the shares by substituting other property of equal value. Form 2 of 2 Gerald L. Hassell 2006-11-02 -----END PRIVACY-ENHANCED MESSAGE-----