0001214659-19-004429.txt : 20190701
0001214659-19-004429.hdr.sgml : 20190701
20190701200034
ACCESSION NUMBER: 0001214659-19-004429
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190701
FILED AS OF DATE: 20190701
DATE AS OF CHANGE: 20190701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEINBERG JOSEPH S
CENTRAL INDEX KEY: 0000924255
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05721
FILM NUMBER: 19934867
MAIL ADDRESS:
STREET 1: C/O LEUCADIA NATIONAL CORP
STREET 2: 315 PARK AVENUE SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Jefferies Financial Group Inc.
CENTRAL INDEX KEY: 0000096223
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 132615557
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2124601900
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: LEUCADIA NATIONAL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: TALCOTT NATIONAL CORP
DATE OF NAME CHANGE: 19800603
4
1
marketforms-45273.xml
PRIMARY DOCUMENT
X0306
4
2019-07-01
0000096223
Jefferies Financial Group Inc.
JEF
0000924255
STEINBERG JOSEPH S
C/O JEFFERIES FINANCIAL GROUP INC.
520 MADISON AVE.
NEW YORK
NY
10022
true
true
false
false
Chairman of the Board
Common Stock
2019-07-01
4
A
false
1363102
0
A
2955789
D
Common Stock
2019-07-01
4
A
false
185622
0
D
20063668
I
(2)
Option - Right to Buy
25.25
2019-07-01
4
A
false
2000
0
A
2023-08-08
Common Stock
2000
2000
D
Option - Right to Buy
22.00
2019-07-01
4
A
false
2000
0
A
2022-08-04
Common Stock
2000
2000
D
Option - Right to Buy
20.25
2019-07-01
4
A
false
2000
0
A
2021-07-14
Common Stock
2000
2000
D
Option - Right to Buy
23.925
2019-07-01
4
A
false
2000
0
A
2020-07-15
Common Stock
2000
2000
D
Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed.
Includes 206,972 shares beneficially owned by Mr. Steinberg's wife and an aggregate of 19,856,696 shares held indirectly through corporations that are owned by Mr. Steinberg and trusts for the benefit of Mr. Steinberg's family.
Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).
The options vest at a rate of 25% per year, commencing on August 8, 2019.
The options vest at a rate of 25% per year, commencing on August 4, 2018.
The options vest at a rate of 25% per year, commencing on July 14, 2017.
The options vest at a rate of 25% per year, commencing on July 15, 2016.
/s/ Roland T. Kelly, by power of attorney
2019-07-01