0001214659-19-004429.txt : 20190701 0001214659-19-004429.hdr.sgml : 20190701 20190701200034 ACCESSION NUMBER: 0001214659-19-004429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20190701 DATE AS OF CHANGE: 20190701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEINBERG JOSEPH S CENTRAL INDEX KEY: 0000924255 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05721 FILM NUMBER: 19934867 MAIL ADDRESS: STREET 1: C/O LEUCADIA NATIONAL CORP STREET 2: 315 PARK AVENUE SOUTH CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Jefferies Financial Group Inc. CENTRAL INDEX KEY: 0000096223 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132615557 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124601900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LEUCADIA NATIONAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: TALCOTT NATIONAL CORP DATE OF NAME CHANGE: 19800603 4 1 marketforms-45273.xml PRIMARY DOCUMENT X0306 4 2019-07-01 0000096223 Jefferies Financial Group Inc. JEF 0000924255 STEINBERG JOSEPH S C/O JEFFERIES FINANCIAL GROUP INC. 520 MADISON AVE. NEW YORK NY 10022 true true false false Chairman of the Board Common Stock 2019-07-01 4 A false 1363102 0 A 2955789 D Common Stock 2019-07-01 4 A false 185622 0 D 20063668 I (2) Option - Right to Buy 25.25 2019-07-01 4 A false 2000 0 A 2023-08-08 Common Stock 2000 2000 D Option - Right to Buy 22.00 2019-07-01 4 A false 2000 0 A 2022-08-04 Common Stock 2000 2000 D Option - Right to Buy 20.25 2019-07-01 4 A false 2000 0 A 2021-07-14 Common Stock 2000 2000 D Option - Right to Buy 23.925 2019-07-01 4 A false 2000 0 A 2020-07-15 Common Stock 2000 2000 D Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed. Includes 206,972 shares beneficially owned by Mr. Steinberg's wife and an aggregate of 19,856,696 shares held indirectly through corporations that are owned by Mr. Steinberg and trusts for the benefit of Mr. Steinberg's family. Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment). The options vest at a rate of 25% per year, commencing on August 8, 2019. The options vest at a rate of 25% per year, commencing on August 4, 2018. The options vest at a rate of 25% per year, commencing on July 14, 2017. The options vest at a rate of 25% per year, commencing on July 15, 2016. /s/ Roland T. Kelly, by power of attorney 2019-07-01