EX-99.77O 5 ex770o-trf.txt
--------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM Scudder Total Return Fund --------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------- Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP --------------------------------------------------------------------------------------------------------------------------- Underwriters CSFB, DBSI, JP Morgan, Comercia Bear Stearns, DBAB JP Morgan, Bank of America, Banc Sec., Naionalt City One, Credit Lyonnais, Credit Investments, Wachovia Bank Suisse, DBAB, First Union Bank, Merrill Lynch, Salomon Smith Barney --------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------- Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009 --------------------------------------------------------------------------------------------------------------------------- Is the affiliate a Co-Manager Co-Manager Co-Manager manager or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------- Name of underwriter or dealer from which purchased CSFB N/A N/A --------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? --------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001 --------------------------------------------------------------------------------------------------------------------------- Total dollar amount of offering sold to QIBs $250,000,000.00 $200,000,000.00 $135,000,000.00 --------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $0.00 $0.00 $0.00 any concurrent public offering --------------------------------------------------------------------------------------------------------------------------- Total $250,000,000.00 $200,000,000.00 $135,000,000.00 --------------------------------------------------------------------------------------------------------------------------- Public offering price $100.00 $100.00 $98.26 --------------------------------------------------------------------------------------------------------------------------- Price paid if other than public offering price N/A N/A N/A --------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 3.00% 3.00% 3.00% commission --------------------------------------------------------------------------------------------------------------------------- Rating B3/B Ba3 /B+ B2/B+ --------------------------------------------------------------------------------------------------------------------------- Current yield 11.00% 8.88% 10.84% --------------------------------------------------------------------------------------------------------------------------- Total par value purchased 150,000 N/A N/A --------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $150,000.00 N/A N/A --------------------------------------------------------------------------------------------------------------------------- % of offering purchased by fund 0.06% N/A N/A --------------------------------------------------------------------------------------------------------------------------- % of offering purchased 4.64% N/A N/A by associated funds --------------------------------------------------------------------------------------------------------------------------- Total 4.70% N/A N/A --------------------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002 Scudder Total Return Fund --------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security --------------------------------------------------------------------------------------------------------------------------- Issuer GREIF BROS CORPORATION COMPASS MINERALS GROUP METALDYNE CORP --------------------------------------------------------------------------------------------------------------------------- Underwriters DBSI, Salomon, Huntington, ING, Credit Suisse, JP Morgan, CSFB, DBSI, JP Morgan, Comercia, Keybank, Merrill, Natcity, Credit Lyonnais, DBSI Natcity, Wachovia Suntrust, US Bancorp --------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors --------------------------------------------------------------------------------------------------------------------------- Security GBCOA 8.875%, 8/1/2012 COMPAS 10%, 8/15/2011 METALD 11%, 6/15/2012 --------------------------------------------------------------------------------------------------------------------------- Is the affiliate a Joint Lead Co-Manager Joint Lead manager or co-manager of offering? --------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Salomon N/A N/a dealer from which purchased --------------------------------------------------------------------------------------------------------------------------- Firm commitment Yes Yes Yes underwriting? --------------------------------------------------------------------------------------------------------------------------- Trade date/Date of 7/25/2002 11/15/2001 6/13/2002 Offering --------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $250,000,000 $250,000,000 $250,000,000 offering sold to QIBs --------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $0 $0 $0 any concurrent public offering --------------------------------------------------------------------------------------------------------------------------- Total $250,000,000 $250,000,000 $250,000,000 --------------------------------------------------------------------------------------------------------------------------- Public offering price 99.19 100.00 100.00 --------------------------------------------------------------------------------------------------------------------------- Price paid if other N/A N/A N/A than public offering price --------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 2.08% 2.60% 3.00% commission --------------------------------------------------------------------------------------------------------------------------- Rating B2/B+ B3/B B3/B --------------------------------------------------------------------------------------------------------------------------- Current yield 8.95% 10.00% 11.00% --------------------------------------------------------------------------------------------------------------------------- Total par value $70,000 N/A N/A purchased --------------------------------------------------------------------------------------------------------------------------- $ amount of purchase $69,430 N/A N/A --------------------------------------------------------------------------------------------------------------------------- % of offering purchased 0.03% N/A N/A by fund --------------------------------------------------------------------------------------------------------------------------- % of offering purchased 3.95% N/A N/A by associated funds --------------------------------------------------------------------------------------------------------------------------- Total 3.98% N/A N/A ---------------------------------------------------------------------------------------------------------------------------