0001752724-23-125619.txt : 20230530 0001752724-23-125619.hdr.sgml : 20230530 20230530130211 ACCESSION NUMBER: 0001752724-23-125619 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 PERIOD START: 20230930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANCROFT FUND LTD CENTRAL INDEX KEY: 0000009521 IRS NUMBER: 042476994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-02151 FILM NUMBER: 23974210 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: BANCROFT CONVERTIBLE FUND INC DATE OF NAME CHANGE: 19920703 NPORT-P 1 primary_doc.xml NPORT-P false 0000009521 XXXXXXXX Bancroft Fund Ltd 811-02151 0000009521 5493000X4Y1FB4G26P45 One Corporate Center Rye 10580-1422 1-800-422-3554 Bancroft Fund Ltd 5493000X4Y1FB4G26P45 2023-09-30 2023-03-31 N 148576765.42 31659957.10 116916808.32 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 29910325.00000000 25626.49000000 USD N NABORS INDUSTRIES INC 549300VFQWRKICUFNU92 62957HAK1 850000.00000000 PA USD 740350.00000000 0.633228028234 Long DBT CORP US Y 2 2029-06-15 Fixed 1.75000000 N N N N Y Nabors Industries Ltd USD XXXX N N N ARBOR REALTY TRUST INC 549300ASFUWYQO0RW077 038923AZ1 1500000.00000000 PA USD 1410000.00000000 1.205985709206 Long DBT CORP US Y 2 2025-08-01 Fixed 7.50000000 N N N N Y Arbor Realty Trust Inc USD XXXX N N N INFINERA CORP 549300ZOF66WPV3H0H17 45667GAF0 325000.00000000 PA USD 440375.00000000 0.376656706873 Long DBT CORP US Y 2 2028-08-01 Fixed 3.75000000 N N N N N Infinera Corp USD XXXX N N N SEMTECH CORP 549300J7WUY317SW6O61 816850AE1 1500000.00000000 PA USD 1377000.00000000 1.177760511757 Long DBT CORP US Y 2 2027-11-01 Fixed 1.62500000 N N N N N Semtech Corp USD XXXX N N N AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT N/A 000000000 809253.00000000 NS USD 0.00000000 0.000000 Long EP CORP US N 3 N N N DANIMER SCIENTIFIC INC 549300L6Q02MAX72BH35 236272AA8 312000.00000000 PA USD 141299.34000000 0.120854599120 Long DBT CORP US Y 2 2026-12-15 Fixed 3.25000000 N N N N Y Danimer Scientific Inc USD XXXX N N N MARRIOTT VACATION WORLDW 549300WA6BT5H4F7IO94 57164YAE7 1350000.00000000 PA USD 1319625.00000000 1.128687157100 Long DBT CORP US Y 2 2027-12-15 Fixed 3.25000000 N N N N Y Marriott Vacations Worldwide C USD XXXX N N N WORKIVA INC 529900RTOQ8GRWHY1O58 98139AAB1 1150000.00000000 PA USD 1624582.15000000 1.389519756264 Long DBT CORP US N 2 2026-08-15 Fixed 1.12500000 N N N N Y Workiva Inc USD XXXX N N N SHIFT4 PAYMENTS INC N/A 82452JAB5 2000000.00000000 PA USD 2347201.58000000 2.007582668161 Long DBT CORP US N 2 2025-12-15 None 0.00000000 N N N N Y Sempra Energy USD XXXX N N N VERITONE INC 549300XTAS2FCSL4EL89 92347MAB6 3156000.00000000 PA USD 2174134.82000000 1.859557108375 Long DBT CORP US N 2 2026-11-15 Fixed 1.75000000 N N N N Y Veritone Inc USD XXXX N N N ORMAT TECHNOLOGIES INC 5493000TSHHWY24VHM09 686688AA0 1250000.00000000 PA USD 1403125.00000000 1.200105459738 Long DBT CORP US Y 2 2027-07-15 Fixed 2.50000000 N N N N Y Ormat Technologies Inc USD XXXX N N N 2U INC 5493008RVTXVR43PYF84 90214JAB7 3000000.00000000 PA USD 2359500.00000000 2.018101617640 Long DBT CORP US N 2 2025-05-01 Fixed 2.25000000 N N N N Y 2U Inc USD XXXX N N N XOMETRY INC 5493006JFRGU7YRRXE44 98423FAB5 1464000.00000000 PA USD 981172.80000000 0.839205939760 Long DBT CORP US N 2 2027-02-01 Fixed 1.00000000 N N N N N Xometry Inc USD XXXX N N N CONMED CORP Z6C0YCECH9DCU5ZIQW84 207410AG6 1125000.00000000 PA USD 1119937.50000000 0.957892638443 Long DBT CORP US Y 2 2027-06-15 Fixed 2.25000000 N N N N Y CONMED Corp USD XXXX N N N SOUTHERN CO 549300FC3G3YU2FBZD92 842587DN4 1300000.00000000 PA USD 1321101.42000000 1.129949952434 Long DBT CORP US Y 2 2025-12-15 Fixed 3.87500000 N N N N N N SAREPTA THERAPEUTICS INC 549300IKDPIED8J8IG21 803607AC4 900000.00000000 PA USD 1081878.23000000 0.925340201760 Long DBT CORP US Y 2 2027-09-15 Fixed 1.25000000 N N N N N Sarepta Therapeutics Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912796ZF9 725000.00000000 PA USD 720156.59000000 0.615956422646 Long DBT UST US N 2 2023-05-25 None 0.00000000 N N N N N N NCL CORPORATION LTD UNZWILHE4KMRP9K2L524 62886HBD2 623000.00000000 PA USD 446165.87000000 0.381609690181 Long DBT CORP BM N 2 2027-02-15 Fixed 1.12500000 N N N N Y Norwegian Cruise Line Holdings USD XXXX N N N STRIDE INC 254900BRWS3AFONWU277 86333MAA6 2530000.00000000 PA USD 2519334.63000000 2.154809617368 Long DBT CORP US N 2 2027-09-01 Fixed 1.12500000 N N N N Y Stride Inc USD XXXX N N N PROGRESS SOFTWARE CORP 549300R65B3JG6972S24 743312AB6 3090000.00000000 PA USD 3377370.00000000 2.888695003336 Long DBT CORP US N 2 2026-04-15 Fixed 1.00000000 N N N N Y Progress Software Corp USD XXXX N N N REDWOOD TRUST INC DRBV4N1ERQLEMIF11G78 758075AE5 1000000.00000000 PA USD 870625.00000000 0.744653409984 Long DBT CORP US Y 2 2027-06-15 Fixed 7.75000000 N N N N Y Redwood Trust Inc USD XXXX N N N 3D SYSTEMS CORP 5493003HHDOCCW4OP744 88554DAD8 2000000.00000000 PA USD 1506250.00000000 1.288309201767 Long DBT CORP US N 2 2026-11-15 None 0.00000000 N N N N Y 3D Systems Corp USD XXXX N N N ZSCALER INC. 529900MZ0RTK1BWRNF46 98980GAB8 1475000.00000000 PA USD 1562762.50000000 1.336644852400 Long DBT CORP US N 2 2025-07-01 Fixed 0.12500000 N N N N Y Zscaler Inc USD XXXX N N N WOLFSPEED INC 549300OGU88P3AW3TO93 977852AC6 1375000.00000000 PA USD 1224437.50000000 1.047272430366 Long DBT CORP US Y 2 2029-12-01 Fixed 1.87500000 N N N N Y Wolfspeed Inc USD XXXX N N N JETBLUE AIRWAYS CORP 54930070J9H97ZO93T57 477143AP6 1465000.00000000 PA USD 1130980.00000000 0.967337388226 Long DBT CORP US N 2 2026-04-01 Fixed 0.50000000 N N N N N JetBlue Airways Corp USD XXXX N N N ALLIANT ENERGY CORP 5493009ML300G373MZ12 018802AB4 750000.00000000 PA USD 778813.69000000 0.666126368989 Long DBT CORP US Y 2 2026-03-15 Fixed 3.87500000 N N N N Y Alliant Energy Corp USD XXXX N N N COHERUS BIOSCIENCES INC 5493007IL8W5MV932D26 19249HAB9 2165000.00000000 PA USD 1528490.00000000 1.307331274230 Long DBT CORP US N 2 2026-04-15 Fixed 1.50000000 N N N N N Coherus Biosciences Inc USD XXXX N N N Innovative Industrial Properti 5493008BQ0545EZXRR30 45781V101 16100.00000000 NS USD 1223439.00000000 1.046418404316 Long EC CORP US N 1 N N N VERINT SYSTEMS INC 549300KEQJS5FRVUCO94 92343XAC4 3090000.00000000 PA USD 2748168.75000000 2.350533502829 Long DBT CORP US N 2 2026-04-15 Fixed 0.25000000 N N N N Y Verint Systems Inc USD XXXX N N N BANDWIDTH INC 549300QC70JB7MUGXM66 05988JAB9 3000000.00000000 PA USD 2342289.84000000 2.003381612666 Long DBT CORP US N 2 2026-03-01 Fixed 0.25000000 N N N N Y Bandwidth Inc USD XXXX N N N CONMED CORP Z6C0YCECH9DCU5ZIQW84 207410AF8 880000.00000000 PA USD 1085480.00000000 0.928420828106 Long DBT CORP US N 2 2024-02-01 Fixed 2.62500000 N N N N Y CONMED Corp USD XXXX N N N NEXTERA ENERGY INC N/A 65339F713 30000.00000000 NS USD 1390500.00000000 1.189307183441 Long EP CORP US N 1 N N N CHART INDUSTRIES INC EM7QGKC1GYOF3LSZSL80 16115Q407 28000.00000000 NS USD 1497720.00000000 1.281013415881 Long EP CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 912796V48 345000.00000000 PA USD 344238.77000000 0.294430522819 Long DBT UST US N 2 2023-04-20 None 0.00000000 N N N N N N LUMENTUM HOLDINGS INC 549300JLWRRC38DWEF52 55024UAD1 2000000.00000000 PA USD 1740000.00000000 1.488237683702 Long DBT CORP US N 2 2026-12-15 Fixed 0.50000000 N N N N Y Lumentum Holdings Inc USD XXXX N N N IMPINJ INC 549300M26VGKSMMWWN17 453204AD1 2500000.00000000 PA USD 3560866.85000000 3.045641513112 Long DBT CORP US N 2 2027-05-15 Fixed 1.12500000 N N N N Y Impinj Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912796ZQ5 1995000.00000000 PA USD 1974565.29000000 1.688863490521 Long DBT UST US N 2 2023-06-22 None 0.00000000 N N N N N N SOFI TECHNOLOGIES INC 549300SW81JCMVZDDY09 83406FAA0 2000000.00000000 PA USD 1405000.00000000 1.201709164138 Long DBT CORP US Y 2 2026-10-15 None 0.00000000 N N N N Y SoFi Technologies Inc USD XXXX N N N LENDINGTREE INC 549300ISY5YHUJZTON08 52603BAD9 1800000.00000000 PA USD 1351440.00000000 1.155898813369 Long DBT CORP US N 2 2025-07-15 Fixed 0.50000000 N N N N Y LendingTree Inc USD XXXX N N N HCI GROUP INC 549300CZF7EZJH0MPH74 40416EAE3 2000000.00000000 PA USD 1836250.00000000 1.570561176263 Long DBT CORP US Y 2 2042-06-01 Fixed 4.75000000 N N N N Y HCI Group Inc USD XXXX N N N PAR TECHNOLOGY CORP 549300HYPTHBJQINVG57 698884AC7 2250000.00000000 PA USD 2406186.70000000 2.058033172967 Long DBT CORP US N 2 2026-04-15 Fixed 2.87500000 N N N N Y PAR Technology Corp USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912796X53 3250000.00000000 PA USD 3219510.09000000 2.753675999423 Long DBT UST US N 2 2023-06-15 None 0.00000000 N N N N N N SUNNOVA ENERGY INTL INC 549300JK1Y1VVC3JU540 86745KAG9 1900000.00000000 PA USD 1378487.89000000 1.179033117485 Long DBT CORP US Y 2 2028-02-15 Fixed 2.62500000 N N N N Y Shift4 Payments Inc USD XXXX N N N BIGBEAR.AI HOLDINGS INC 549300XGCF2ELN28CS63 08975BAA7 2000000.00000000 PA USD 1398264.16000000 1.195947939472 Long DBT CORP US Y 2 2026-12-15 Fixed 6.00000000 N N N N N BigBear.ai Holdings Inc USD XXXX N N N SUMMIT HOTEL PROPERTIES 254900OBQWJK6X20LS71 866082AA8 1710000.00000000 PA USD 1471798.13000000 1.258842206820 Long DBT CORP US N 2 2026-02-15 Fixed 1.50000000 N N N N N Summit Hotel Properties Inc USD XXXX N N N INTEGER HOLDINGS CORP 549300SUD2ED5XG6X569 45826HAA7 235000.00000000 PA USD 256972.50000000 0.219790895502 Long DBT CORP US Y 2 2028-02-15 Fixed 2.12500000 N N N N N Integer Holdings Corp USD XXXX N N N AKAMAI TECHNOLOGIES INC OC1LZNN2LF5WTJ5RIL89 00971TAL5 1700000.00000000 PA USD 1569792.80000000 1.342657931358 Long DBT CORP US N 2 2027-09-01 Fixed 0.37500000 N N N N Y Akamai Technologies Inc USD XXXX N N N NCL CORPORATION LTD UNZWILHE4KMRP9K2L524 62886HAX9 1360000.00000000 PA USD 1470840.00000000 1.258022709595 Long DBT CORP BM N 2 2025-08-01 Fixed 5.37500000 N N N N N Norwegian Cruise Line Holdings USD XXXX N N N Match Group Financeco 3 Inc 5493003IEL8HSZKWUI17 44932KAA4 1750000.00000000 PA USD 1501532.25000000 1.284274067668 Long DBT CORP US Y 2 2030-01-15 Fixed 2.00000000 N N N N N Match Group Inc USD XXXX N N N Crown Castle Inc 54930012H97VSM0I2R19 22822V101 18136.00000000 NS USD 2427322.24000000 2.076110590836 Long EC CORP US N 1 N N N ENVESTNET INC 549300HLWZ5OKIDM8737 29404KAF3 900000.00000000 PA USD 944550.00000000 0.807882128816 Long DBT CORP US Y 2 2027-12-01 Fixed 2.62500000 N N N N N Envestnet Inc USD XXXX N N N ON SEMICONDUCTOR CORP ZV20P4CNJVT8V1ZGJ064 682189AT2 1050000.00000000 PA USD 1096838.31000000 0.938135693028 Long DBT CORP US Y 2 2029-03-01 Fixed 0.50000000 N N N N N N CUTERA INC 529900NPKPEWJWR21Z42 232109AF5 1040000.00000000 PA USD 765884.45000000 0.655067873477 Long DBT CORP US Y 2 2029-06-01 Fixed 4.00000000 N N N N N Cutera Inc USD XXXX N N N STEM INC 549300GVWIYFILN5V546 85859NAC6 1500000.00000000 PA USD 1488300.00000000 1.272956404973 Long DBT CORP US Y 2 2030-04-01 Fixed 4.25000000 N N N N N Stem Inc USD XXXX N N N AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT N/A 000000000 272728.00000000 NS USD 2.73000000 0.000002334993 Long EP CORP US N 3 N N N NEXTERA ENERGY PARTNERS 5493008F4ZOQFNG3WN54 65341BAG1 1750000.00000000 PA USD 1562750.00000000 1.336634161037 Long DBT CORP US Y 2 2026-06-15 Fixed 2.50000000 N N N N N NextEra Energy Partners LP USD XXXX N N N PROS HOLDINGS INC 549300LPE1KNL5RWKQ48 74346YAG8 1805000.00000000 PA USD 1726482.50000000 1.476676044110 Long DBT CORP US N 2 2027-09-15 Fixed 2.25000000 N N N N Y PROS Holdings Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912797FM4 115000.00000000 PA USD 114073.05000000 0.097567707876 Long DBT UST US N 2 2023-06-06 None 0.00000000 N N N N N N SOUTHWEST AIRLINES CO UDTZ87G0STFETI6HGH41 844741BG2 2500000.00000000 PA USD 2849375.00000000 2.437096120688 Long DBT CORP US N 2 2025-05-01 Fixed 1.25000000 N N N N Y Southwest Airlines Co USD XXXX N N N ROYAL CARIBBEAN CRUISES K2NEH8QNVW44JIWK7Z55 780153BP6 1200000.00000000 PA USD 1835400.00000000 1.569834163601 Long DBT CORP LR Y 2 2025-08-15 Fixed 6.00000000 N N N N N Royal Caribbean Cruises Ltd USD XXXX N N N NEXTERA ENERGY INC N/A 65339F739 24860.00000000 NS USD 1214162.40000000 1.038484044720 Long EP CORP US N 1 N N N WOLFSPEED INC 549300OGU88P3AW3TO93 977852AB8 1759000.00000000 PA USD 1474042.00000000 1.260761409057 Long DBT CORP US N 2 2028-02-15 Fixed 0.25000000 N N N N Y Wolfspeed Inc USD XXXX N N N EDGIO INC 529900BNCMDQGEKW5M59 53261MAB0 1915000.00000000 PA USD 1624521.04000000 1.389467488330 Long DBT CORP US N 2 2025-08-01 Fixed 3.50000000 N N N N Y Limelight Networks Inc USD XXXX N N N COLLEGIUM PHARMA INC 54930049FXZMTLW8D496 19459JAB0 450000.00000000 PA USD 403648.94000000 0.345244576720 Long DBT CORP US Y 2 2029-02-15 Fixed 2.87500000 N N N N N Collegium Pharmaceutical Inc USD XXXX N N N MARRIOTT VACATION WORLDW 549300WA6BT5H4F7IO94 57164YAD9 700000.00000000 PA USD 681100.00000000 0.582550969177 Long DBT CORP US N 2 2026-01-15 None 0.00000000 N N N N Y Marriott Vacations Worldwide C USD XXXX N N N RIVIAN AUTO INC N/A 76954AAA1 1000000.00000000 PA USD 1038626.69000000 0.888346769745 Long DBT CORP US Y 2 2029-03-15 Fixed 4.62500000 N N N N Y Rivian Automotive Inc USD XXXX N N N BRAEMAR HOTELS & RESORTS 549300JDUUEBN868C776 10482BAB7 350000.00000000 PA USD 320514.92000000 0.274139300076 Long DBT CORP US N 2 2026-06-01 Fixed 4.50000000 N N N N N Braemar Hotels & Resorts Inc USD XXXX N N N INFINERA CORP 549300ZOF66WPV3H0H17 45667GAE3 1250000.00000000 PA USD 1531478.40000000 1.309887279687 Long DBT CORP US N 2 2027-03-01 Fixed 2.50000000 N N N N Y Infinera Corp USD XXXX N N N LIVE NATION ENTERTAINMEN 5493007B9BM9ZXJINO78 538034AZ2 1050000.00000000 PA USD 1032150.00000000 0.882807198409 Long DBT CORP US Y 2 2029-01-15 Fixed 3.12500000 N N N N Y Live Nation Entertainment Inc USD XXXX N N N CUTERA INC 529900NPKPEWJWR21Z42 232109AB4 1000000.00000000 PA USD 1005702.82000000 0.860186686970 Long DBT CORP US N 2 2026-03-15 Fixed 2.25000000 N N N N Y Cutera Inc USD XXXX N N N FRESHPET INC 549300S4ZK8ZQ6HNPN59 358039AA3 500000.00000000 PA USD 582375.00000000 0.498110586808 Long DBT CORP US Y 2 2028-04-01 Fixed 3.00000000 N N N N Y Freshpet Inc USD XXXX N N N PETIQ INC 549300GROACFGKVYOX14 71639TAB2 2270000.00000000 PA USD 1989655.00000000 1.701769855497 Long DBT CORP US N 2 2026-06-01 Fixed 4.00000000 N N N N Y PetIQ Inc USD XXXX N N N CARDLYTICS INC 549300JETJBH94EIPC66 14161WAB1 1495000.00000000 PA USD 639112.50000000 0.546638681968 Long DBT CORP US N 2 2025-09-15 Fixed 1.00000000 N N N N Y Cardlytics Inc USD XXXX N N N NICE LTD 254900YTY4EF5Z4W0A51 653656AB4 465000.00000000 PA USD 447562.50000000 0.382804240409 Long DBT CORP IL N 2 2025-09-15 None 0.00000000 N N N N N Nice Ltd USD XXXX N N N CHART INDUSTRIES INC EM7QGKC1GYOF3LSZSL80 16115QAE0 450000.00000000 PA USD 972675.00000000 0.831937694824 Long DBT CORP US N 2 2024-11-15 Fixed 1.00000000 N N N N Y Chart Industries Inc USD XXXX N N N INSULET CORPORATION 549300TZTYD2PYN92D43 45784PAK7 1500000.00000000 PA USD 2247750.00000000 1.922520835368 Long DBT CORP US N 2 2026-09-01 Fixed 0.37500000 N N N N Y Insulet Corp USD XXXX N N N HALOZYME THERAPEUTICS IN 529900242I3SV9AGM753 40637HAE9 1200000.00000000 PA USD 1137000.00000000 0.972486348488 Long DBT CORP US Y 2 2028-08-15 Fixed 1.00000000 N N N N N Halozyme Therapeutics Inc USD XXXX N N N 8X8 INC 254900XWSOC5U1BRW939 282914AB6 2020000.00000000 PA USD 1826663.44000000 1.562361705085 Long DBT CORP US N 2 2024-02-01 Fixed 0.50000000 N N N N Y 8x8 Inc USD XXXX N N N I3 VERTICALS LLC 549300VET627YPCK1T69 44933TAB2 2605000.00000000 PA USD 2416137.50000000 2.066544181899 Long DBT CORP US N 2 2025-02-15 Fixed 1.00000000 N N N N Y I3 Verticals Inc USD XXXX N N N FUBOTV INC N/A 35953DAB0 1810000.00000000 PA USD 770338.55000000 0.658877505355 Long DBT CORP US N 2 2026-02-15 Fixed 3.25000000 N N N N Y fuboTV Inc USD XXXX N N N NY COMMUNITY CAP TRUST V N/A 64944P307 32000.00000000 NS USD 1238400.00000000 1.059214682469 Long EP CORP US N 1 N N N INVACARE CORP 549300NNUTG7HCZICS76 461203AQ4 940000.00000000 PA USD 51700.00000000 0.044219476004 Long DBT CORP US N 2 2026-03-15 Fixed 4.25000000 Y N N N Y Invacare Corp USD XXXX N N N PERFICIENT INC 549300HTBXKL2755T650 71375UAF8 2500000.00000000 PA USD 1998721.68000000 1.709524668625 Long DBT CORP US N 2 2026-11-15 Fixed 0.12500000 N N N N Y Perficient Inc USD XXXX N N N INDIE SEMICONDUCTOR INC 254900L1MFXFYGB1PV53 45569UAA9 2000000.00000000 PA USD 2933332.06000000 2.508905350864 Long DBT CORP US Y 2 2027-11-15 Fixed 4.50000000 N N N N Y indie Semiconductor Inc USD XXXX N N N ARRAY TECHNOLOGIES INC 549300JM5FECYJQ85V37 04271TAB6 2938000.00000000 PA USD 3244340.56000000 2.774913724227 Long DBT CORP US N 2 2028-12-01 Fixed 1.00000000 N N N N Y Array Technologies Inc USD XXXX N N N NORTHERN OIL AND GAS INC OKFF0PIZDDMNH4UCYE51 665531AH2 2000000.00000000 PA USD 2144988.34000000 1.834627861315 Long DBT CORP US Y 2 2029-04-15 Fixed 3.62500000 N N N N Y Northern Oil and Gas Inc USD XXXX N N N DESKTOP METAL INC 254900C3ZY0EFO5PGJ27 25058XAC9 1250000.00000000 PA USD 1812500.00000000 1.550247587189 Long DBT CORP US Y 2 2027-05-15 Fixed 6.00000000 N N N N Y Desktop Metal Inc USD XXXX N N N DISH NETWORK CORP 529900U350CWHH15G169 25470MAB5 2000000.00000000 PA USD 1040000.16000000 0.889521511016 Long DBT CORP US N 2 2026-08-15 Fixed 3.37500000 N N N N Y DISH Network Corp USD XXXX N N N POST HOLDINGS INC JM1I5YUAURL6DC8N1468 737446AS3 650000.00000000 PA USD 682630.00000000 0.583859591968 Long DBT CORP US Y 2 2027-08-15 Fixed 2.50000000 N N N N N Post Holdings Inc USD XXXX N N N KALEYRA INC 549300Q16CZ1PDK9BL93 483379AA1 2000000.00000000 PA USD 1582005.70000000 1.353103734811 Long DBT CORP US Y 2 2026-06-01 Fixed 6.12500000 N N N N N Kaleyra Inc USD XXXX N N N PPL CAPITAL FUNDING INC 549300MROK5WY0D2NU17 69352PAR4 900000.00000000 PA USD 907816.76000000 0.776463857545 Long DBT CORP US Y 2 2028-03-15 Fixed 2.87500000 N N N N N N INTERDIGITAL INC N/A 45867GAC5 3000000.00000000 PA USD 3369000.00000000 2.881536066892 Long DBT CORP US Y 2 2027-06-01 Fixed 3.50000000 N N N N N InterDigital Inc USD XXXX N N N DISH NETWORK CORP 529900U350CWHH15G169 25470MAF6 2500000.00000000 PA USD 1332500.00000000 1.139699260651 Long DBT CORP US N 2 2025-12-15 None 0.00000000 N N N N Y DISH Network Corp USD XXXX N N N CUTERA INC 529900NPKPEWJWR21Z42 232109AC2 1750000.00000000 PA USD 1301731.97000000 1.113383087260 Long DBT CORP US Y 2 2028-06-01 Fixed 2.25000000 N N N N N Cutera Inc USD XXXX N N N CHEFS' WAREHOUSE THE 549300JYEDC8C547E980 163086AD3 1500000.00000000 PA USD 1537106.63000000 1.314701155536 Long DBT CORP US Y 2 2028-12-15 Fixed 2.37500000 N N N N N Chefs' Warehouse Inc/The USD XXXX N N N 2020 CASH EXCH TRUST N/A 901375105 2375.00000000 NS USD 2767468.75000000 2.367040966791 Long EP CORP US N 2 N N N PEBBLEBROOK HOTEL TRUST 5493004Q1NNH6JXCSI52 70509VAA8 1500000.00000000 PA USD 1277216.81000000 1.092415049942 Long DBT CORP US N 2 2026-12-15 Fixed 1.75000000 N N N N Y Pebblebrook Hotel Trust USD XXXX N N N SPIRE INC 549300NXSY15DRY2R511 84857L606 14800.00000000 NS USD 743774.00000000 0.636156606297 Long EP CORP US N 2 N N N MERCADOLIBRE INC 549300DKPDN9M5S8GB14 58733RAD4 1000000.00000000 PA USD 3021000.00000000 2.583888530151 Long DBT CORP US N 2 2028-08-15 Fixed 2.00000000 N N N N Y MercadoLibre Inc USD XXXX N N N LUMENTUM HOLDINGS INC 549300JLWRRC38DWEF52 55024UAF6 853000.00000000 PA USD 653723.99000000 0.559136021067 Long DBT CORP US N 2 2028-06-15 Fixed 0.50000000 N N N N Y Lumentum Holdings Inc USD XXXX N N N LIBERTY MEDIA CORP N/A 531229AL6 1815000.00000000 PA USD 1957106.48000000 1.673930812961 Long DBT CORP US Y 2 2027-08-15 Fixed 2.25000000 N N N N N Liberty Media Corp-Liberty For USD XXXX N N N 2023-05-23 Bancroft Fund Ltd John C. Ball John C. Ball Treasurer