0001752724-20-267486.txt : 20201222
0001752724-20-267486.hdr.sgml : 20201222
20201222120315
ACCESSION NUMBER: 0001752724-20-267486
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201030
FILED AS OF DATE: 20201222
PERIOD START: 20201031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANCROFT FUND LTD
CENTRAL INDEX KEY: 0000009521
IRS NUMBER: 042476994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02151
FILM NUMBER: 201406858
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: BANCROFT CONVERTIBLE FUND INC
DATE OF NAME CHANGE: 19920703
NPORT-P
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Bancroft Fund Ltd
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2020-10-30
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Sea Ltd
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DBT
CORP
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2
2025-12-01
Fixed
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N
N
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Sea Ltd
Sea Ltd
USD
XXXX
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COUPA SOFTWARE INC
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Coupa Software Inc
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1260000.00000000
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USD
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DBT
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Y
2
2026-06-15
Fixed
0.37500000
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N
N
N
Y
Coupa Software Inc
Coupa Software Inc
USD
XXXX
N
N
N
LENDINGTREE INC
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LendingTree Inc
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1095000.00000000
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USD
1093631.25000000
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DBT
CORP
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Y
2
2025-07-15
Fixed
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LendingTree Inc
LendingTree Inc
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COLFAX CORP
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Colfax Corp
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15000.00000000
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USD
1772550.00000000
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EP
CORP
US
N
1
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N
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NATIONAL VISION HOLDINGS
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National Vision Holdings Inc
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950000.00000000
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USD
1398509.70000000
0.909983620166
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DBT
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2
2025-05-15
Fixed
2.50000000
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National Vision Holdings Inc
National Vision Holdings Inc
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PROS HOLDINGS INC
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PROS Holdings Inc
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1205000.00000000
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USD
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2
2027-09-15
Fixed
2.25000000
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PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
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N
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SPLUNK INC
549300XGDSGBP6UEI867
Splunk Inc
848637AE4
630000.00000000
PA
USD
696555.66000000
0.453235498569
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DBT
CORP
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Y
2
2027-06-15
Fixed
1.12500000
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N
N
N
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Splunk Inc
Splunk Inc
USD
XXXX
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N
N
COLONY CAPITAL OPERATING
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Colony Capital Operating Co LLC
19626LAA5
710000.00000000
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USD
1240113.20000000
0.806918035071
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DBT
CORP
US
Y
2
2025-07-15
Fixed
5.75000000
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N
N
N
N
Colony Capital Inc
Colony Capital Inc
USD
XXXX
N
N
N
EVERBRIDGE INC
549300WCY0UMR64ATW81
Everbridge Inc
29978AAB0
1985000.00000000
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USD
2333615.63000000
1.518439235040
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DBT
CORP
US
Y
2
2024-12-15
Fixed
0.12500000
N
N
N
N
Y
Everbridge Inc
Everbridge Inc
USD
XXXX
N
N
N
REALPAGE INC
5493001RSFZX4122A604
RealPage Inc
75606NAC3
1500000.00000000
PA
USD
1549368.93000000
1.008144847257
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
1.50000000
N
N
N
N
Y
RealPage Inc
RealPage Inc
USD
XXXX
N
N
N
LIVONGO HEALTH
54930061HKCVF1H2O156
Livongo Health Inc
539183AB9
950000.00000000
PA
USD
1856656.25000000
1.208090852555
Long
DBT
CORP
US
Y
2
2025-06-01
Fixed
0.87500000
N
N
N
N
N
Livongo Health Inc
Livongo Health Inc
USD
XXXX
N
N
N
Goodrich Petroleum Corp
5493000G2GU65EVWSF15
Goodrich Petroleum Corp
382410843
133.00000000
NS
USD
1274.14000000
0.000829058625
Long
EC
CORP
US
N
1
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741BG2
840000.00000000
PA
USD
1134000.00000000
0.737872197288
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25000000
N
N
N
N
Y
Southwest Airlines Co
Southwest Airlines Co
USD
XXXX
N
N
N
EVOLENT HEALTH INC
549300CZOCFHQ2BBTR11
Evolent Health Inc
30050BAD3
1000000.00000000
PA
USD
795413.67000000
0.517560522430
Long
DBT
CORP
US
N
2
2025-10-15
Fixed
1.50000000
N
N
N
N
Y
Evolent Health Inc
Evolent Health Inc
USD
XXXX
N
N
N
WORKIVA INC
529900RTOQ8GRWHY1O58
Workiva Inc
98139AAB1
1500000.00000000
PA
USD
1492217.46000000
0.970957474464
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
1.12500000
N
N
N
N
Y
Workiva Inc
Workiva Inc
USD
XXXX
N
N
N
FIVERR INTERNATIONAL LTD
549300Z8OREY6THCPF67
Fiverr International Ltd
33835LAB1
155000.00000000
PA
USD
159262.50000000
0.103629074797
Long
DBT
CORP
IL
Y
2
2025-11-01
None
0.00000000
N
N
N
N
Y
Fiverr International Ltd
Fiverr International Ltd
USD
XXXX
N
N
N
UNDER ARMOUR INC
549300D4549QKWETZ406
Under Armour Inc
904311AB3
635000.00000000
PA
USD
913558.52000000
0.594435125665
Long
DBT
CORP
US
Y
2
2024-06-01
Fixed
1.50000000
N
N
N
N
Y
Under Armour Inc
Under Armour Inc
USD
XXXX
N
N
N
PROOFPOINT INC
529900C5FODDK0WSR085
Proofpoint Inc
743424AF0
2045000.00000000
PA
USD
1981841.10000000
1.289546249677
Long
DBT
CORP
US
N
2
2024-08-15
Fixed
0.25000000
N
N
N
N
Y
Proofpoint Inc
Proofpoint Inc
USD
XXXX
N
N
N
AMERICAN ELECTRIC POWER
1B4S6S7G0TW5EE83BO58
American Electric Power Co Inc
025537127
21150.00000000
NS
USD
1129198.50000000
0.734747952707
Long
EP
CORP
US
N
1
N
N
N
THERAVANCE BIOPHARMA INC
5493007VTSXP4Z6MIW52
Theravance Biopharma Inc
88339KAA0
1500000.00000000
PA
USD
1411684.04000000
0.918555912233
Long
DBT
CORP
KY
N
2
2023-11-01
Fixed
3.25000000
N
N
N
N
N
Theravance Biopharma Inc
Theravance Biopharma Inc
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BE1
620000.00000000
PA
USD
588674.85000000
0.383039510633
Long
DBT
CORP
LR
Y
2
2023-11-15
Fixed
2.87500000
N
N
N
N
N
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
DexCom Inc
252131AJ6
475000.00000000
PA
USD
459141.38000000
0.298754549318
Long
DBT
CORP
US
Y
2
2025-11-15
Fixed
0.25000000
N
N
N
N
Y
DexCom Inc
DexCom Inc
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AB5
1500000.00000000
PA
USD
1459417.56000000
0.949615204373
Long
DBT
CORP
US
Y
2
2026-12-15
Fixed
2.00000000
N
N
N
N
Y
Impinj Inc
Impinj Inc
USD
XXXX
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505682
2000.00000000
NS
USD
2933800.00000000
1.908967771081
Long
EP
CORP
US
N
1
N
N
N
PACIRA BIOSCIENCES INC
N/A
Pacira BioSciences Inc
695127AD2
1500000.00000000
PA
USD
1638536.40000000
1.066164421345
Long
DBT
CORP
US
N
2
2022-04-01
Fixed
2.37500000
N
N
N
N
Y
Pacira BioSciences Inc
Pacira BioSciences Inc
USD
XXXX
N
N
N
ELANCO ANIMAL HEALTH INC
549300SHPNDCE059M934
Elanco Animal Health Inc
28414H202
29115.00000000
NS
USD
1408292.55000000
0.916349134298
Long
EP
CORP
US
N
1
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115QAD2
750000.00000000
PA
USD
1192500.00000000
0.775937032863
Long
DBT
CORP
US
Y
2
2024-11-15
Fixed
1.00000000
N
N
N
N
Y
Chart Industries Inc
Chart Industries Inc
USD
XXXX
N
N
N
IAC FINANCECO 3 INC
5493003IEL8HSZKWUI17
IAC FINANCECO 3 INC
44932KAA4
2000000.00000000
PA
USD
3194660.82000000
2.078704937253
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
2.00000000
N
N
N
N
N
IAC/InterActiveCorp
IAC/InterActiveCorp
USD
XXXX
N
N
N
TELADOC HEALTH INC
549300I2PVFBC9MFAC61
Teladoc Health Inc
87918AAE5
1795000.00000000
PA
USD
2098843.72000000
1.365677625610
Long
DBT
CORP
US
Y
2
2027-06-01
Fixed
1.25000000
N
N
N
N
Y
Teladoc Health Inc
Teladoc Health Inc
USD
XXXX
N
N
N
BLACKLINE INC
529900P9N7PK9LV5EK56
Blackline Inc
09239BAB5
1000000.00000000
PA
USD
1475625.00000000
0.960161076829
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
0.12500000
N
N
N
N
N
Blackline Inc
Blackline Inc
USD
XXXX
N
N
N
2020 MANDATORY EXCHANGE
N/A
2020 Mandatory Exchangeable Trust
901376202
630.00000000
NS
USD
921060.00000000
0.599316195797
Long
EP
CORP
US
N
2
N
N
N
PAR TECHNOLOGY CORP
549300HYPTHBJQINVG57
PAR Technology Corp
698884AB9
2500000.00000000
PA
USD
2857206.38000000
1.859129761656
Long
DBT
CORP
US
Y
2
2026-04-15
Fixed
2.87500000
N
N
N
N
Y
PAR Technology Corp
PAR Technology Corp
USD
XXXX
N
N
N
CSG SYSTEMS INTERNATIONA
549300D7FJZUOHHXUA81
CSG Systems International Inc
126349AF6
2500000.00000000
PA
USD
2602431.05000000
1.693352307897
Long
DBT
CORP
US
N
2
2036-03-15
Fixed
4.25000000
N
N
N
N
Y
CSG Systems International Inc
CSG Systems International Inc
USD
XXXX
N
N
N
TWILIO INC
5493004W8TRGD63APX93
Twilio Inc
90138FAB8
1000000.00000000
PA
USD
3903211.28000000
2.539745223682
Long
DBT
CORP
US
N
2
2023-06-01
Fixed
0.25000000
N
N
N
N
Y
Twilio Inc
Twilio Inc
USD
XXXX
N
N
N
K12 INC
254900BRWS3AFONWU277
K12 Inc
48273UAA0
780000.00000000
PA
USD
642212.40000000
0.417875374527
Long
DBT
CORP
US
Y
2
2027-09-01
Fixed
1.12500000
N
N
N
N
N
K12 Inc
K12 Inc
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AF8
1000000.00000000
PA
USD
1143262.00000000
0.743898804247
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
2.62500000
N
N
N
N
Y
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAH6
500000.00000000
PA
USD
420448.30000000
0.273577699265
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
1.00000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
SQUARE INC
549300OHIIUWSTIZME52
Square Inc
852234AD5
1500000.00000000
PA
USD
3105284.03000000
2.020549162629
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
0.50000000
N
N
N
N
Y
Square Inc
Square Inc
USD
XXXX
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
DexCom Inc
252131AH0
535000.00000000
PA
USD
1067853.07000000
0.694831650037
Long
DBT
CORP
US
N
2
2023-12-01
Fixed
0.75000000
N
N
N
N
Y
DexCom Inc
DexCom Inc
USD
XXXX
N
N
N
CHIMERA INVESTMENT CORP
2JBBQFJOL123LOUBE657
Chimera Investment Corp
16934QAA7
790000.00000000
PA
USD
994211.74000000
0.646914639474
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
7.00000000
N
N
N
N
N
Chimera Investment Corp
Chimera Investment Corp
USD
XXXX
N
N
N
GOL EQUITY FINANCE SA
222100H9BH197YU7RY14
GOL Equity Finance SA
36256KAA8
690000.00000000
PA
USD
445696.01000000
0.290005903193
Long
DBT
CORP
LU
Y
2
2024-07-15
Fixed
3.75000000
N
N
N
N
Y
Gol Linhas Aereas Inteligentes
Gol Linhas Aereas Inteligentes SA
USD
XXXX
N
N
N
SPLUNK INC
549300XGDSGBP6UEI867
Splunk Inc
848637AD6
1500000.00000000
PA
USD
2224060.50000000
1.447153798975
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.12500000
N
N
N
N
N
Splunk Inc
Splunk Inc
USD
XXXX
N
N
N
BANDWIDTH INC
549300QC70JB7MUGXM66
Bandwidth Inc
05988JAA1
1500000.00000000
PA
USD
2784480.00000000
1.811808091628
Long
DBT
CORP
US
Y
2
2026-03-01
Fixed
0.25000000
N
N
N
N
N
Bandwidth Inc
Bandwidth Inc
USD
XXXX
N
N
N
VOCERA COMMUNICATIONS
5493006D2J6NPNZ60K83
Vocera Communications Inc
92857FAB3
1500000.00000000
PA
USD
1803152.07000000
1.173276701884
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
1.50000000
N
N
N
N
Y
Vocera Communications Inc
Vocera Communications Inc
USD
XXXX
N
N
N
FARFETCH LTD
549300QFQ74Z0F96NS78
Farfetch Ltd
30744WAC1
945000.00000000
PA
USD
1890433.57000000
1.230069111220
Long
DBT
CORP
KY
Y
2
2027-05-01
Fixed
3.75000000
N
N
N
N
N
Farfetch Ltd
Farfetch Ltd
USD
XXXX
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAB1
1830000.00000000
PA
USD
2411025.00000000
1.568808037449
Long
DBT
CORP
US
N
2
2027-03-15
Fixed
0.37500000
N
N
N
N
Y
Exact Sciences Corp
Exact Sciences Corp
USD
XXXX
N
N
N
ATLAS AIR WORLDWIDE HLDG
549300R0A2TUVCYZB465
Atlas Air Worldwide Holdings Inc
049164BJ4
1000000.00000000
PA
USD
1189791.29000000
0.774174526867
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
1.87500000
N
N
N
N
Y
Atlas Air Worldwide Holdings I
Atlas Air Worldwide Holdings Inc
USD
XXXX
N
N
N
CARDLYTICS INC
549300JETJBH94EIPC66
Cardlytics Inc
14161WAA3
1245000.00000000
PA
USD
1403737.50000000
0.913385250036
Long
DBT
CORP
US
Y
2
2025-09-15
Fixed
1.00000000
N
N
N
N
Y
Cardlytics Inc
Cardlytics Inc
USD
XXXX
N
N
N
2U INC
5493008RVTXVR43PYF84
2U Inc
90214JAA9
1265000.00000000
PA
USD
1923207.65000000
1.251394580730
Long
DBT
CORP
US
Y
2
2025-05-01
Fixed
2.25000000
N
N
N
N
N
2U Inc
2U Inc
USD
XXXX
N
N
N
PAGERDUTY INC.
549300U1SB749EDAGH21
PagerDuty Inc
69553PAA8
1315000.00000000
PA
USD
1338619.65000000
0.871014305537
Long
DBT
CORP
US
Y
2
2025-07-01
Fixed
1.25000000
N
N
N
N
Y
PagerDuty Inc
PagerDuty Inc
USD
XXXX
N
N
N
CHENIERE ENERGY INC
MIHC87W9WTYSYZWV1J40
Cheniere Energy Inc
16411RAG4
2200000.00000000
PA
USD
1643763.40000000
1.069565530670
Long
DBT
CORP
US
N
2
2045-03-15
Fixed
4.25000000
N
N
N
N
Y
Cheniere Energy Inc
Cheniere Energy Inc
USD
XXXX
N
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
Danaher Corp
235851300
1000.00000000
NS
USD
1569890.00000000
1.021497516579
Long
EP
CORP
US
N
1
N
N
N
SUPERNUS PHARMACEUTICALS
549300GRM36VBKISYJ58
Supernus Pharmaceuticals Inc
868459AD0
1288000.00000000
PA
USD
1196201.97000000
0.778345834219
Long
DBT
CORP
US
N
2
2023-04-01
Fixed
0.62500000
N
N
N
N
Y
Supernus Pharmaceuticals Inc
Supernus Pharmaceuticals Inc
USD
XXXX
N
N
N
BLOOM ENERGY CORP
549300XB5J9BFW5JXV97
Bloom Energy Corp
093712AG2
1065000.00000000
PA
USD
1151797.50000000
0.749452691496
Long
DBT
CORP
US
Y
2
2025-08-15
Fixed
2.50000000
N
N
N
N
N
Bloom Energy Corp
Bloom Energy Corp
USD
XXXX
N
N
N
KAMAN CORP
5493003YK076OLTEQF95
Kaman Corp
483548AF0
1349000.00000000
PA
USD
1349175.87000000
0.877883036795
Long
DBT
CORP
US
N
2
2024-05-01
Fixed
3.25000000
N
N
N
N
Y
Kaman Corp
Kaman Corp
USD
XXXX
N
N
N
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
N/A
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
000000000
809253.00000000
NS
USD
436035.23000000
0.283719817685
Long
EP
CORP
US
N
3
N
N
N
RINGCENTRAL INC
549300C8EH0H1614VE84
RingCentral Inc
76680RAD9
850000.00000000
PA
USD
2688167.93000000
1.749139662425
Long
DBT
CORP
US
N
2
2023-03-15
None
0.00000000
N
N
N
N
Y
RingCentral Inc
RingCentral Inc
USD
XXXX
N
N
N
SHOPIFY INC
549300HGQ43STJLLP808
Shopify Inc
82509LAA5
620000.00000000
PA
USD
681225.00000000
0.443260130157
Long
DBT
CORP
CA
N
2
2025-11-01
Fixed
0.12500000
N
N
N
N
Y
Shopify Inc
Shopify Inc
USD
XXXX
N
N
N
PERFICIENT INC
549300HTBXKL2755T650
Perficient Inc
71375UAC5
2000000.00000000
PA
USD
2063400.86000000
1.342615631795
Long
DBT
CORP
US
Y
2
2025-08-01
Fixed
1.25000000
N
N
N
N
Y
Perficient Inc
Perficient Inc
USD
XXXX
N
N
N
8X8 INC
254900XWSOC5U1BRW939
8x8 Inc
282914AB6
1520000.00000000
PA
USD
1487304.51000000
0.967760711491
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
0.50000000
N
N
N
N
Y
8x8 Inc
8x8 Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796TY5
2080000.00000000
PA
USD
2079718.76000000
1.353233378469
Long
DBT
UST
US
N
2
2020-12-31
None
0.00000000
N
N
N
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAS0
630000.00000000
PA
USD
893930.42000000
0.581663494910
Long
DBT
CORP
BM
Y
2
2024-05-15
Fixed
6.00000000
N
N
N
N
N
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
I3 VERTICALS LLC
549300VET627YPCK1T69
i3 Verticals LLC
44933TAA4
2015000.00000000
PA
USD
1625853.13000000
1.057911659172
Long
DBT
CORP
US
Y
2
2025-02-15
Fixed
1.00000000
N
N
N
N
Y
I3 Verticals Inc
I3 Verticals Inc
USD
XXXX
N
N
N
Q2 HOLDINGS INC
549300M9RKR9DZXWS696
Q2 Holdings Inc
74736LAD1
1500000.00000000
PA
USD
1860937.50000000
1.210876580372
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
0.75000000
N
N
N
N
Y
Q2 Holdings Inc
Q2 Holdings Inc
USD
XXXX
N
N
N
MERCADOLIBRE INC
549300DKPDN9M5S8GB14
MercadoLibre Inc
58733RAD4
1250000.00000000
PA
USD
3517210.29000000
2.288581732812
Long
DBT
CORP
US
N
2
2028-08-15
Fixed
2.00000000
N
N
N
N
Y
MercadoLibre Inc
MercadoLibre Inc
USD
XXXX
N
N
N
OKTA INC
549300N8J06I8MRHU620
Okta Inc
679295AD7
1500000.00000000
PA
USD
1966875.00000000
1.279808093511
Long
DBT
CORP
US
N
2
2025-09-01
Fixed
0.12500000
N
N
N
N
Y
Okta Inc
Okta Inc
USD
XXXX
N
N
N
VARONIS SYSTEM INC
549300SHIVNRRH7STS26
Varonis Systems Inc
922280AA0
950000.00000000
PA
USD
1362632.50000000
0.886639009587
Long
DBT
CORP
US
Y
2
2025-08-15
Fixed
1.25000000
N
N
N
N
Y
Varonis Systems Inc
Varonis Systems Inc
USD
XXXX
N
N
N
AVANTOR INC
N/A
Avantor Inc
05352A209
24965.00000000
NS
USD
1875121.15000000
1.220105611228
Long
EP
CORP
US
N
1
N
N
N
LANDMARK INFRASTRUCTURE
549300I3H10A778Y4H45
Landmark Infrastructure Partners LP
51508J405
40000.00000000
NS
USD
984800.00000000
0.640790599550
Long
EP
CORP
US
N
1
N
N
N
INTERDIGITAL INC
N/A
InterDigital Inc
45867GAB7
2835000.00000000
PA
USD
2907917.02000000
1.892126209066
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
2.00000000
N
N
N
N
Y
InterDigital Inc
InterDigital Inc
USD
XXXX
N
N
N
WAYFAIR INC
54930027N9ZAVYFDHK53
Wayfair Inc
94419LAL5
1880000.00000000
PA
USD
1801993.29000000
1.172522705813
Long
DBT
CORP
US
Y
2
2025-10-01
Fixed
0.62500000
N
N
N
N
N
Wayfair Inc
Wayfair Inc
USD
XXXX
N
N
N
NICE LTD
254900YTY4EF5Z4W0A51
Nice Ltd
653656AA6
465000.00000000
PA
USD
475781.83000000
0.309582173132
Long
DBT
CORP
IL
Y
2
2025-09-15
None
0.00000000
N
N
N
N
N
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
DTE ENERGY CO
549300IX8SD6XXD71I78
DTE Energy Co
233331842
42700.00000000
NS
USD
2031666.00000000
1.321966362942
Long
EP
CORP
US
N
1
N
N
N
HUBSPOT INC
529900BLNVEW0MVKJB37
HubSpot Inc
443573AC4
470000.00000000
PA
USD
590612.59000000
0.384300361137
Long
DBT
CORP
US
Y
2
2025-06-01
Fixed
0.37500000
N
N
N
N
N
HubSpot Inc
HubSpot Inc
USD
XXXX
N
N
N
COHERUS BIOSCIENCES INC
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249HAA1
665000.00000000
PA
USD
748075.54000000
0.486758503031
Long
DBT
CORP
US
Y
2
2026-04-15
Fixed
1.50000000
N
N
N
N
N
Coherus Biosciences Inc
Coherus Biosciences Inc
USD
XXXX
N
N
N
REDFIN CORP
549300HXWD3JEMZU3O57
Redfin Corp
75737FAB4
155000.00000000
PA
USD
146289.00000000
0.095187465493
Long
DBT
CORP
US
Y
2
2025-10-15
None
0.00000000
N
N
N
N
Y
Redfin Corp
Redfin Corp
USD
XXXX
N
N
N
CLOUDFLARE INC
5493007DY18BGNLDWU14
Cloudflare Inc
18915MAA5
635000.00000000
PA
USD
1004675.49000000
0.653723202264
Long
DBT
CORP
US
Y
2
2025-05-15
Fixed
0.75000000
N
N
N
N
Y
Cloudflare Inc
Cloudflare Inc
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAB5
2000000.00000000
PA
USD
1772819.36000000
1.153539785325
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.37500000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
STANLEY BLACK & DECKER I
549300DJ09SMTO561131
Stanley Black & Decker Inc
854502846
6675.00000000
NS
USD
696736.50000000
0.453353167712
Long
EP
CORP
US
N
1
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F739
24860.00000000
NS
USD
1226343.80000000
0.797958548798
Long
EP
CORP
US
N
1
N
N
N
LENDINGTREE INC
549300ISY5YHUJZTON08
LendingTree Inc
52603BAA5
1116000.00000000
PA
USD
1826752.50000000
1.188633052096
Long
DBT
CORP
US
N
2
2022-06-01
Fixed
0.62500000
N
N
N
N
Y
LendingTree Inc
LendingTree Inc
USD
XXXX
N
N
N
SURO CAPITAL CORP
549300YR4IAV0VJFWN84
SuRo Capital Corp
36191JAC5
1000000.00000000
PA
USD
1053800.00000000
0.685687585099
Long
DBT
CORP
US
N
2
2023-03-28
Fixed
4.75000000
N
N
N
N
N
GSV CAPITAL CORP
GSV Capital Corp
USD
XXXX
N
N
N
LIVEPERSON INC
549300IN2P1JZ20G7N40
LivePerson Inc
538146AB7
1690000.00000000
PA
USD
2731937.63000000
1.777619772402
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
0.75000000
N
N
N
N
Y
LivePerson Inc
LivePerson Inc
USD
XXXX
N
N
N
CALLAWAY GOLF CO
5493005UB0KFRKBPCU72
Callaway Golf Co
131193AD6
950000.00000000
PA
USD
1138812.50000000
0.741003599360
Long
DBT
CORP
US
Y
2
2026-05-01
Fixed
2.75000000
N
N
N
N
Y
Callaway Golf Co
Callaway Golf Co
USD
XXXX
N
N
N
2020 CASH EXCH TRUST
N/A
2020 Cash Mandatory Exchangeable Trust
901375105
1575.00000000
NS
USD
1644457.50000000
1.070017168318
Long
EP
CORP
US
N
2
N
N
N
INPHI CORP
549300DCMERAAZFGT726
Inphi Corp
45772FAE7
160000.00000000
PA
USD
205492.10000000
0.133709794843
Long
DBT
CORP
US
Y
2
2025-04-15
Fixed
0.75000000
N
N
N
N
Y
Inphi Corp
Inphi Corp
USD
XXXX
N
N
N
COUPA SOFTWARE INC
549300Q95ICR2GFL2K37
Coupa Software Inc
22266LAC0
835000.00000000
PA
USD
1491277.44000000
0.970345821358
Long
DBT
CORP
US
N
2
2025-06-15
Fixed
0.12500000
N
N
N
N
Y
Coupa Software Inc
Coupa Software Inc
USD
XXXX
N
N
N
PETIQ INC
549300GROACFGKVYOX14
PetIQ Inc
71639TAA4
1270000.00000000
PA
USD
1562862.00000000
1.016924530863
Long
DBT
CORP
US
Y
2
2026-06-01
Fixed
4.00000000
N
N
N
N
N
PetIQ Inc
PetIQ Inc
USD
XXXX
N
N
N
LIMELIGHT NETWORKS INC
529900BNCMDQGEKW5M59
Limelight Networks Inc
53261MAA2
1035000.00000000
PA
USD
861425.91000000
0.560513429464
Long
DBT
CORP
US
Y
2
2025-08-01
Fixed
3.50000000
N
N
N
N
Y
Limelight Networks Inc
Limelight Networks Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F770
25500.00000000
NS
USD
1260975.00000000
0.820492410913
Long
EP
CORP
US
N
1
N
N
N
NY COMMUNITY CAP TRUST V
N/A
New York Community Capital Trust V
64944P307
24000.00000000
NS
USD
1049520.00000000
0.682902670633
Long
EP
CORP
US
N
1
N
N
N
AEROJET ROCKETDYNE HLDG
549300VULNLWHE8QWI76
Aerojet Rocketdyne Holdings Inc
007800AB1
1500000.00000000
PA
USD
1999266.39000000
1.300884553928
Long
DBT
CORP
US
N
2
2023-12-15
Fixed
2.25000000
N
N
N
N
Y
Aerojet Rocketdyne Holdings In
Aerojet Rocketdyne Holdings Inc
USD
XXXX
N
N
N
MEDALLIA INC
5493009P6W6C5BK60J60
Medallia Inc
584021AA7
465000.00000000
PA
USD
480195.16000000
0.312453842889
Long
DBT
CORP
US
Y
2
2025-09-15
Fixed
0.12500000
N
N
N
N
Y
Medallia Inc
Medallia Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F796
46675.00000000
NS
USD
2660475.00000000
1.731120400424
Long
EP
CORP
US
N
1
N
N
N
TERADYNE INC
C3X4YJ278QNZHRJULN75
Teradyne Inc
880770AG7
500000.00000000
PA
USD
1398982.95000000
0.910291554925
Long
DBT
CORP
US
N
2
2023-12-15
Fixed
1.25000000
N
N
N
N
Y
Teradyne Inc
Teradyne Inc
USD
XXXX
N
N
N
IIP OPERATING PARTNER
N/A
IIP Operating Partnership LP
44988FAA8
1000000.00000000
PA
USD
1840468.77000000
1.197557967690
Long
DBT
CORP
US
Y
2
2024-02-21
Fixed
3.75000000
N
N
N
N
N
Innovative Industrial Properti
Innovative Industrial Properties Inc
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAD5
1500000.00000000
PA
USD
1598635.28000000
1.040201522678
Long
DBT
CORP
US
Y
2
2027-03-01
Fixed
2.50000000
N
N
N
N
Y
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
RETROPHIN INC
N/A
Retrophin Inc
761299AB2
700000.00000000
PA
USD
621927.62000000
0.404676454606
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
2.50000000
N
N
N
N
Y
Retrophin Inc
Retrophin Inc
USD
XXXX
N
N
N
DATADOG INC
549300F6JNO0KRPO1K63
Datadog Inc
23804LAA1
940000.00000000
PA
USD
1179323.71000000
0.767363471968
Long
DBT
CORP
US
Y
2
2025-06-15
Fixed
0.12500000
N
N
N
N
Y
Datadog Inc
Datadog Inc
USD
XXXX
N
N
N
HERITAGE INSURANCE
9845008CCYDD87F66B45
Heritage Insurance Holdings Inc
42727JAB8
1000000.00000000
PA
USD
985900.00000000
0.641506348595
Long
DBT
CORP
US
N
2
2037-08-01
Fixed
5.87500000
N
N
N
N
Y
Heritage Insurance Holdings In
Heritage Insurance Holdings Inc
USD
XXXX
N
N
N
QTS REALTY TRUST INC
5493006PA4CJK4OG2J54
QTS Realty Trust Inc
74736A301
15000.00000000
NS
USD
2085000.00000000
1.356669780729
Long
EP
CORP
US
N
1
N
N
N
ESSENTIAL UTILITIES INC
549300ILTEOF3E3QY357
Essential Utilities Inc
29670G201
3325.00000000
NS
USD
181146.00000000
0.117868251366
Long
EP
CORP
US
N
1
N
N
N
Goodrich Pete Corp
N/A
Goodrich Pete Corp
000000000
1135.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
US
N
3
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAW1
660000.00000000
PA
USD
766837.50000000
0.498966552988
Long
DBT
CORP
BM
Y
2
2025-08-01
Fixed
5.37500000
N
N
N
N
N
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
CHEGG INC
549300AKX7O8JG0O3G77
Chegg Inc
163092AE9
625000.00000000
PA
USD
633576.61000000
0.412256230486
Long
DBT
CORP
US
Y
2
2026-09-01
None
0.00000000
N
N
N
N
Y
Chegg Inc
Chegg Inc
USD
XXXX
N
N
N
CYBERARK SOFTWARE LTD
529900YEXNDM894PWS93
CyberArk Software Ltd
23248VAA3
1500000.00000000
PA
USD
1443414.08000000
0.939202044803
Long
DBT
CORP
IL
Y
2
2024-11-15
None
0.00000000
N
N
N
N
Y
CyberArk Software Ltd
CyberArk Software Ltd
USD
XXXX
N
N
N
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
N/A
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
000000000
272728.00000000
NS
USD
16363.68000000
0.010647534847
Long
EP
CORP
US
N
3
N
N
N
APTIV PLC
N/A
Aptiv PLC
000000000
18300.00000000
NS
USD
2203320.00000000
1.433658350732
Long
EP
CORP
JE
N
1
N
N
N
PLURALSIGHT INC
254900B3VHPCKNREOX50
Pluralsight Inc
72941BAB2
2300000.00000000
PA
USD
2014800.00000000
1.310991978040
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
0.37500000
N
N
N
N
Y
Pluralsight Inc
Pluralsight Inc
USD
XXXX
N
N
N
NEUROCRINE BIOSCIENCES
549300FECER0XBN49756
Neurocrine Biosciences Inc
64125CAD1
1384000.00000000
PA
USD
1941163.27000000
1.263077960609
Long
DBT
CORP
US
N
2
2024-05-15
Fixed
2.25000000
N
N
N
N
Y
Neurocrine Biosciences Inc
Neurocrine Biosciences Inc
USD
XXXX
N
N
N
1LIFE HEALTHCARE INC
N/A
1Life Healthcare Inc
68269GAA5
1450000.00000000
PA
USD
1458917.15000000
0.949289597118
Long
DBT
CORP
US
Y
2
2025-06-15
Fixed
3.00000000
N
N
N
N
Y
1Life Healthcare Inc
1Life Healthcare Inc
USD
XXXX
N
N
N
BROADCOM INC
549300WV6GIDOZJTV909
Broadcom Inc
11135F200
2015.00000000
NS
USD
2397829.85000000
1.560222204712
Long
EP
CORP
US
N
1
N
N
N
Crown Castle International Cor
54930012H97VSM0I2R19
Crown Castle International Corp
22822V101
18136.00000000
NS
USD
2832843.20000000
1.843277104549
Long
EC
CORP
US
N
1
N
N
N
SUNPOWER CORP
549300TXO070764WUH65
SunPower Corp
867652AL3
3000000.00000000
PA
USD
3181875.00000000
2.070385447749
Long
DBT
CORP
US
N
2
2023-01-15
Fixed
4.00000000
N
N
N
N
N
SunPower Corp
SunPower Corp
USD
XXXX
N
N
N
HARMONIC INC
549300LRGRD8XC9BTL66
Harmonic Inc
413160AD4
500000.00000000
PA
USD
483745.63000000
0.314764066081
Long
DBT
CORP
US
N
2
2024-09-01
Fixed
2.00000000
N
N
N
N
N
Harmonic Inc
Harmonic Inc
USD
XXXX
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAK7
1500000.00000000
PA
USD
1839409.98000000
1.196869033207
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
ENCORE CAPITAL GROUP INC
5493000UVC6H49CIH830
Encore Capital Group Inc
292554AK8
1250000.00000000
PA
USD
1279404.50000000
0.832484135481
Long
DBT
CORP
US
N
2
2022-03-15
Fixed
3.25000000
N
N
N
N
Y
Encore Capital Group Inc
Encore Capital Group Inc
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BA9
395000.00000000
PA
USD
411173.75000000
0.267542926260
Long
DBT
CORP
LR
Y
2
2023-06-15
Fixed
4.25000000
N
N
N
N
Y
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
COLLEGIUM PHARMA INC
54930049FXZMTLW8D496
Collegium Pharmaceutical Inc
19459JAA2
1000000.00000000
PA
USD
918725.99000000
0.597797499953
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
2.62500000
N
N
N
N
Y
Collegium Pharmaceutical Inc
Collegium Pharmaceutical Inc
USD
XXXX
N
N
N
TABULA RASA HLTHCR INC
549300K6KY242XRMEF28
Tabula Rasa HealthCare Inc
873379AB7
1370000.00000000
PA
USD
1202175.00000000
0.782232371054
Long
DBT
CORP
US
Y
2
2026-02-15
Fixed
1.75000000
N
N
N
N
Y
Tabula Rasa HealthCare Inc
Tabula Rasa HealthCare Inc
USD
XXXX
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746804
1500.00000000
NS
USD
2023140.00000000
1.316418657163
Long
EP
CORP
US
N
1
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAC3
1250000.00000000
PA
USD
1408999.21000000
0.916808944498
Long
DBT
CORP
US
Y
2
2026-12-15
Fixed
0.50000000
N
N
N
N
Y
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
ZSCALER INC.
529900MZ0RTK1BWRNF46
Zscaler Inc
98980GAA0
1475000.00000000
PA
USD
1713050.49000000
1.114649320214
Long
DBT
CORP
US
Y
2
2025-07-01
Fixed
0.12500000
N
N
N
N
Y
Zscaler Inc
Zscaler Inc
USD
XXXX
N
N
N
NICE SYSTEMS INC
254900T6KBE4O3728267
Nice Systems Inc
65366HAB9
1048000.00000000
PA
USD
2869439.69000000
1.867089743428
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
1.25000000
N
N
N
N
Y
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
INOVIO PHARMACEUTICALS
529900B9W875XDZXTM97
Inovio Pharmaceuticals Inc
45773HAB8
250000.00000000
PA
USD
456618.39000000
0.297112887788
Long
DBT
CORP
US
N
2
2024-03-01
Fixed
6.50000000
N
N
N
N
Y
Inovio Pharmaceuticals Inc
Inovio Pharmaceuticals Inc
USD
XXXX
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851505
5000.00000000
NS
USD
510450.00000000
0.332140090922
Long
EP
CORP
US
N
1
N
N
N
2020-12-21
Bancroft Fund Ltd
John C. Ball
John C. Ball
Treasurer