0000009521-13-000007.txt : 20130802
0000009521-13-000007.hdr.sgml : 20130802
20130802103553
ACCESSION NUMBER: 0000009521-13-000007
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130802
DATE AS OF CHANGE: 20130802
EFFECTIVENESS DATE: 20130802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANCROFT FUND LTD
CENTRAL INDEX KEY: 0000009521
IRS NUMBER: 042476994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02151
FILM NUMBER: 131005125
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: BANCROFT CONVERTIBLE FUND INC
DATE OF NAME CHANGE: 19920703
N-PX
1
bnpx0813.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-02151
---------------------------------------------
BANCROFT FUND LTD.
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(Exact name of registrant as specified in charter)
65 Madison Avenue, Morristown, New Jersey 07960-7308
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(Address of principal executive offices) (Zip code)
Thomas H. Dinsmore
Bancroft Fund Ltd.
65 Madison Avenue
Morristown, New Jersey 07960-7308
(Name and address of agent for service)
Copy to:
Steven B. King, Esq.
Ballard Spahr LLP
1735 Market Street, 51st Floor
Philadelphia, PA 19103-7599
Registrant's telephone number, including area code: 973-631-1177
Date of fiscal year end: October 31, 2013
Date of reporting period: June 30, 2013
Item 1. Proxy Voting Record
Issuer: Citigroup Inc.
Ticker symbol: C
CUSIP: 17296742
Meeting date: 04/24/2013
For/
Proposed Voted Vote Against
Matter Voted On By (Yes or No) Cast Mgmt.
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1-01. Election of Director: Michael L. Corbat Management YES FOR FOR
1-02. Election of Director: Franz B. Humer Management YES FOR FOR
1-03. Election of Director: Robert L. Joss Management YES FOR FOR
1-04. Election of Director: Michael E. O'Neill Management YES FOR FOR
1-05. Election of Director: Judith Rodin Management YES FOR FOR
1-06. Election of Director: Robert L. Ryan Management YES FOR FOR
1-07. Election of Director: Anthony M. Santomero Management YES FOR FOR
1-08. Election of Director: Joan E. Spero Management YES FOR FOR
1-09. Election of Director: Diana L. Taylor Management YES FOR FOR
1-10. Election of Director: William S. Thompson, Jr. Management YES FOR FOR
1-11. Election of Director: Ernesto Zedillo Ponce
De Leon Management YES FOR FOR
2. Ratification of the appointment of Management YES FOR FOR
independent auditors
3. Approve executive compensation plan Management YES FOR FOR
4. Amend stock incentive plan Management YES FOR FOR
5. Executives to retain stock Shareholder YES AGAINST FOR
6. Lobbying and lobbying contributions Shareholder YES ABSTAIN N/A
7. Policy to deny indemnification for board Shareholder YES AGAINST FOR
================================================================================
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Bancroft Fund Ltd.
By /s/Thomas H. Dinsmore
Thomas H. Dinsmore
Principal Executive Officer
Date: August 2, 2013