-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oo0sODttqqyvpkXa2RvPR/3w9p98RT+q1Bx3vui9L9i/x5qk+AwAIKlxu2zwg/pE dG41aVfKV+w1Qrfvn0PnKg== 0000009521-98-000005.txt : 19980630 0000009521-98-000005.hdr.sgml : 19980630 ACCESSION NUMBER: 0000009521-98-000005 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980430 FILED AS OF DATE: 19980629 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANCROFT CONVERTIBLE FUND INC CENTRAL INDEX KEY: 0000009521 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 042476994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-02151 FILM NUMBER: 98655948 BUSINESS ADDRESS: STREET 1: 65MADISON AVE STREET 2: STE 1310 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 2122699236 MAIL ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 1310 CITY: MORRISTOWN STATE: NJ ZIP: 07960 NSAR-A 1 N-SAR (3.0.A) PAGE 1 000 A000000 04/30/98 000 C000000 0000009521 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 BANCROFT CONVERTIBLE FUND, INC 001 B000000 811-2151 001 C000000 9736311177 002 A000000 65 MADISON AVENUE, 5TH FLOOR 002 B000000 MORRISTOWN 002 C000000 NJ 002 D010000 07960 002 D020000 7308 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 DAVIS-DINSMORE MANAGEMENT COMPANY 008 B000001 A 008 C000001 801-08123 008 D010001 MORRISTOWN 008 D020001 NJ 008 D030001 07960 008 D040001 7308 012 A000001 CHASEMELLON SHAREHOLDER SERVICES, L.L.C. 012 B000001 84-5579 012 C010001 NEW YORK 012 C020001 NY 012 C030001 10004 013 A000001 COOPERS AND LYBRAND L.L.P. 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10019 013 B040001 6013 015 A000001 THE BANK OF NEW YORK PAGE 2 015 B000001 C 015 C010001 NEW YORK 015 C020001 NY 015 C030001 10286 015 C040001 1258 015 E010001 X 018 000000 Y 019 A000000 N 019 B000000 0 020 A000001 CREDIT SUISSE FIRST BOSTON CORP. 020 B000001 13-5659485 020 C000001 3 020 A000002 GOLDMAN, SACHS & CO., INC. 020 B000002 13-5108880 020 C000002 2 020 A000003 SOUTHEAST RESEARCH PARTNERS, INC. 020 B000003 65-0379410 020 C000003 2 020 A000004 GEORGE K. BAUM & CO. 020 B000004 43-1661917 020 C000004 2 020 A000005 BAIRD, PATRICK & CO., INC. 020 B000005 13-2766571 020 C000005 1 020 A000006 RAYMOND JAMES & ASSOCIATES, INC. 020 B000006 59-1237041 020 C000006 1 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 10 022 A000001 AMERICAN EXPRESS CREDIT CORP. 022 B000001 11-1988350 022 C000001 172079 022 D000001 0 022 A000002 SEARS ROEBUCK ACCEPTANCE CORP. 022 B000002 51-0080535 022 C000002 13673 022 D000002 0 022 A000003 GOLDMAN, SACHS & CO., INC. 022 B000003 13-5108880 022 C000003 4929 022 D000003 4633 022 A000004 CREDIT SUISSE FIRST BOSTON CORP. 022 B000004 13-5659485 022 C000004 4084 022 D000004 4699 022 A000005 SBC WARBURG DILLON READ, INC. 022 B000005 13-3340045 022 C000005 4107 PAGE 3 022 D000005 1004 022 A000006 TUCKER ANTHONY, INC. 022 B000006 04-2566229 022 C000006 1841 022 D000006 2054 022 A000007 DONALDSON LUFKIN & JENRETTE SECURITIES CORP. 022 B000007 13-2741729 022 C000007 1050 022 D000007 2646 022 A000008 SMITH 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D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 05-9695106 087 A030000 BCV 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE GARY LEVINE TITLE TREASURER EX-99.1 2 Sub-Item 77C: Submission of matters to a vote of security holders At Registrant's Annual Meeting of Shareholders held on February 23, 1998, a proposal to eliminate the fundamental investment policy that prohibits investments in other investment companies was voted upon and approved. There were 1,721,943 shares voted for and 137,495 shares voted against the proposal. 78,366 shares abstained and 547,955 shares were broker non-votes. -----END PRIVACY-ENHANCED MESSAGE-----