10-Q/A 1 form_10qa.htm FORM 10-Q/A Securities and Exchange Commission

Securities and Exchange Commission
Washington, D.C. 20549
 

FORM 10-Q/A
AMENDMENT NO. 1

(Mark One)

[X]

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended May 1, 2004

 

[  ]

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from ________ to ________

 

Commission file number 1-6370

ELIZABETH ARDEN, INC.

(Exact name of registrant as specified in its charter)

Florida

                

59-0914138

(State or other jurisdiction of incorporation
or organization)

 

(I.R.S. Employer
Identification No.)

14100 N.W. 60th Avenue, Miami Lakes, Florida

 

33014

(Address of principal executive offices)

 

(Zip Code)

(305) 818-8000

(Registrant's telephone number, including area code)

 

      Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.     Yes  [X]      No  [  ]

      Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act).     Yes  [X]      No  [  ]

      Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date:

Class

   

Outstanding at
June 2, 2004

Common Stock, $.01 par value

 

26,124,263 shares

 


EXPLANATORY NOTE

        The sole purpose of this Form 10-Q/A Amendment No. 1 is to include corrected certifications of the Chief Executive Officer and Chief Financial Officer under Section 302 of the Sarbanes-Oxley Act of 2002 (the "Certifications") contained in the Report on Form 10-Q for the Quarterly Period Ended May 1, 2004 (the "Report"). The Certifications included in the Report dated June 3, 2004 inadvertently omitted paragraph 4(a) relating to the design of disclosure controls and inadvertently included paragraph 4(b) relating to the design of internal controls.

 

SIGNATURES

        Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

   

ELIZABETH ARDEN, INC.

     

Date:  July 28, 2004

 

/s/ E. Scott Beattie

 

 

E. Scott Beattie

 

 

Chairman and Chief Executive Officer

   

(Principal Executive Officer)

     

Date:  July 28, 2004

 

/s/ Stephen J. Smith

 

 

Stephen J. Smith

 

 

Executive Vice President and Chief Financial Officer

   

(Principal Financial and Accounting Officer)