0000949853-21-000005.txt : 20211025 0000949853-21-000005.hdr.sgml : 20211025 20211025154815 ACCESSION NUMBER: 0000949853-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211025 EFFECTIVENESS DATE: 20211025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P.A.W. CAPITAL CORP CENTRAL INDEX KEY: 0000949853 IRS NUMBER: 061386936 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04519 FILM NUMBER: 211344164 BUSINESS ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 BUSINESS PHONE: 203-862-3388 MAIL ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 FORMER COMPANY: FORMER CONFORMED NAME: PAW CAPITAL CORP DATE OF NAME CHANGE: 19960730 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000949853 XXXXXXXX 09-30-2021 09-30-2021 P.A.W. CAPITAL CORP
4 GREENWICH OFFICE PARK 3RD FLOOR GREENWICH CT 06831-5153
13F HOLDINGS REPORT 028-04519 N
Arnold Barnes Chief Compliance Officer 203-862-3394 Arnold Barnes Greenwich CT 10-25-2021 0 63 112389 false
INFORMATION TABLE 2 PAW13F30Sep2021.xml PAW CORP Q3 2021 13F 1847 GOEDEKER INC*W EXP 99/99/99928252C117672400000SHSOLE400000003M COCOM88579Y1017024000SHSOLE400000ABBOTT LABSCOM0028241007096000SHSOLE600000ABBVIE INCCOM00287Y1097557000SHSOLE700000ALLOT LTDSHSM0854Q1053566240000SHSOLE24000000ALTRIA GROUP INCCOM02209S10377417000SHSOLE1700000AMBARELLA INCSHSG037AX101545135000SHSOLE3500000APTOSE BIOSCIENCES INCCOM NEW03835T2001635750000SHSOLE75000000ARES CAPITAL CORPCOM04010L10381340000SHSOLE4000000ASPEN GROUP INCCOM NEW04530L2031560280000SHSOLE28000000ASURE SOFTWARE INCCOM04649U1023604400000SHSOLE40000000AT&T INCCOM00206R10267525000SHSOLE2500000BLACKROCK TCP CAPITAL CORPCOM09259E10881460000SHSOLE6000000BLOCK H & R INCCOM09367110537515000SHSOLE1500000BRISTOL-MYERS SQUIBB COCOM11012210871012000SHSOLE1200000C4 THERAPEUTICS INCCOM STK12529R107178740000SHSOLE4000000CANTALOUPE INCCOM1381031061833170000SHSOLE17000000CARECLOUD INCCOM14167R1005144675000SHSOLE67500000CHEGG INCCOM163092109136020000SHSOLE2000000CHEVRON CORP NEWCOM1667641009139000SHSOLE900000CISCO SYS INCCOM17275R10281615000SHSOLE1500000CUE BIOPHARMA INCCOM22978P1061821125000SHSOLE12500000DIGITAL TURBINE INCCOM NEW25400W1027975116000SHSOLE11600000DOW INCCOM26055710374813000SHSOLE1300000DXC TECHNOLOGY COCOM23355L106201760000SHSOLE6000000EIGER BIOPHARMACEUTICALS INCCOM28249U1052672400000SHSOLE40000000ENGINE MEDIA HLDGS INCCOM29287R1031616400000SHSOLE40000000ENOVIX CORPCOM2935941074039213821SHSOLE21382100EVERQUOTE INCCOM CL A30041R1084658250000SHSOLE25000000EXXON MOBIL CORPCOM30231G10288215000SHSOLE1500000GAIA INC NEWCL A36269P1042844300000SHSOLE30000000GALMED PHARMACEUTICALS LTDSHSM47238106558200000SHSOLE20000000GLAXOSMITHKLINE PLCSPONSORED ADR37733W10576420000SHSOLE2000000GOLDMAN SACHS GROUP INCCOM38141G1048322200SHSOLE220000GREENBOX POSCOM NEW39366L2081409170000SHSOLE17000000HYRECAR INCCOM44916T1071530180000SHSOLE18000000INDIE SEMICONDUCTOR INC*W EXP 06/15/20245569U1191239350000SHSOLE35000000INDIE SEMICONDUCTOR INCCLASS A COM45569U1012462200000SHSOLE20000000IOVANCE BIOTHERAPEUTICS INCCOM462260100185075000SHSOLE7500000JOHNSON & JOHNSONCOM4781601048085000SHSOLE500000JPMORGAN CHASE & COCOM46625H1009005500SHSOLE550000KRAFT HEINZ COCOM50075410673620000SHSOLE2000000LIVEPERSON INCCOM538146101147425000SHSOLE2500000LOCKHEED MARTIN CORPCOM5398301097592200SHSOLE220000MAGNITE INCCOM55955D1007000250000SHSOLE25000000MARCHEX INCCL B56624R1081761590000SHSOLE59000000MERCK & CO INCCOM58933Y10590112000SHSOLE1200000MICROSOFT CORPCOM59491810411284000SHSOLE400000MORGAN STANLEYCOM NEW6174464488769000SHSOLE900000PEPSICO INCCOM7134481088275500SHSOLE550000PFIZER INCCOM71708110377418000SHSOLE1800000PHILIP MORRIS INTL INCCOM7181721098539000SHSOLE900000PLBY GROUP INCCOM72814P109165070000SHSOLE7000000PROCTER AND GAMBLE COCOM7427181098396000SHSOLE600000PRUDENTIAL FINL INCCOM7443201028428000SHSOLE800000R1 RCM INCCOM7493971055282240000SHSOLE24000000RADCOM LTDSHS NEWM81865111103791000SHSOLE9100000ROYAL DUTCH SHELL PLCSPONS ADR A78025920689120000SHSOLE2000000RTW VENTURE FUND LTDCOM2068965741444750000SHSOLE75000000SMART GLOBAL HLDGS INCSHSG8232Y101356080000SHSOLE8000000UNUM GROUPCOM91529Y10682733000SHSOLE3300000VARONIS SYS INCCOM922280102182630000SHSOLE3000000VERIZON COMMUNICATIONS INCCOM92343V10481015000SHSOLE1500000