0001209191-15-026215.txt : 20150313 0001209191-15-026215.hdr.sgml : 20150313 20150313182513 ACCESSION NUMBER: 0001209191-15-026215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150311 FILED AS OF DATE: 20150313 DATE AS OF CHANGE: 20150313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMACYCLICS INC CENTRAL INDEX KEY: 0000949699 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943148201 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHARMACYCLICS INC STREET 2: 995 E ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94085-4521 BUSINESS PHONE: 408 774 0330 MAIL ADDRESS: STREET 1: PHARMACYCLICS INC STREET 2: 995 E ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94085-4521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soni Manmeet Singh CENTRAL INDEX KEY: 0001569769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26658 FILM NUMBER: 15700675 MAIL ADDRESS: STREET 1: C/O PHARMACYCLICS, INC. STREET 2: 995 EAST ARQUES AVE CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-11 0 0000949699 PHARMACYCLICS INC PCYC 0001569769 Soni Manmeet Singh C/O PHARMACYCLICS, INC. 995 EAST ARQUES AVE SUNNYVALE CA 94085 0 1 0 0 Chief Financial Officer Common Stock 2015-03-11 4 M 0 7848 61.60 A 65875 D Common Stock 2015-03-11 4 M 0 5000 106.75 A 70875 D Common Stock 2015-03-11 4 M 0 11250 70.37 A 82125 D Common Stock 2015-03-11 4 S 0 24098 254.15 D 58027 D Common Stock 2015-03-13 4 S 0 902 254.88 D 57125 D Common Stock 2015-03-13 4 S 0 2514 254.914 D 54611 D Stock Option (Right to Buy) 61.60 2015-03-11 4 M 0 7848 0.00 D 2012-10-26 2022-10-26 Common Stock 7848 11152 D Stock Option (Right to Buy) 106.75 2015-03-11 4 M 0 5000 0.00 D 2013-08-16 2023-08-16 Common Stock 5000 15000 D Stock Option (Right to Buy) 70.37 2015-03-11 4 M 0 11250 0.00 D 2013-02-12 2023-02-12 Common Stock 11250 18750 D The shares subject to the option will vest as follows: 25% of the shares subject to the option will vest on September 6, 2013 and 1/36th of the remaining shares will vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested on September 6, 2016, subject to the Reporting Person's continued employment or service relationship with the Issuer on each of the vesting dates. The option vests 12/48ths shall vest on each of August 16, 2014, August 16, 2015 and August 16, 2016 and August 16,2017. The vesting of the options is subject to satisfaction of certain performance criteria. The option vests 3/48 on April 11, 2013; the remainder vests proportionately on each of April 11, 2014, April 11, 2015 and April 11, 2016, subject to satisfaction of certain performance criteria with respect to each such period. /s/ Manmeet S. Soni 2015-03-13