0001140361-19-018274.txt : 20191010 0001140361-19-018274.hdr.sgml : 20191010 20191010093001 ACCESSION NUMBER: 0001140361-19-018274 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191010 DATE AS OF CHANGE: 20191010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKFIELD ASSET MANAGEMENT INC. CENTRAL INDEX KEY: 0001001085 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145439 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE, 181 BAY ST, STE 300 STREET 2: PO BOX 762 CITY: TORONTO STATE: A6 ZIP: M5J2T3 FORMER NAME: FORMER CONFORMED NAME: BRASCAN CORP/ DATE OF NAME CHANGE: 20010321 FORMER NAME: FORMER CONFORMED NAME: EDPERBRASCAN CORP DATE OF NAME CHANGE: 19970904 FORMER NAME: FORMER CONFORMED NAME: BRASCAN LTD DATE OF NAME CHANGE: 19950919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCP Titan Aggregator, L.P. CENTRAL INDEX KEY: 0001703305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145440 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-HI, L.P. CENTRAL INDEX KEY: 0001703164 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145441 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2124177000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-ICG L.P. CENTRAL INDEX KEY: 0001703162 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145442 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-LB, L.P. CENTRAL INDEX KEY: 0001703158 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145443 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-MCG, L.P. CENTRAL INDEX KEY: 0001703161 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145444 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2124177000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Titan Co-Investment-MRS, L.P. CENTRAL INDEX KEY: 0001703160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145445 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER NAME: FORMER CONFORMED NAME: Titan Co-Investment-MRS L.P. DATE OF NAME CHANGE: 20170406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BCP Titan Sub Aggregator, L.P. CENTRAL INDEX KEY: 0001703171 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145446 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-417-7000 MAIL ADDRESS: STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC. STREET 2: BROOKFIELD PLACE, 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145447 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER NAME: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oaktree Holdings, Inc. CENTRAL INDEX KEY: 0001403382 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 191145448 BUSINESS ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: (213) 830-6300 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vistra Energy Corp. CENTRAL INDEX KEY: 0001692819 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 364833255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6555 SIERRA DRIVE CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: (214) 812-4600 MAIL ADDRESS: STREET 1: 6555 SIERRA DRIVE CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: Vistra Energy Corp DATE OF NAME CHANGE: 20161221 3 1 form3.xml FORM 3 X0206 3 2019-09-30 0 0001692819 Vistra Energy Corp. VST 0001001085 BROOKFIELD ASSET MANAGEMENT INC. BROOKFIELD PLACE 181 BAY STREET SUITE 300 PO BOX 762 TORONTO A6 M5J2T3 ONTARIO, CANADA true 0001703305 BCP Titan Aggregator, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true 0001703164 Titan Co-Investment-HI, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281 true 0001703162 Titan Co-Investment-ICG L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true 0001703158 Titan Co-Investment-LB, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281 true 0001703161 Titan Co-Investment-MCG, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true 0001703160 Titan Co-Investment-MRS, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true 0001703171 BCP Titan Sub Aggregator, L.P. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true 0000949509 OAKTREE CAPITAL MANAGEMENT LP BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true 0001403382 Oaktree Holdings, Inc. BROOKFIELD PLACE 200 VESEY STREET NEW YORK NY 10281-1023 true Common Stock, par value $0.01 per share 68868242 I See Footnotes See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4). See Exhibit 99.1 for text of footnote (5). See Exhibit 99.1 for text of footnote (6). See Exhibit 99.1 for text of footnote (7). See Exhibit 99.1 for text of footnote (8). Due to the technical limitation on the number of reporting persons per filing, this filing is being made into four identical parts. This filing is part three of four. See Exhibit 99.2 - Joint Filer Information and Signatures. /s/ Katayoon Sarpash, Vice President 2019-10-09 EX-99.1 2 ex99_1.htm EXHIBIT 99.1

Exhibit 99.1

Name and Address of Reporting Person:
Brookfield Asset Management Inc.
Brookfield Place
181 Bay Street, Suite 300 PO Box 762
Toronto, CAN M5J2T3

Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [VST]

Date of Event Requiring Statement
(Month/Day/Year):
September 30, 2019

(1)
This Form 3 is being jointly filed by and on behalf of each of the following persons (each a “Reporting Person”): Brookfield Titan Holdings LP (“Titan Holdings”); Titan Co-Investment-RBS, L.P. (“Titan RBS”); Titan Co-Investment-AC, L.P. (“Titan AC”); Titan Co-Investment-CN, L.P. (“Titan CN”); Titan Co-Investment-DS, L.P. (“Titan DS”); Titan Co-Investment-FN, L.P. (“Titan FN”); Titan Co-Investment-GLH, L.P. (“Titan GLH”); Titan Co-Investment-HI, L.P. (“Titan HI”); Titan Co-Investment-ICG, L.P. (“Titan ICG”); Titan Co-Investment-LB, L.P. (“Titan LB”); Titan Co-Investment-MCG, L.P. (“Titan MCG”); Titan Co-Investment-MRS, L.P. (“Titan MRS” and together with Titan AC, Titan CN, Titan DS, Titan FN, Titan GLH, Titan HI, Titan ICG, Titan LB, Titan MCG and Titan RBS, the “Titan Vehicles”); Titan Co-Investment GP, LLC (“Titan Co-Invest”); BCP Titan Aggregator, L.P. (“Aggregator”); BCP Titan Sub Aggregator, L.P. (“Sub Aggregator” and together with Aggregator, the “Aggregator Vehicles” and together with Titan Holdings and the Titan Vehicles, the “Investment Vehicles”); Brookfield Asset Management (“BAM”); Partners Limited (“Partners”); Brookfield Private Equity Inc. (“BPE”); (Brookfield US Inc. (“BUSI”); Brookfield Private Equity Direct Investments Holdings LP (“BPE DIH”); Brookfield Private Equity Group Holdings LP (“BPEGH”); Brookfield Capital Partners Ltd. (“BCPL”); Brookfield Holdings Canada Inc. (“BHC”); Brookfield Private Funds Holdings Inc. (“BPFH”); Brookfield Canada Adviser, LP (“BCA”); Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. (“BAMPIC”); Oaktree Capital Management, L.P. (“Oaktree Management”); Oaktree Holdings, Inc. (“Oaktree Holdings”); Oaktree Capital Group, LLC (“OCG”); and Oaktree Capital Group Holdings GP, LLC (“OCG GP” and together with Oaktree Management, Oaktree Holdings and OCG, “Oaktree”).

(2)
The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

(3)
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person’s pecuniary interest therein. In accordance with Instruction 5(b)(iv), the entire amount of the Common Stock held by the Investment Vehicles and certain managed funds and accounts affiliated with Oaktree is reported herein.

(4)
On September 30, 2019, Brookfield acquired approximately 61.2% of Oaktree’s business, including all of the outstanding OCG class A units and approximately 20% of the class A units owned by Oaktree Capital Group Holdings, Inc. pursuant to that certain Agreement and Plan of Merger, dated as of March 13, 2019, by and among OCG, BAM and other parties thereto.

(5)
Represents: 23,590,052 shares of Common Stock owned by Titan Holdings, including 772,128 shares of Common Stock representing Titan Holdings’ interest in Longhorn; 228,500 shares of Common Stock owned by Titan RBS, including 29,563 shares of Common Stock representing Titan RBS’s interest in Longhorn Capital GS L.P. (“Longhorn”); 2,033,745 shares of Common Stock owned by Titan AC, including 130,445 shares of Common Stock representing Titan AC’s interest in Longhorn; 641,474 shares of Common Stock owned by Titan CN, including 109,076 shares of Common Stock representing Titan CN’s interest in Longhorn; 141,767 shares of Common Stock owned by Titan DS, including 1,929 shares of Common Stock representing Titan DS’s interest in Longhorn; 258,758 shares of Common Stock owned by Titan FN, including 35,374 shares of Common Stock representing Titan FN’s interest in Longhorn; 258,758 shares of Common Stock held directly by Titan GLH, including 35,374 shares of Common Stock representing Titan GLH’s interest in Longhorn; 2,666,345 shares of Common Stock owned by Titan HI, including 74,744 shares of Common Stock representing Titan HI’s interest in Longhorn; 669,021 shares of Common Stock owned by Titan ICG, including 105,183 shares of Common Stock representing Titan ICG’s interest in Longhorn; 283,533 shares of Common Stock owned by Titan LB, including 3,858 shares of Common Stock representing Titan LB’s interest in Longhorn; 269,579 shares of Common Stock owned by Titan MCG, including 25,366 shares of Common Stock representing Titan MCG’s interest in Longhorn; 570,534 shares of Common Stock owned by Titan MRS, including 7,884 shares of Common Stock representing Titan MRS’s interest in Longhorn; 4,505,400 shares of Common Stock owned by Aggregator; 5,472,721 shares of Common Stock owned by Sub-Aggregator, including 679,402 shares of Common Stock representing Sub Aggregator's interest in Longhorn; and 27,278,055 shares of Common Stock directly owned by certain managed funds and accounts affiliated with Oaktree.
 


(6)
Each of BPE DIH, as a limited partner of Titan Holdings, BPEGH, as a limited partner of Titan Holdings and each of the Titan Vehicles, BPE, as the general partner of BPE DIH and BPEGH, Titan Co-Invest, as the general partner of each of the Investment Vehicles, BPEH, as an shareholder of Titan Co-Invest, BUSI, as shareholder of BPE, BHC, as indirect shareholder of BUSI, BAM, as limited partner of BPE, shareholder of BHC, and Partners, as shareholder of BAM, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the securities directly beneficially owned by Titan Holdings and/or the Titan Vehicles. Each of BPE DIH, BPEGH, BPE, Titan Co-Invest, BPEH, BUSI, BHC, BAM and Partners disclaims beneficial ownership of all securities that are beneficially owned by Titan Holdings and/or the Titan Vehicles, except to the extent of any indirect pecuniary interest therein.

(7)
Each of BCPL and BAMPIC, as indirect owners of Longhorn and the Aggregator Vehicles, BCA, as limited partner of BAMPIC, BPFH, as limited partner of BCA, BHC, as shareholder of BPFH, BAM, as shareholder of BHC, and Partners, as shareholder of BAM, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the securities directly beneficially owned by the Aggregator Vehicles or Longhorn. Each of BCPL, BAMPIC, BCA, BPFH, BHC, BAM and Partners disclaims beneficial ownership of all securities that are beneficially owned by the Aggregator Vehicles and/or Longhorn, except to the extent of any indirect pecuniary interest therein.

(8)
Each of BAM, as a direct owner of BHC and an indirect owner of OCG, the sole shareholder of Oaktree Holdings, the general partner of Oaktree Management, and OCGH GP, as the duly elected manager of OCG, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the securities directly beneficially owned by certain managed funds and accounts affiliated with Oaktree. Each of BAM, BHC, OCG, Oaktree Holdings, Oaktree Management and OCGH GP disclaims beneficial ownership of any securities that are beneficially owned by certain managed funds and accounts affiliated with Oaktree, except to the extent of any pecuniary interest therein.
 


EX-99.2 3 ex99_2.htm EXHIBIT 99.2

Exhibit 99.2

Joint Filer Information

Name of Joint Filer:
Partners Limited
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.

Brookfield Place 

181 Bay Street, Suite 300 

Toronto A6 M5J2T3 
 
 
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
Signature:
   
     
 
/s/ Brian Lawson
     
 
Name:
Brian Lawson
     
 
Title:
President
     
Date:
October 9, 2019
 
1


Name of Joint Filer:
Brookfield Private Equity Inc.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
Signature:
/s/ A.J. Silber
     
 
Name:
A.J. Silber
     
 
Title:
Director
     
Date:
October 9, 2019
 
2


Name of Joint Filer:
Brookfield US Inc.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
Signature:
/s/ Karly Dyck
     
 
Name:
Karly Dyck
     
 
Title:
Secretary
     
Date:
October 9, 2019
 
3


Name of Joint Filer:
Brookfield Private Equity Direct Investments Holdings LP
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Brookfield Private Equity Inc., its General Partner
     
Signature:
/s/ A.J. Silber
     
 
Name:
A.J. Silber
     
 
Title:
Director
     
Date:
October 9, 2019
 
4


Name of Joint Filer:
Brookfield Titan Holdings, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
5


Name of Joint Filer:
Titan Co-Investment GP, LLC
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
6


Name of Joint Filer:
Brookfield Private Equity Group Holdings LP
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
Brookfield Private Equity Group Holdings LP
     
 
By: Brookfield Private Equity Inc., its General Partner
     
Signature:
/s/ A.J. Silber
     
 
Name:
A.J. Silber
     
 
Title:
Director
     
Date:
October 9, 2019
 
7


Name of Joint Filer:
Brookfield Capital Partners Ltd.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
Signature:
/s/ A.J. Silber
     
 
Name:
A.J. Silber
     
 
Title:
Chairman of the Board
     
Date:
October 9, 2019
 
8


Name of Joint Filer:
Brookfield Holdings Canada Inc.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
Brookfield Holdings Canada Inc.
     
Signature:
/s/ Katayoon Sarpash
     
 
Name:
Katayoon Sarpash
     
 
Title:
Vice President & Secretary
     
Date:
October 9, 2019
 
9


Name of Joint Filer:
Brookfield Private Funds Holdings Inc.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
Signature:
/s/ Katayoon Sarpash
     
 
Name:
Katayoon Sarpash
     
 
Title:
Vice President & Secretary
     
Date:
October 9, 2019
 
10


Name of Joint Filer:
Brookfield Canada Adviser, LP
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
Signature:
/s/ Katayoon Sarpash
     
 
Name:
Katayoon Sarpash
     
 
Title:
Vice President & Secretary
     
Date:
October 9, 2019
 
11


Name of Joint Filer:
Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Brookfield Private Funds Holdings Inc., its General Partner
     
Signature:
/s/ Katayoon Sarpash
     
 
Name:
Katayoon Sarpash
     
 
Title:
Vice President & Secretary
     
Date:
October 9, 2019
 
12


Name of Joint Filer:
Brookfield Asset Management Inc.
     
Address of Joint Filer:
Brookfield Place
 
181 Bay Street, Suite 300
 
Toronto A6 M5J2T3
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
Signature:
/s/ Katayoon Sarpash
     
 
Name:
Katayoon Sarpash
     
 
Title:
Vice President
     
Date:
October 9, 2019
 
13


Name of Joint Filer:
Titan Co-Investment-RBS, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
14


Name of Joint Filer:
Titan Co-Investment-AC, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
15


Name of Joint Filer:
Titan Co-Investment-CN, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
16


Name of Joint Filer:
Titan Co-Investment-DS, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
17


Name of Joint Filer:
Titan Co-Investment-FN, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
18


Name of Joint Filer:
Titan Co-Investment-FN, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
19


Name of Joint Filer:
Titan Co-Investment-GLH, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
20


Name of Joint Filer:
Titan Co-Investment-HI, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
21


Name of Joint Filer:
Titan Co-Investment-ICG, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
22


Name of Joint Filer:
Titan Co-Investment-LB, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
23


Name of Joint Filer:
Titan Co-Investment-MCG, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
24


Name of Joint Filer:
Titan Co-Investment-MRS, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
25


Name of Joint Filer:
BCP Titan Aggregator, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
26


Name of Joint Filer:
BCP Titan Sub Aggregator, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
By: Titan Co-Investment GP, LLC, its General Partner
     
Signature:
/s/ Kristen Haase
     
 
Name:
Kristen Haase
     
 
Title:
Vice-President and Secretary
     
Date:
October 9, 2019
 
27


Name of Joint Filer:
Oaktree Capital Management, L.P.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
Oaktree Capital Management, L.P.
     
Signature:
/s/ Jordan Mikes
     
 
Name:
Jordan Mikes
     
 
Title:
Senior Vice President
     
Date:
October 9, 2019
 
28


Name of Joint Filer:
Oaktree Holdings, Inc.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
Oaktree Holdings, Inc.
     
Signature:
/s/ Jordan Mikes
     
 
Name:
Jordan Mikes
     
 
Title:
Senior Vice President
     
Date:
October 9, 2019
 
29


Name of Joint Filer:
Oaktree Capital Group, LLC.
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
Oaktree Capital Group, LLC
     
Signature:
/s/ Jordan Mikes
     
 
Name:
Jordan Mikes
     
 
Title:
Senior Vice President
     
Date:
October 9, 2019
 
30


Name of Joint Filer:
Oaktree Capital Group Holdings GP, LLC
     
Address of Joint Filer:
c/o Brookfield Asset Management Inc.
 
Brookfield Place
 
200 Vesey Street
 
New York, NY 10281-1023
     
Relationship of Joint Filer to Issuer:
10% Owner
     
Issuer Name and Ticker or Trading Symbol:
Vistra Energy Corp. [NYSE: VST]
     
Date of Event Requiring this Statement
   
(Month/Day/Year):
9/30/2019
     
Designated Filer:
Brookfield Asset Management Inc.
     
 
Oaktree Capital Group Holdings GP, LLC
     
Signature:
/s/ Jordan Mikes
     
 
Name:
Jordan Mikes
     
 
Title:
Senior Vice President
     
Date:
October 9, 2019


31