0000949509-23-000012.txt : 20230825
0000949509-23-000012.hdr.sgml : 20230825
20230825143503
ACCESSION NUMBER: 0000949509-23-000012
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230825
DATE AS OF CHANGE: 20230825
EFFECTIVENESS DATE: 20230825
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0000949509
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05050
FILM NUMBER: 231206971
BUSINESS ADDRESS:
STREET 1: 333 S GRAND AVENUE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2138306300
MAIL ADDRESS:
STREET 1: 333 S GRAND AVE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20010605
13F-HR/A
1
primary_doc.xml
X0202
13F-HR/A
LIVE
false
true
false
0000949509
XXXXXXXX
03-31-2023
03-31-2023
true
1
RESTATEMENT
OAKTREE CAPITAL MANAGEMENT LP
333 S GRAND AVE 28TH FL
LOS ANGELES
CA
90071
13F COMBINATION REPORT
028-05050
0001692234
028-17598
Russell Investments Group, Ltd.
0001597857
028-17875
Hartree Partners, LP
N
Bart Bixler
Vice President
2133563252
Bart Bixler
Los Angeles
CA
08-25-2023
2
301
9042222395
false
1
0001001085
028-14349
BROOKFIELD Corp /ON/
2
0001790787
028-20007
Atlas OCM Holdings, LLC
INFORMATION TABLE
2
1Q23_13F_OCMLP_XML_AMENDMENT.xml
DISTOKEN ACQUISITION CORP
WARRANT
G27740102
6250
125000
SH
DFND
1,2
125000
0
0
CETUS CAPITAL ACQUISITION CORP
WARRANT
15719Y113
11900
170000
SH
DFND
1,2
170000
0
0
BELLEVUE LIFE SCIENCES ACQUISITION CORP
WARRANT
079174116
12250
175000
SH
DFND
1,2
175000
0
0
DISTOKEN ACQUISITION CORP
RIGHT
G27740136
16250
125000
SH
DFND
1,2
125000
0
0
BELLEVUE LIFE SCIENCES ACQUISITION CORP
RIGHT
079174124
28875
175000
SH
DFND
1,2
175000
0
0
MARS ACQUISITION CORP
RIGHT
G5870E124
30000
150000
SH
DFND
1,2
150000
0
0
CETUS CAPITAL ACQUISITION CORP
RIGHT
15719Y121
34000
170000
SH
DFND
1,2
170000
0
0
SORRENTO THERAPEUTICS INC
COMMON STOCK
83587F202
48239
134000
SH
DFND
1,2
134000
0
0
CUMULUS MEDIA INC
COMMON STOCK
231082801
106777
28937
SH
DFND
1,2
28937
0
0
CONCORD ACQUISITION CORP III
COMMON STOCK
20607V106
259500
25000
SH
DFND
1,2
25000
0
0
COLOMBIER ACQUISITION CORP
COMMON STOCK
19533H108
506500
50000
SH
DFND
1,2
50000
0
0
LAMF GLOBAL VENTURES CORP I
COMMON STOCK
G5338L108
522500
50000
SH
DFND
1,2
50000
0
0
VAHANNA TECH EDGE ACQUISITION I CORP
COMMON STOCK
G9320Z109
522500
50000
SH
DFND
1,2
50000
0
0
GREEN VISOR FINANCIAL TECHNOLOGY ACQUISITION CORP I
COMMON STOCK
G4166K100
526500
50000
SH
DFND
1,2
50000
0
0
PATRIA LATIN AMERICAN OPPORTUNITY ACQUISITION CORP
COMMON STOCK
G69454109
528000
50000
SH
DFND
1,2
50000
0
0
EATON VANCE SENIOR INCOME TRUST
COMMON STOCK
27826S103
552537
103278
SH
DFND
1,2
103278
0
0
LIV CAPITAL ACQUISITION CORP II
COMMON STOCK
G5510R105
626400
60000
SH
DFND
1,2
60000
0
0
TMT ACQUISITION CORP
COMMON STOCK
G89229101
765000
75000
SH
DFND
1,2
75000
0
0
PROOF ACQUISITION CORP I
COMMON STOCK
74349W104
782250
75000
SH
DFND
1,2
75000
0
0
BLOCK INC
CONVERTIBLE BOND
852234AJ2
804420
981000
PRN
DFND
1,2
981000
0
0
OAK WOODS ACQUISITION CORP
COMMON STOCK
67190B203
918000
90000
SH
DFND
1,2
90000
0
0
NEOGENOMICS INC
CONVERTIBLE BOND
64049MAA8
951258
1014000
PRN
DFND
1,2
1014000
0
0
GRAF ACQUISITION CORP IV
COMMON STOCK
384272100
1013000
100000
SH
DFND
1,2
100000
0
0
HEALTHWELL ACQUISITION CORP I
COMMON STOCK
42227R109
1014500
100000
SH
DFND
1,2
100000
0
0
HELIX ENERGY SOLUTIONS GROUP INC
CONVERTIBLE BOND
42330PAJ6
1038514
1019000
PRN
DFND
1,2
1019000
0
0
HEARTLAND MEDIA ACQUISITION CORP
COMMON STOCK
42237V108
1041000
100000
SH
DFND
1,2
100000
0
0
MOTIVE CAPITAL CORP II
COMMON STOCK
G6293R106
1043500
100000
SH
DFND
1,2
100000
0
0
BIOPLUS ACQUISITION CORP
COMMON STOCK
G11217117
1044000
100000
SH
DFND
1,2
100000
0
0
TRINE II ACQUISITION CORP
COMMON STOCK
G9059F100
1046000
100000
SH
DFND
1,2
100000
0
0
INTEGRATED WELLNESS ACQUISITION CORP
COMMON STOCK
G4828B100
1050500
100000
SH
DFND
1,2
100000
0
0
POWERUP ACQUISITION CORP
COMMON STOCK
G7207P103
1050500
100000
SH
DFND
1,2
100000
0
0
ANDRETTI ACQUISITION CORP
COMMON STOCK
G26735103
1051000
100000
SH
DFND
1,2
100000
0
0
ENVESTNET INC
CONVERTIBLE BOND
29404KAE6
1109108
1223000
PRN
DFND
1,2
1223000
0
0
PLUTONIAN ACQUISITION CORP
COMMON STOCK
72942P104
1179325
115000
SH
DFND
1,2
115000
0
0
WOLFSPEED INC
CONVERTIBLE BOND
977852AB8
1257000
1500000
PRN
DFND
1,2
1500000
0
0
DISTOKEN ACQUISITION CORP
COMMON STOCK
G27740110
1270000
125000
SH
DFND
1,2
125000
0
0
OMNICELL INC
CONVERTIBLE BOND
68213NAD1
1386000
1500000
PRN
DFND
1,2
1500000
0
0
TENX KEANE ACQUISITION
COMMON STOCK
G8708L104
1399275
135000
SH
DFND
1,2
135000
0
0
CLIMATEROCK
COMMON STOCK
G2311X100
1451800
140000
SH
DFND
1,2
140000
0
0
TRAVERE THERAPEUTICS INC
CONVERTIBLE BOND
89422GAA5
1474500
1500000
PRN
DFND
1,2
1500000
0
0
MARS ACQUISITION CORP
COMMON STOCK
G5870E108
1522500
150000
SH
DFND
1,2
150000
0
0
ALPHAVEST ACQUISITION CORP
COMMON STOCK
G0283A108
1546500
150000
SH
DFND
1,2
150000
0
0
BANDWIDTH INC
CONVERTIBLE BOND
05988JAD5
1548300
2382000
PRN
DFND
1,2
2382000
0
0
KNIGHTSWAN ACQUISITION CORP
COMMON STOCK
499103109
1561500
150000
SH
DFND
1,2
150000
0
0
VISION SENSING ACQUISITION CORP
COMMON STOCK
92838J103
1579500
150000
SH
DFND
1,2
150000
0
0
MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC
CONVERTIBLE BOND
55405YAB6
1584750
1500000
PRN
DFND
1,2
1500000
0
0
AMERICAN AIRLINES GROUP INC
CONVERTIBLE BOND
02376RAF9
1624700
1400000
PRN
DFND
1,2
1400000
0
0
LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA
COMMON STOCK
54150E104
1636050
235403
SH
DFND
1,2
235403
0
0
NRG ENERGY INC
CONVERTIBLE BOND
629377CG5
1682975
1630000
PRN
DFND
1,2
1630000
0
0
CETUS CAPITAL ACQUISITION CORP
COMMON STOCK
15719Y105
1718700
170000
SH
DFND
1,2
170000
0
0
BURLINGTON STORES INC
CONVERTIBLE BOND
122017AB2
1737187
1500000
PRN
DFND
1,2
1500000
0
0
BELLEVUE LIFE SCIENCES ACQUISITION CORP
COMMON STOCK
079174108
1767500
175000
SH
DFND
1,2
175000
0
0
KKR REAL ESTATE FINANCE TRUST INC
CONVERTIBLE BOND
48251KAB6
1771100
1780000
PRN
DFND
1,2
1780000
0
0
SHOULDERUP TECHNOLOGY ACQUISITION CORP
COMMON STOCK
82537G104
1815625
175000
SH
DFND
1,2
175000
0
0
LAKESHORE ACQUISITION II CORP
COMMON STOCK
G5352N105
1821750
175000
SH
DFND
1,2
175000
0
0
SOLAREDGE TECHNOLOGIES INC
CONVERTIBLE BOND
83417MAD6
1892955
1455000
PRN
DFND
1,2
1455000
0
0
GUARDANT HEALTH INC
CONVERTIBLE BOND
40131MAB5
1953728
2893000
PRN
DFND
1,2
2893000
0
0
INTEGRA LIFESCIENCES HOLDINGS CORP
CONVERTIBLE BOND
457985AM1
2006981
2053000
PRN
DFND
1,2
2053000
0
0
TYLER TECHNOLOGIES INC
CONVERTIBLE BOND
902252AB1
2016000
2100000
PRN
DFND
1,2
2100000
0
0
ALPHA HEALTHCARE ACQUISITION CORP III
COMMON STOCK
02073F104
2030000
200000
SH
DFND
1,2
200000
0
0
BLACKSTONE SENIOR FLOATING RATE 2027 TERM FUND
COMMON STOCK
09256U105
2039040
160871
SH
DFND
1,2
160871
0
0
ACCRETION ACQUISITION CORP
COMMON STOCK
00438Y107
2064000
200000
SH
DFND
1,2
200000
0
0
ARISZ ACQUISITION CORP
COMMON STOCK
040450108
2065000
200000
SH
DFND
1,2
200000
0
0
BLACK MOUNTAIN ACQUISITION CORP
COMMON STOCK
09216A108
2078000
200000
SH
DFND
1,2
200000
0
0
INDUSTRIAL TECH ACQUISITIONS II INC
COMMON STOCK
45635R108
2078000
200000
SH
DFND
1,2
200000
0
0
BANYAN ACQUISITION CORP
COMMON STOCK
06690B107
2080000
200000
SH
DFND
1,2
200000
0
0
BULLPEN PARLAY ACQUISITION CO
COMMON STOCK
G1792A100
2084000
200000
SH
DFND
1,2
200000
0
0
EVEREST CONSOLIDATOR ACQUISITION CORP
COMMON STOCK
29978K102
2090000
200000
SH
DFND
1,2
200000
0
0
GLOBAL TECHNOLOGY ACQUISITION CORP I
COMMON STOCK
G3934N107
2092000
200000
SH
DFND
1,2
200000
0
0
HCM ACQUISITION CORP
COMMON STOCK
G4365A101
2095000
200000
SH
DFND
1,2
200000
0
0
AFFIRM HOLDINGS INC
CONVERTIBLE BOND
00827BAB2
2112792
3263000
PRN
DFND
1,2
3263000
0
0
UPSTART HOLDINGS INC
CONVERTIBLE BOND
91680MAB3
2145115
3670000
PRN
DFND
1,2
3670000
0
0
FINNOVATE ACQUISITION CORP
COMMON STOCK
G3R34K103
2299000
220000
SH
DFND
1,2
220000
0
0
AQUARON ACQUISITION CORP
COMMON STOCK
03842W105
2326500
225000
SH
DFND
1,2
225000
0
0
DENALI CAPITAL ACQUISITION CORP
COMMON STOCK
G6256B106
2355750
225000
SH
DFND
1,2
225000
0
0
SAREPTA THERAPEUTICS INC
CONVERTIBLE BOND
803607AC4
2404173
2000000
PRN
DFND
1,2
2000000
0
0
HUDSON ACQUISITION I CORP
COMMON STOCK
44364H100
2456400
240000
SH
DFND
1,2
240000
0
0
LYFT INC
CONVERTIBLE BOND
55087PAB0
2520767
2855000
PRN
DFND
1,2
2855000
0
0
MOBIV ACQUISITION CORP
COMMON STOCK
60742N106
2554125
245000
SH
DFND
1,2
245000
0
0
ALPHATIME ACQUISITION CORP
COMMON STOCK
G0223V105
2555000
250000
SH
DFND
1,2
250000
0
0
EMBRACE CHANGE ACQUISITION CORP
COMMON STOCK
G3034H109
2555350
245000
SH
DFND
1,2
245000
0
0
HORIZON SPACE ACQUISITION I CORP
COMMON STOCK
G4619M109
2557500
250000
SH
DFND
1,2
250000
0
0
TCV ACQUISITION CORP
COMMON STOCK
G8704C124
2560000
250000
SH
DFND
1,2
250000
0
0
BRIDGEBIO PHARMA INC
CONVERTIBLE BOND
10806XAD4
2579048
3984000
PRN
DFND
1,2
3984000
0
0
ATLANTIC COASTAL ACQUISITION CORP II
COMMON STOCK
04845A108
2595000
250000
SH
DFND
1,2
250000
0
0
JUNIPER II CORP
COMMON STOCK
48203N103
2595000
250000
SH
DFND
1,2
250000
0
0
PAPAYA GROWTH OPPORTUNITY CORP I
COMMON STOCK
69882P102
2600000
250000
SH
DFND
1,2
250000
0
0
PROGRESS SOFTWARE CORP
CONVERTIBLE BOND
743312AB6
2601340
2380000
PRN
DFND
1,2
2380000
0
0
PONO CAPITAL TWO INC
COMMON STOCK
73245B107
2610000
250000
SH
DFND
1,2
250000
0
0
COINBASE GLOBAL INC
CONVERTIBLE BOND
19260QAB3
2630364
4079000
PRN
DFND
1,2
4079000
0
0
SUNRUN INC
CONVERTIBLE BOND
86771WAB1
2726108
4081000
PRN
DFND
1,2
4081000
0
0
NORWEGIAN CRUISE LINE HOLDINGS LTD
CONVERTIBLE BOND
62886HBD2
2732139
3815000
PRN
DFND
1,2
3815000
0
0
SHIFT4 PAYMENTS INC
CONVERTIBLE BOND
82452JAD1
2883439
3040000
PRN
DFND
1,2
3040000
0
0
GLOBAL STAR ACQUISITION INC
COMMON STOCK
37962G102
2884000
280000
SH
DFND
1,2
280000
0
0
FORTUNE RISE ACQUISITION CORP
COMMON STOCK
34969G102
2931500
275000
SH
DFND
1,2
275000
0
0
SHIFT4 PAYMENTS INC
CONVERTIBLE BOND
82452JAB5
2934001
2500000
PRN
DFND
1,2
2500000
0
0
KEYARCH ACQUISITION CORP
COMMON STOCK
G5260A104
2995700
290000
SH
DFND
1,2
290000
0
0
HEALTH CATALYST INC
CONVERTIBLE BOND
42225TAB3
3033228
3306000
PRN
DFND
1,2
3306000
0
0
A SPAC I ACQUISITION CORP
COMMON STOCK
G0542S106
3045000
290000
SH
DFND
1,2
290000
0
0
CLEAN EARTH ACQUISITIONS CORP
COMMON STOCK
184493104
3081000
300000
SH
DFND
1,2
300000
0
0
BEARD ENERGY TRANSITION ACQUISITION CORP
COMMON STOCK
07402Q101
3109500
300000
SH
DFND
1,2
300000
0
0
PELOTON INTERACTIVE INC
CONVERTIBLE BOND
70614WAB6
3117426
4079000
PRN
DFND
1,2
4079000
0
0
AROGO CAPITAL ACQUISITION CORP
COMMON STOCK
042644104
3141000
300000
SH
DFND
1,2
300000
0
0
KIMBELL TIGER ACQUISITION CORP
COMMON STOCK
49436K106
3159000
300000
SH
DFND
1,2
300000
0
0
GOGREEN INVESTMENTS CORP
COMMON STOCK
G9461B101
3165000
300000
SH
DFND
1,2
300000
0
0
SPLUNK INC
CONVERTIBLE BOND
848637AD6
3189779
3288000
PRN
DFND
1,2
3288000
0
0
PONO CAPITAL THREE INC
COMMON STOCK
G71704129
3231900
315000
SH
DFND
1,2
315000
0
0
ZILLOW GROUP INC
CONVERTIBLE BOND
98954MAG6
3262875
2750000
PRN
DFND
1,2
2750000
0
0
JAZZ PHARMACEUTICALS PLC
CONVERTIBLE BOND
472145AF8
3370875
3030000
PRN
DFND
1,2
3030000
0
0
EATON VANCE SENIOR FLOATING-RATE TRUST
COMMON STOCK
27828Q105
3409627
300938
SH
DFND
1,2
300938
0
0
LIBERTY RESOURCES ACQUISITION CORP
COMMON STOCK
53118A105
3414125
325000
SH
DFND
1,2
325000
0
0
NICE LTD
CONVERTIBLE BOND
653656AB4
3420725
3554000
PRN
DFND
1,2
3554000
0
0
NUTANIX INC
CONVERTIBLE BOND
67059NAH1
3519442
4198000
PRN
DFND
1,2
4198000
0
0
DEXCOM INC
CONVERTIBLE BOND
252131AK3
3591137
3337000
PRN
DFND
1,2
3337000
0
0
FASTLY INC
CONVERTIBLE BOND
31188VAB6
3628506
4547000
PRN
DFND
1,2
4547000
0
0
GOLDENSTONE ACQUISITION LTD
COMMON STOCK
38136Y102
3631250
350000
SH
DFND
1,2
350000
0
0
GLOBALINK INVESTMENT INC
COMMON STOCK
37892F109
3641750
350000
SH
DFND
1,2
350000
0
0
RIGEL RESOURCE ACQUISITION CORP
COMMON STOCK
G7573M106
3662750
350000
SH
DFND
1,2
350000
0
0
EXACT SCIENCES CORP
CONVERTIBLE BOND
30063PAB1
3735370
3993000
PRN
DFND
1,2
3993000
0
0
SPREE ACQUISITION CORP 1 LTD
COMMON STOCK
G83745102
3738000
350000
SH
DFND
1,2
350000
0
0
RESERVOIR MEDIA INC
COMMON STOCK
76119X105
3758897
576518
SH
DFND
1,2
576518
0
0
AVALON ACQUISITION INC
COMMON STOCK
05338E101
3909375
375000
SH
DFND
1,2
375000
0
0
YOTTA ACQUISITION CORP
COMMON STOCK
98741Y103
4095420
398000
SH
DFND
1,2
398000
0
0
RF ACQUISITION CORP
COMMON STOCK
74954L104
4116000
400000
SH
DFND
1,2
400000
0
0
HAINAN MANASLU ACQUISITION CORP
COMMON STOCK
G4233U107
4136000
400000
SH
DFND
1,2
400000
0
0
CONSILIUM ACQUISITION CORP I LTD
COMMON STOCK
G2365L101
4142000
400000
SH
DFND
1,2
400000
0
0
ALPHA STAR ACQUISITION CORP
COMMON STOCK
G0230C108
4196000
400000
SH
DFND
1,2
400000
0
0
ICONIC SPORTS ACQUISITION CORP
COMMON STOCK
G4712C107
4202000
400000
SH
DFND
1,2
400000
0
0
WISDOMTREE INC
CONVERTIBLE BOND
97717PAD6
4225693
4474000
PRN
DFND
1,2
4474000
0
0
LENDINGTREE INC
CONVERTIBLE BOND
52603BAD9
4287068
5710000
PRN
DFND
1,2
5710000
0
0
FUTURETECH II ACQUISITION CORP
COMMON STOCK
36119D103
4290650
410000
SH
DFND
1,2
410000
0
0
JAZZ PHARMACEUTICALS PLC
CONVERTIBLE BOND
472145AD3
4361982
4495000
PRN
DFND
1,2
4495000
0
0
OAK STREET HEALTH INC
CONVERTIBLE BOND
67181AAB3
4396301
4439000
PRN
DFND
1,2
4439000
0
0
HNR ACQUISITION CORP
COMMON STOCK
40472A102
4437000
425000
SH
DFND
1,2
425000
0
0
GREENBRIER COS INC/THE
CONVERTIBLE BOND
393657AK7
4495193
4558000
PRN
DFND
1,2
4558000
0
0
BILL HOLDINGS INC
CONVERTIBLE BOND
090043AB6
4498194
4892000
PRN
DFND
1,2
4892000
0
0
DIGITALBRIDGE GROUP INC
CONVERTIBLE BOND
19624RAA4
4647138
4624000
PRN
DFND
1,2
4624000
0
0
REDWOODS ACQUISITION CORP
COMMON STOCK
758083109
4648500
450000
SH
DFND
1,2
450000
0
0
DISH NETWORK CORP
CONVERTIBLE BOND
25470MAD1
4665937
5250000
PRN
DFND
1,2
5250000
0
0
WELSBACH TECHNOLOGY METALS ACQUISITION CORP
COMMON STOCK
950415109
4675500
450000
SH
DFND
1,2
450000
0
0
APOLLO SENIOR FLOATING RATE FUND INC
COMMON STOCK
037636107
4708767
372824
SH
DFND
1,2
372824
0
0
EVERGREEN CORP
COMMON STOCK
G3312W109
4720500
450000
SH
DFND
1,2
450000
0
0
LUMENTUM HOLDINGS INC
CONVERTIBLE BOND
55024UAF6
4737774
6182000
PRN
DFND
1,2
6182000
0
0
FINTECH ECOSYSTEM DEVELOPMENT CORP
COMMON STOCK
318136108
4743000
450000
SH
DFND
1,2
450000
0
0
TECHNOLOGY & TELECOMMUNICATION ACQUISITION CORP
COMMON STOCK
G87119106
4810500
450000
SH
DFND
1,2
450000
0
0
EATON VANCE FLOATING-RATE INCOME TRUST
COMMON STOCK
278279104
4823277
419051
SH
DFND
1,2
419051
0
0
CLOUDFLARE INC
CONVERTIBLE BOND
18915MAC1
4845548
5704000
PRN
DFND
1,2
5704000
0
0
DATADOG INC
CONVERTIBLE BOND
23804LAB9
4871573
4492000
PRN
DFND
1,2
4492000
0
0
REDFIN CORP
CONVERTIBLE BOND
75737FAE8
5034537
8140000
PRN
DFND
1,2
8140000
0
0
JOYY INC
CONVERTIBLE BOND
98426TAF3
5054675
5600000
PRN
DFND
1,2
5600000
0
0
SNAP INC
CONVERTIBLE BOND
83304AAF3
5134500
7000000
PRN
DFND
1,2
7000000
0
0
COHERUS BIOSCIENCES INC
CONVERTIBLE BOND
19249HAB9
5158036
7306000
PRN
DFND
1,2
7306000
0
0
DUET ACQUISITION CORP
COMMON STOCK
26431Q106
5174950
500000
SH
DFND
1,2
500000
0
0
METAL SKY STAR ACQUISITION CORP
COMMON STOCK
G6053N105
5178240
496000
SH
DFND
1,2
496000
0
0
HELLO GROUP INC
CONVERTIBLE BOND
60879BAB3
5181953
5205000
PRN
DFND
1,2
5205000
0
0
AIRBNB INC
CONVERTIBLE BOND
009066AB7
5273401
6013000
PRN
DFND
1,2
6013000
0
0
JUPITER WELLNESS ACQUISITION CORP
COMMON STOCK
48208E108
5275000
500000
SH
DFND
1,2
500000
0
0
BLACKLINE INC
CONVERTIBLE BOND
09239BAD1
5275270
6188000
PRN
DFND
1,2
6188000
0
0
ZSCALER INC
CONVERTIBLE BOND
98980GAB8
5289024
4992000
PRN
DFND
1,2
4992000
0
0
2U INC
CONVERTIBLE BOND
90214JAB7
5373368
6832000
PRN
DFND
1,2
6832000
0
0
TURNING POINT BRANDS INC
CONVERTIBLE BOND
90041LAE5
5417114
5712000
PRN
DFND
1,2
5712000
0
0
BLACKSTONE STRATEGIC CREDIT 2027 TERM FUND
COMMON STOCK
09257R101
5454003
512113
SH
DFND
1,2
512113
0
0
LIBERTY LATIN AMERICA LTD
CONVERTIBLE BOND
53069QAB5
5624604
6076000
PRN
DFND
1,2
6076000
0
0
SPLUNK INC
CONVERTIBLE BOND
848637AF1
5627146
6547000
PRN
DFND
1,2
6547000
0
0
TECHTARGET INC
CONVERTIBLE BOND
87874RAD2
5708619
7347000
PRN
DFND
1,2
7347000
0
0
BLUE WORLD ACQUISITION CORP
COMMON STOCK
G1263E102
5742000
550000
SH
DFND
1,2
550000
0
0
ETSY INC
CONVERTIBLE BOND
29786AAN6
5777291
6937000
PRN
DFND
1,2
6937000
0
0
MICROSTRATEGY INC
CONVERTIBLE BOND
594972AE1
5792319
10864000
PRN
DFND
1,2
10864000
0
0
FAT PROJECTS ACQUISITION CORP
COMMON STOCK
G3400W102
5852000
560000
SH
DFND
1,2
560000
0
0
BROAD CAPITAL ACQUISITION CORP
COMMON STOCK
11125B102
5915250
550000
SH
DFND
1,2
550000
0
0
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
COMMON STOCK
67074X107
5971144
509049
SH
DFND
1,2
509049
0
0
SHAKE SHACK INC
CONVERTIBLE BOND
819047AB7
6150516
8405000
PRN
DFND
1,2
8405000
0
0
AKAMAI TECHNOLOGIES INC
CONVERTIBLE BOND
00971TAL5
6213609
6729000
PRN
DFND
1,2
6729000
0
0
STARWOOD PROPERTY TRUST INC
CONVERTIBLE BOND
85571BAH8
6245216
6215000
PRN
DFND
1,2
6215000
0
0
IQIYI INC
CONVERTIBLE BOND
46267XAE8
6359097
7015000
PRN
DFND
1,2
7015000
0
0
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
COMMON STOCK
6706EN100
6365000
793641
SH
DFND
1,2
793641
0
0
BENTLEY SYSTEMS INC
CONVERTIBLE BOND
08265TAD1
6471078
7622000
PRN
DFND
1,2
7622000
0
0
TRIPADVISOR INC
CONVERTIBLE BOND
896945AD4
6530864
7921000
PRN
DFND
1,2
7921000
0
0
BIOMARIN PHARMACEUTICAL INC
CONVERTIBLE BOND
09061GAH4
6747850
6561000
PRN
DFND
1,2
6561000
0
0
OKTA INC
CONVERTIBLE BOND
679295AF2
6929320
8095000
PRN
DFND
1,2
8095000
0
0
RINGCENTRAL INC
CONVERTIBLE BOND
76680RAF4
6956488
7856000
PRN
DFND
1,2
7856000
0
0
REDWOOD TRUST INC
CONVERTIBLE BOND
758075AD7
6973957
7335000
PRN
DFND
1,2
7335000
0
0
ENPHASE ENERGY INC
CONVERTIBLE BOND
29355AAK3
7007098
6726000
PRN
DFND
1,2
6726000
0
0
A SPAC II ACQUISITION CORP
COMMON STOCK
G0543H109
7020000
675000
SH
DFND
1,2
675000
0
0
LIBERTY BROADBAND CORP
COMMON STOCK
530307305
7107818
86999
SH
DFND
1,2
86999
0
0
CERIDIAN LLC
CONVERTIBLE BOND
15677JAD0
7218038
8003000
PRN
DFND
1,2
8003000
0
0
PERFICIENT INC
CONVERTIBLE BOND
71375UAF8
7235372
9050000
PRN
DFND
1,2
9050000
0
0
INTERCEPT PHARMACEUTICALS INC
CONVERTIBLE BOND
45845PAB4
7289292
8816000
PRN
DFND
1,2
8816000
0
0
IONIS PHARMACEUTICALS INC
CONVERTIBLE BOND
462222AB6
7384978
7982000
PRN
DFND
1,2
7982000
0
0
ALSET CAPITAL ACQUISITION CORP
COMMON STOCK
02115M109
7548450
735000
SH
DFND
1,2
735000
0
0
ALTERYX INC
CONVERTIBLE BOND
02156BAD5
7649062
8159000
PRN
DFND
1,2
8159000
0
0
FEUTUNE LIGHT ACQUISITION CORP
COMMON STOCK
31561T102
7658700
735000
SH
DFND
1,2
735000
0
0
NUVEEN SENIOR INCOME FUND
COMMON STOCK
67067Y104
7695334
1669270
SH
DFND
1,2
1669270
0
0
HERBALIFE NUTRITION LTD
CONVERTIBLE BOND
42703MAD5
7748200
8156000
PRN
DFND
1,2
8156000
0
0
WIX.COM LTD
CONVERTIBLE BOND
92940WAB5
7853649
7941000
PRN
DFND
1,2
7941000
0
0
GREENLIGHT CAPITAL RE LTD
CONVERTIBLE BOND
395366AB3
7979237
8226000
PRN
DFND
1,2
8226000
0
0
MONTEREY CAPITAL ACQUISITION CORP
COMMON STOCK
61244M109
8125920
792000
SH
DFND
1,2
792000
0
0
NUVEEN FLOATING RATE INCOME FUND/CLOSED-END FUND
COMMON STOCK
67072T108
8132423
991759
SH
DFND
1,2
991759
0
0
TELADOC HEALTH INC
CONVERTIBLE BOND
539183AA1
8327718
9404000
PRN
DFND
1,2
9404000
0
0
EZCORP INC
CONVERTIBLE BOND
302301AE6
8571632
9380000
PRN
DFND
1,2
9380000
0
0
BANDWIDTH INC
CONVERTIBLE BOND
05988JAB9
8641487
11068000
PRN
DFND
1,2
11068000
0
0
NEOGENOMICS INC
CONVERTIBLE BOND
64049MAB6
8999880
12162000
PRN
DFND
1,2
12162000
0
0
SNAP INC
CONVERTIBLE BOND
83304AAH9
9120915
12910000
PRN
DFND
1,2
12910000
0
0
TPI COMPOSITES INC
COMMON STOCK
87266J104
9144643
700739
SH
DFND
1,2
700739
0
0
SEA LTD
CONVERTIBLE BOND
81141RAF7
9170738
7490000
PRN
DFND
1,2
7490000
0
0
FORD MOTOR CO
CONVERTIBLE BOND
345370CZ1
9246840
9210000
PRN
DFND
1,2
9210000
0
0
FIVERR INTERNATIONAL LTD
CONVERTIBLE BOND
33835LAA3
9639686
11544000
PRN
DFND
1,2
11544000
0
0
EVENTBRITE INC
CONVERTIBLE BOND
29975EAD1
9911412
12756000
PRN
DFND
1,2
12756000
0
0
HOPE BANCORP INC
CONVERTIBLE BOND
43940TAB5
10082880
10368000
PRN
DFND
1,2
10368000
0
0
DISH NETWORK CORP
CONVERTIBLE BOND
25470MAF6
10124335
18995000
PRN
DFND
1,2
18995000
0
0
TELECOM ARGENTINA SA
COMMON STOCK
879273209
10148367
2033741
SH
DFND
1,2
2033741
0
0
EF HUTTON ACQUISITION CORP I
COMMON STOCK
28201D109
10167300
990000
SH
DFND
1,2
990000
0
0
CHEGG INC
CONVERTIBLE BOND
163092AF6
10377009
13053000
PRN
DFND
1,2
13053000
0
0
LIGAND PHARMACEUTICALS INC
CONVERTIBLE BOND
53220KAF5
10619788
10697000
PRN
DFND
1,2
10697000
0
0
ALVOTECH SA
WARRANT
L01800116
11060000
4666667
SH
DFND
1,2
4666667
0
0
SFL CORP LTD
CONVERTIBLE BOND
824689AG8
11185279
11098000
PRN
DFND
1,2
11098000
0
0
GRUPO TELEVISA SAB
COMMON STOCK
40049J206
11543663
2182167
SH
DFND
1,2
2182167
0
0
NUVASIVE INC
CONVERTIBLE BOND
670704AL9
11663915
11744000
PRN
DFND
1,2
11744000
0
0
KAMAN CORP
CONVERTIBLE BOND
483548AF0
11991252
12649000
PRN
DFND
1,2
12649000
0
0
UNITI GROUP INC
COMMON STOCK
91325V108
12061451
3397592
SH
DFND
1,2
3397592
0
0
ITRON INC
CONVERTIBLE BOND
465741AN6
12240247
14703000
PRN
DFND
1,2
14703000
0
0
MAGNITE INC
CONVERTIBLE BOND
55955DAB6
12310279
15218000
PRN
DFND
1,2
15218000
0
0
DOCUSIGN INC
CONVERTIBLE BOND
256163AD8
12497944
13032000
PRN
DFND
1,2
13032000
0
0
HIMS & HERS HEALTH INC
COMMON STOCK
433000106
12990835
1309560
SH
DFND
1,2
1309560
0
0
STAR HOLDINGS
COMMON STOCK
85512G106
13039891
749850
SH
DFND
1,2
749850
0
0
UNITY SOFTWARE INC
CONVERTIBLE BOND
91332UAB7
13116646
16827000
PRN
DFND
1,2
16827000
0
0
MFA FINANCIAL INC
CONVERTIBLE BOND
55272XAA0
13283762
13834000
PRN
DFND
1,2
13834000
0
0
NEW MOUNTAIN FINANCE CORP
CONVERTIBLE BOND
647551AC4
13411215
13428000
PRN
DFND
1,2
13428000
0
0
KB HOME
COMMON STOCK
48666K109
13419798
333992
SH
DFND
1,2
333992
0
0
WAYFAIR INC
CONVERTIBLE BOND
94419LAF8
13504602
20312000
PRN
DFND
1,2
20312000
0
0
APOLLO COMMERCIAL REAL ESTATE FINANCE INC
CONVERTIBLE BOND
03762UAC9
13989273
14293000
PRN
DFND
1,2
14293000
0
0
INTERCEPT PHARMACEUTICALS INC
CONVERTIBLE BOND
45845PAA6
14236510
14234000
PRN
DFND
1,2
14234000
0
0
JETBLUE AIRWAYS CORP
CONVERTIBLE BOND
477143AP6
14416328
18674000
PRN
DFND
1,2
18674000
0
0
NEW RELIC INC
CONVERTIBLE BOND
64829BAB6
14599145
14637000
PRN
DFND
1,2
14637000
0
0
YPF SA
COMMON STOCK
984245100
15134326
1378354
SH
DFND
1,2
1378354
0
0
PRA GROUP INC
CONVERTIBLE BOND
69354NAB2
15371755
15449000
PRN
DFND
1,2
15449000
0
0
MGIC INVESTMENT CORP
COMMON STOCK
552848103
16104000
1200000
SH
DFND
1,2
1200000
0
0
WIX.COM LTD
CONVERTIBLE BOND
92940WAD1
16303644
18783000
PRN
DFND
1,2
18783000
0
0
REDWOOD TRUST INC
CONVERTIBLE BOND
749772AD1
16458933
18137000
PRN
DFND
1,2
18137000
0
0
ALARM.COM HOLDINGS INC
CONVERTIBLE BOND
011642AB1
16472119
19409000
PRN
DFND
1,2
19409000
0
0
SHOPIFY INC
CONVERTIBLE BOND
82509LAA5
16619200
18800000
PRN
DFND
1,2
18800000
0
0
PENNYMAC MORTGAGE INVESTMENT TRUST
CONVERTIBLE BOND
70932AAD5
16883418
17985000
PRN
DFND
1,2
17985000
0
0
OCWEN FINANCIAL CORP
COMMON STOCK
675746606
17014165
627366
SH
DFND
1,2
627366
0
0
NUVEEN CREDIT STRATEGIES INCOME FUND
COMMON STOCK
67073D102
17036479
3333949
SH
DFND
1,2
3333949
0
0
TRANSPORTADORA DE GAS DEL SUR SA
COMMON STOCK
893870204
18272378
1784412
SH
DFND
1,2
1784412
0
0
DIGITALOCEAN HOLDINGS INC
CONVERTIBLE BOND
25402DAB8
18356176
23228000
PRN
DFND
1,2
23228000
0
0
SMARTRENT INC
COMMON STOCK
83193G107
19138502
7505294
SH
DFND
1,2
7505294
0
0
SUPERNUS PHARMACEUTICALS INC
CONVERTIBLE BOND
868459AD0
19586199
19540000
PRN
DFND
1,2
19540000
0
0
SPLUNK INC
CONVERTIBLE BOND
848637AC8
19735240
20138000
PRN
DFND
1,2
20138000
0
0
BATTALION OIL CORP
COMMON STOCK
07134L107
19775121
3009912
SH
DFND
1,2
3009912
0
0
ILLUMINA INC
CONVERTIBLE BOND
452327AK5
19924184
20332000
PRN
DFND
1,2
20332000
0
0
CABLE ONE INC
CONVERTIBLE BOND
12685JAE5
20045324
25246000
PRN
DFND
1,2
25246000
0
0
TERNIUM SA
COMMON STOCK
880890108
20191695
489377
SH
DFND
1,2
489377
0
0
WESTERN DIGITAL CORP
CONVERTIBLE BOND
958102AP0
20913927
21583000
PRN
DFND
1,2
21583000
0
0
PAMPA ENERGIA SA
COMMON STOCK
697660207
21088104
639421
SH
DFND
1,2
639421
0
0
MAGNACHIP SEMICONDUCTOR CORP
COMMON STOCK
55933J203
21344000
2300000
SH
DFND
1,2
2300000
0
0
HAEMONETICS CORP
CONVERTIBLE BOND
405024AB6
21439490
25120000
PRN
DFND
1,2
25120000
0
0
NUVASIVE INC
CONVERTIBLE BOND
670704AJ4
22573166
25492000
PRN
DFND
1,2
25492000
0
0
INVESCO SENIOR INCOME TRUST
COMMON STOCK
46131H107
24778812
6733373
SH
DFND
1,2
6733373
0
0
GARRETT MOTION INC
COMMON STOCK
366505105
27523230
3593111
SH
DFND
1,2
3593111
0
0
OAKTREE SPECIALTY LENDING CORP
COMMON STOCK
67401P405
31374111
1671503
SH
DFND
1,2
1671503
0
0
SEA LTD
CONVERTIBLE BOND
81141RAG5
32859160
41673000
PRN
DFND
1,2
41673000
0
0
SPOTIFY TECHNOLOGY SA
CONVERTIBLE BOND
84921RAB6
33011452
39206000
PRN
DFND
1,2
39206000
0
0
TOLL BROTHERS INC
COMMON STOCK
889478103
33496740
558000
SH
DFND
1,2
558000
0
0
AZUL SA
COMMON STOCK
05501U106
35365001
4946154
SH
DFND
1,2
4946154
0
0
LIBERTY GLOBAL PLC
COMMON STOCK
G5480U104
37947000
1946000
SH
DFND
1,2
1946000
0
0
DAQO NEW ENERGY CORP
COMMON STOCK
23703Q203
49468707
1056121
SH
DFND
1,2
1056121
0
0
BERRY CORP
COMMON STOCK
08579X101
52571450
6697000
SH
DFND
1,2
6697000
0
0
BANCO BRADESCO SA
COMMON STOCK
059460303
55790940
21294251
SH
DFND
1,2
21294251
0
0
CREDICORP LTD
COMMON STOCK
G2519Y108
56287859
425167
SH
DFND
1,2
425167
0
0
FTAI AVIATION LTD
COMMON STOCK
G3730V105
56845755
2033110
SH
DFND
1,2
2033110
0
0
VISTA ENERGY SAB DE CV
COMMON STOCK
92837L109
57087698
2884674
SH
DFND
1,2
2884674
0
0
SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF
ETF
78468R556
57415500
450000
SH
Put
DFND
1,2
450000
0
0
KILROY REALTY CORP
COMMON STOCK
49427F108
59940356
1850011
SH
DFND
1,2
1850011
0
0
EAGLE BULK SHIPPING INC
CONVERTIBLE BOND
269442AA7
62464868
40495000
PRN
DFND
1,2
40495000
0
0
ITAU UNIBANCO HOLDING SA
COMMON STOCK
465562106
75793524
15563352
SH
DFND
1,2
15563352
0
0
CEMEX SAB DE CV
COMMON STOCK
151290889
80124346
14489032
SH
DFND
1,2
14489032
0
0
HERTZ GLOBAL HOLDINGS INC
COMMON STOCK
42806J700
81402759
4997100
SH
DFND
1,2
4997100
0
0
PETROLEO BRASILEIRO SA
COMMON STOCK
71654V408
84092281
8062539
SH
DFND
1,2
8062539
0
0
ICICI BANK LTD
COMMON STOCK
45104G104
87814803
4069268
SH
DFND
1,2
4069268
0
0
PG&E CORP
COMMON STOCK
69331C108
90552000
5600000
SH
DFND
1,2
5600000
0
0
FRONTIER COMMUNICATIONS PARENT INC
COMMON STOCK
35909D109
90689471
3982849
SH
DFND
1,2
3982849
0
0
ALVOTECH SA
COMMON STOCK
L01800108
100137965
7762633
SH
DFND
1,2
7762633
0
0
CBL & ASSOCIATES PROPERTIES INC
COMMON STOCK
124830878
102148913
3983966
SH
DFND
1,2
3983966
0
0
STATE STREET CORP
ETF
78462F103
102347500
250000
SH
Put
DFND
1,2
250000
0
0
NMI HOLDINGS INC
COMMON STOCK
629209305
109417000
4900000
SH
DFND
1,2
4900000
0
0
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833118
109430598
1843818
SH
DFND
1,2
1843818
0
0
FREEPORT-MCMORAN INC
COMMON STOCK
35671D857
110158561
2692705
SH
DFND
1,2
2692705
0
0
VALE SA
COMMON STOCK
91912E105
132123841
8372867
SH
DFND
1,2
8372867
0
0
ANGLOGOLD ASHANTI LTD
COMMON STOCK
035128206
135037820
5582382
SH
DFND
1,2
5582382
0
0
ALLY FINANCIAL INC
COMMON STOCK
02005N100
156118271
6124687
SH
DFND
1,2
6124687
0
0
SUNOPTA INC
COMMON STOCK
8676EP108
159591170
20726126
SH
DFND
1,2
20726126
0
0
EAGLE BULK SHIPPING INC
COMMON STOCK
Y2187A150
172061025
3781561
SH
DFND
1,2
3781561
0
0
INFINERA CORP
COMMON STOCK
45667G103
195360979
25175384
SH
DFND
1,2
25175384
0
0
RUNWAY GROWTH FINANCE CORP
COMMON STOCK
78163D100
255393114
21054667
SH
DFND
1,2
21054667
0
0
STR SUB INC
COMMON STOCK
82983N108
292333712
12935120
SH
DFND
1,2
12935120
0
0
STAR BULK CARRIERS CORP
COMMON STOCK
Y8162K204
550545240
26067483
SH
DFND
1,2
26067483
0
0
VISTRA CORP
COMMON STOCK
92840M102
557492231
23228843
SH
DFND
1,2
23228843
0
0
GARRETT MOTION INC
CONVERTIBLE PRFD
366505204
611941496
68834814
SH
DFND
1,2
68834814
0
0
CHESAPEAKE ENERGY CORP
COMMON STOCK
165167735
652414005
8579879
SH
DFND
1,2
8579879
0
0
TORM PLC
COMMON STOCK
G89479102
1654443979
53812988
SH
DFND
1,2
53812988
0
0