0000949509-19-000004.txt : 20190219
0000949509-19-000004.hdr.sgml : 20190219
20190215191545
ACCESSION NUMBER: 0000949509-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190219
DATE AS OF CHANGE: 20190215
EFFECTIVENESS DATE: 20190219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0000949509
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05050
FILM NUMBER: 19612949
BUSINESS ADDRESS:
STREET 1: 333 S GRAND AVENUE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2138306300
MAIL ADDRESS:
STREET 1: 333 S GRAND AVE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20010605
13F-HR/A
1
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12-31-2018
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NEW HOLDINGS
OAKTREE CAPITAL MANAGEMENT LP
333 S GRAND AVE 28TH FL
LOS ANGELES
CA
90071
13F COMBINATION REPORT
028-05050
0001692234
028-17598
Russell Investments Group, Ltd.
0001597857
028-17875
Hartree Partners, LP
N
Angela Chiang
Assistant Vice President
(213) 356-3011
Angela Chiang
Los Angeles
CA
02-15-2019
4
192
5499209
1
0001403525
028-12809
Oaktree Capital Group Holdings GP, LLC
2
0001403527
028-12810
Oaktree Capital Group Holdings, L.P.
3
0001403528
028-12811
Oaktree Capital Group, LLC
4
0001403382
028-12812
Oaktree Holdings, Inc.
INFORMATION TABLE
2
4Q18_13F_XML.xml
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CV SR UNSEC NT PNC
00484MAA4
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6500000
PRN
DFND
1,2,3,4
6500000
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AKAMAI TECHNOLOGIES INC
CV SR UNSEC NT
00971TAG6
68650
68905000
PRN
DFND
1,2,3,4
68905000
0
0
ALIBABA GROUP HOLDING-SP ADR
ADR
01609W102
43640
318380
SH
DFND
1,2,3,4
318380
0
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ALLSCRIPTS HEALTHCARE SOLUTIONS INC
CV SR UNSEC NT
01988PAD0
12548
12985000
PRN
DFND
1,2,3,4
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0
0
ALLY FINANCIAL INC
COMMON STOCK
02005N100
265655
11723541
SH
DFND
1,2,3,4
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ALTABA INC
COMMON STOCK
021346101
28035
483866
SH
DFND
1,2,3,4
483866
0
0
ANGLOGOLD ASHANTI-SPON ADR
ADR
035128206
38607
3076238
SH
DFND
1,2,3,4
3076238
0
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APOLLO COMMERCIAL REAL ESTATE FINANCE INC
CV SR UNSEC NT
03762UAB1
34116
36338000
PRN
DFND
1,2,3,4
36338000
0
0
ARCONIC INC
CV SR UNSEC NT
74973WAB3
8487
8507000
PRN
DFND
1,2,3,4
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0
0
ARES CAPITAL CORP
CV SR UNSEC NT
04010LAM5
25794
25749000
PRN
DFND
1,2,3,4
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ARRAY BIOPHARMA INC
CV SR UNSEC NT 144A PNC
04269XAB1
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PRN
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1,2,3,4
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ASSERTIO THERAPEUTICS INC
CV SR UNSEC NT PNC
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18854
27855000
PRN
DFND
1,2,3,4
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0
0
AZUL SA-ADR
ADR
05501U106
39939
1442364
SH
DFND
1,2,3,4
1442364
0
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BANK OF AMERICA CORP
7.250000% CV PFD PERPETUAL PNC
060505682
5886
4700
SH
DFND
1,2,3,4
4700
0
0
BECTON DICKINSON AND CO
6.125% CV PFD
075887208
12966
224820
SH
DFND
1,2,3,4
224820
0
0
BEL FUSE INC
COMMON STOCK
077347201
985
71613
SH
DFND
1,2,3,4
71613
0
0
BEL FUSE INC
COMMON STOCK
077347300
3225
175060
SH
DFND
1,2,3,4
175060
0
0
BELLATRIX EXPLORATION LTD
COMMON STOCK
078314507
1545
3350000
SH
DFND
1,2,3,4
3350000
0
0
BIOMARIN PHARMACEUTICAL INC
CV SR SUB NT
09061GAF8
7314
6560000
PRN
DFND
1,2,3,4
6560000
0
0
BIOMARIN PHARMACEUTICAL INC
CV SR SUB NT
09061GAH4
7377
7400000
PRN
DFND
1,2,3,4
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0
0
BLACKROCK CAPITAL INVESTMENT CORP
CV SR UNSEC NT
092533AC2
7492
7635000
PRN
DFND
1,2,3,4
7635000
0
0
BLACKROCK TCP CAPITAL CORP
CV SR UNSEC NT
87238QAB9
12926
12878000
PRN
DFND
1,2,3,4
12878000
0
0
BLACKSTONE MORTGAGE TRUST INC
CV SR UNSEC NT
09257WAB6
35548
36346000
PRN
DFND
1,2,3,4
36346000
0
0
BONANZA CREEK ENERGY INC
COMMON STOCK
097793400
35142
1700156
SH
DFND
1,2,3,4
1700156
0
0
BOOKING HOLDINGS INC
CV SR UNSEC NT
741503AX4
22744
20564000
PRN
DFND
1,2,3,4
20564000
0
0
BRF SA-ADR
ADR
10552T107
30847
5430905
SH
DFND
1,2,3,4
5430905
0
0
BROADCOM LTD
COMMON STOCK
11135F101
38039
150000
SH
Put
DFND
1,2,3,4
150000
0
0
C&J ENERGY SERVICES INC
COMMON STOCK
12674R100
17887
1325000
SH
DFND
1,2,3,4
1325000
0
0
CAESARS ENTERTAINMENT CORP
COMMON STOCK
127686103
67900
10000000
SH
DFND
1,2,3,4
10000000
0
0
CALAMP CORP
CV SR UNSEC NT
128126AB5
3967
4165000
PRN
DFND
1,2,3,4
4165000
0
0
CANADIAN SOLAR INC
CV SR UNSEC NT PNC
136635AE9
6228
6270000
PRN
DFND
1,2,3,4
6270000
0
0
CAPITAL PRODUCT PARTNERS LP
COMMON STOCK
Y11082107
1713
819228
SH
DFND
1,2,3,4
819228
0
0
CARDTRONICS INC
CV SR UNSEC NT
14161HAG3
30637
32947000
PRN
DFND
1,2,3,4
32947000
0
0
CEMEX SAB DE CV
CV SUB NT
151290BR3
2562
2620000
PRN
DFND
1,2,3,4
2620000
0
0
CEMEX SAB DE CV
CV SUB NT
151290BT9
7437
7603000
PRN
DFND
1,2,3,4
7603000
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
27759
5759215
SH
DFND
1,2,3,4
5759215
0
0
CENTURY COMMUNITIES INC
COMMON STOCK
156504300
31396
1819003
SH
DFND
1,2,3,4
1819003
0
0
CHENIERE ENERGY INC
CV SR UNSEC NT PNC
16411RAG4
2816
4020000
PRN
DFND
1,2,3,4
4020000
0
0
CHESAPEAKE ENERGY CORP
CV SR UNSEC NT PNC
165167CY1
4343
5380000
PRN
DFND
1,2,3,4
5380000
0
0
CIMAREX ENERGY CO
COMMON STOCK
171798101
21062
341630
SH
DFND
1,2,3,4
341630
0
0
CITRIX SYSTEMS INC
CV SR UNSEC NT
177376AD2
12131
8529000
PRN
DFND
1,2,3,4
8529000
0
0
CLOVIS ONCOLOGY INC
CV SR UNSEC NT PNC
189464AB6
2819
3355000
PRN
DFND
1,2,3,4
3355000
0
0
CNOOC LTD-SPON ADR
ADR
126132109
48149
315837
SH
DFND
1,2,3,4
315837
0
0
COLONY CAPITAL INC
CV SR UNSEC NT REIT PNC
19624RAB2
23759
25578000
PRN
DFND
1,2,3,4
25578000
0
0
CONTURA ENERGY INC
COMMON STOCK
21241B100
23376
355590
SH
DFND
1,2,3,4
355590
0
0
COWEN INC
CV SR UNSEC NT
223622AB7
5641
5670000
PRN
DFND
1,2,3,4
5670000
0
0
CROWN CASTLE INTERNATIONAL CORP
6.875% CV PFD
22822V309
24399
23187
SH
DFND
1,2,3,4
23187
0
0
CTRIP.COM INTERNATIONAL LTD
CV SR UNSEC NT
22943FAM2
15118
15595000
PRN
DFND
1,2,3,4
15595000
0
0
DHT HOLDINGS INC
CV SR UNSEC NT PNC
23335SAB2
5412
5514000
PRN
DFND
1,2,3,4
5514000
0
0
DISH NETWORK CORP
CV SR UNSEC NT
25470MAB5
18327
22625000
PRN
DFND
1,2,3,4
22625000
0
0
DOMINION ENERGY INC
6.75% CV PFD
25746U836
25634
535500
SH
DFND
1,2,3,4
535500
0
0
DTE ENERGY CO
6.5% CV PFD
233331883
11107
215000
SH
DFND
1,2,3,4
215000
0
0
EAGLE BULK SHIPPING INC
COMMON STOCK
Y2187A143
120365
26109536
SH
DFND
1,2,3,4
26109536
0
0
ECHO GLOBAL LOGISTICS INC
CV SR UNSEC NT
27875TAA9
9514
9776000
PRN
DFND
1,2,3,4
9776000
0
0
ELECTRONICS FOR IMAGING INC
CV SR UNSEC NT
286082AC6
36157
37045000
PRN
DFND
1,2,3,4
37045000
0
0
ENCORE CAPITAL GROUP INC
CV SR UNSEC NT
292554AH5
8236
9864000
PRN
DFND
1,2,3,4
9864000
0
0
ENSCO JERSEY FINANCE LTD
CV SR UNSEC NT
29359WAB1
833
1252000
PRN
DFND
1,2,3,4
1252000
0
0
EURONAV NV
COMMON STOCK
B38564108
63694
9191069
SH
DFND
1,2,3,4
9191069
0
0
EXACT SCIENCES CORP
CV SR UNSEC NT
30063PAA3
15714
14278000
PRN
DFND
1,2,3,4
14278000
0
0
EXANTAS CAPITAL CORP
CV SR UNSEC NT
76120WAC8
44570
46064000
PRN
DFND
1,2,3,4
46064000
0
0
EXTRACTION OIL & GAS INC
COMMON STOCK
30227M105
741
172787
SH
DFND
1,2,3,4
172787
0
0
EZCORP INC
CV SR UNSEC MULTI CPN NT
302301AB2
15993
16347000
PRN
DFND
1,2,3,4
16347000
0
0
FARMLAND PARTNERS INC
COMMON STOCK REIT
31154R109
1589
350000
SH
DFND
1,2,3,4
350000
0
0
FINISAR CORP
CV SR UNSEC NT
31787AAP6
12981
13639000
PRN
DFND
1,2,3,4
13639000
0
0
FIREEYE INC
CV SR UNSEC NT
31816QAB7
9867
10266000
PRN
DFND
1,2,3,4
10266000
0
0
FORESTAR GROUP INC
CV SR UNSEC NT
346232AB7
14461
14790000
PRN
DFND
1,2,3,4
14790000
0
0
GCI LIBERTY INC
COMMON STOCK
36164V305
6174
150000
SH
DFND
1,2,3,4
150000
0
0
GLOBAL EAGLE ENTERTAINMENT INC
CV SR UNSEC NT PNC
37951DAB8
2438
3285000
PRN
DFND
1,2,3,4
3285000
0
0
GNC HOLDINGS INC
CV SR UNSEC NT
36191GAB3
4079
5666000
PRN
DFND
1,2,3,4
5666000
0
0
GOLAR LNG LTD
CV SR UNSEC NT
38046YAB7
29675
32131000
PRN
DFND
1,2,3,4
32131000
0
0
GOLDMAN SACHS BDC INC
CV SR UNSEC NT
38147UAB3
11312
11631000
PRN
DFND
1,2,3,4
11631000
0
0
GRANITE POINT MORTGAGE TRUST INC
CV SR UNSEC NT 144A
38741LAB3
7188
7205000
PRN
DFND
1,2,3,4
7205000
0
0
GREEN PLAINS INC
CV SR UNSEC NT PNC
393222AF1
16436
18598000
PRN
DFND
1,2,3,4
18598000
0
0
HALCON RESOURCES CORP
COMMON STOCK
40537Q605
19550
11500000
SH
DFND
1,2,3,4
11500000
0
0
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INC
CV SR UNSEC NT
41068XAB6
7988
8769000
PRN
DFND
1,2,3,4
8769000
0
0
HCI GROUP INC
CV SR UNSEC NT
40416EAB9
11049
11054000
PRN
DFND
1,2,3,4
11054000
0
0
HCI GROUP INC
CV SR UNSEC NT
40416EAD5
1425
1405000
PRN
DFND
1,2,3,4
1405000
0
0
HELIX ENERGY SOLUTIONS GROUP INC
CV SR UNSEC NT PNC
42330PAH0
4458
4806000
PRN
DFND
1,2,3,4
4806000
0
0
HERCULES CAPITAL INC
CV SR UNSEC NT
427096AF9
8438
8893000
PRN
DFND
1,2,3,4
8893000
0
0
HORIZON PHARMA INVESTMENT LTD
CV SR UNSEC NT PNC
44052TAB7
23690
23704000
PRN
DFND
1,2,3,4
23704000
0
0
HURON CONSULTING GROUP INC
CV SR UNSEC NT
447462AB8
31772
32260000
PRN
DFND
1,2,3,4
32260000
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
96790
9406242
SH
DFND
1,2,3,4
9406242
0
0
ILLUMINA INC
CV SR UNSEC NT
452327AF6
21389
17466000
PRN
DFND
1,2,3,4
17466000
0
0
INFINERA CORP
COMMON STOCK
45667G103
83692
20975384
SH
DFND
1,2,3,4
20975384
0
0
INFOSYS LTD-SP ADR
ADR
456788108
31497
3308499
SH
DFND
1,2,3,4
3308499
0
0
INNOVIVA INC
CV SUB NT
88338TAB0
22095
20400000
PRN
DFND
1,2,3,4
20400000
0
0
INPHI CORP
CV SR UNSEC NT
45772FAB3
16839
15975000
PRN
DFND
1,2,3,4
15975000
0
0
INTERCEPT PHARMACEUTICALS INC
CV SR UNSEC NT PNC
45845PAA6
29852
32226000
PRN
DFND
1,2,3,4
32226000
0
0
INTERNATIONAL FLAVORS & FRAGRANCES INC
6.000000 CV PFD PNC
459506309
9608
189500
SH
DFND
1,2,3,4
189500
0
0
INVITATION HOMES (IH MERGER SUB LLC)
CV SR UNSEC NT
19625XAB8
10634
10328000
PRN
DFND
1,2,3,4
10328000
0
0
IONIS PHARMACEUTICALS INC
CV SR UNSEC NT
464337AJ3
31233
29050000
PRN
DFND
1,2,3,4
29050000
0
0
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
ETF
464288513
4989
61500
SH
DFND
1,2,3,4
61500
0
0
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
ETF
464288513
81040
1000000
SH
Put
DFND
1,2,3,4
1000000
0
0
ISHARES MSCI INDIA ETF
ETP
46429B598
1110
33300
SH
DFND
1,2,3,4
33300
0
0
ITAU UNIBANCO H-SPON PRF ADR
ADR
465562106
100565
11002800
SH
DFND
1,2,3,4
11002800
0
0
JAZZ INVESTMENTS I LTD
CV SR UNSEC NT PNC
472145AB7
2862
2944000
PRN
DFND
1,2,3,4
2944000
0
0
KB HOME
CV SR UNSEC NT
48666KAS8
32539
32619000
PRN
DFND
1,2,3,4
32619000
0
0
LIBERTY MEDIA CORP-LIBERTY BRAVES
COMMON STOCK
531229888
14190
570102
SH
DFND
1,2,3,4
570102
0
0
MACQUARIE INFRASTRUCTURE CORP
CV SR UNSEC NT
55608BAA3
48572
48753000
PRN
DFND
1,2,3,4
48753000
0
0
MACQUARIE INFRASTRUCTURE CORP
CV SR UNSEC NT
55608BAB1
3853
4440000
PRN
DFND
1,2,3,4
4440000
0
0
MAGNACHIP SEMICONDUCTOR CORP
COMMON STOCK
55933J203
20183
3250000
SH
DFND
1,2,3,4
3250000
0
0
MGIC INVESTMENT CORP
COMMON STOCK
552848103
23221
2220000
SH
DFND
1,2,3,4
2220000
0
0
MICROCHIP TECHNOLOGY INC
CV SR SUB NT
595017AF1
6860
7000000
PRN
DFND
1,2,3,4
7000000
0
0
MICRON TECHNOLOGY INC
COMMON STOCK
595112103
3157
100000
SH
Put
DFND
1,2,3,4
100000
0
0
MIDSTATES PETROLEUM CO INC
COMMON STOCK
59804T407
1429
190307
SH
DFND
1,2,3,4
190307
0
0
MOBILE TELESYSTEMS PJSC
COMMON STOCK ADR
607409109
2089
298500
SH
DFND
1,2,3,4
298500
0
0
MR COOPER GROUP INC
COMMON STOCK
62482R107
22495
1927544
SH
DFND
1,2,3,4
1927544
0
0
NAVISTAR INTERNATIONAL CORP
CV SR SUB NT PNC
63934EAS7
35087
35087000
PRN
DFND
1,2,3,4
35087000
0
0
NEW MOUNTAIN FINANCE CORP
CV SR UNSEC NT
647551AB6
19880
19781000
PRN
DFND
1,2,3,4
19781000
0
0
NEW YORK MORTGAGE TRUST INC
CV SR UNSEC NT
649604AD7
8800
8917000
PRN
DFND
1,2,3,4
8917000
0
0
NEXTERA ENERGY INC
6.123% CV PFD
65339F820
27748
481390
SH
DFND
1,2,3,4
481390
0
0
NMI HOLDINGS INC
COMMON STOCK
629209305
101424
5681992
SH
DFND
1,2,3,4
5681992
0
0
NORTHERN OIL AND GAS INC
COMMON STOCK
665531109
4045
1789667
SH
DFND
1,2,3,4
1789667
0
0
NOVAVAX INC
CV SR UNSEC NT
670002AB0
4591
7495000
PRN
DFND
1,2,3,4
7495000
0
0
NUANCE COMMUNICATIONS INC
CV SR UNSEC NT CPDI
67020YAK6
17618
20225000
PRN
DFND
1,2,3,4
20225000
0
0
NUVASIVE INC
CV SR UNSEC NT PNC
670704AG0
4495
4260000
PRN
DFND
1,2,3,4
4260000
0
0
NXP SEMICONDUCTORS NV
CV SR UNSEC NT
62952QAB6
23962
23889000
PRN
DFND
1,2,3,4
23889000
0
0
NXP SEMICONDUCTORS NV
Common Stock
N6596X109
12919
176300
SH
DFND
1,2,3,4
176300
0
0
OAKTREE SPECIALTY LENDING CORP
COMMON STOCK
67401P108
1167
276000
SH
DFND
1,2,3,4
276000
0
0
OAKTREE STRATEGIC INCOME CORP
COMMON STOCK
67402D104
3038
392000
SH
DFND
1,2,3,4
392000
0
0
OI SA
COMMON STOCK ADR
670851500
3523
2201646
SH
DFND
1,2,3,4
2201646
0
0
ON SEMICONDUCTOR CORP
CV SR UNSEC NT
682189AK1
18232
16500000
PRN
DFND
1,2,3,4
16500000
0
0
OSI SYSTEMS INC
CV SR UNSEC NT PNC
671044AD7
22169
23790000
PRN
DFND
1,2,3,4
23790000
0
0
PACIRA PHARMACEUTICALS INC/DE
CV SR UNSEC NT PNC
695127AD2
9640
9695000
PRN
DFND
1,2,3,4
9695000
0
0
PAMPA ENERGIA SA
COMMON STOCK ADR
697660207
10768
338500
SH
DFND
1,2,3,4
338500
0
0
PANDORA MEDIA INC
CV SR UNSEC NT PNC
698354AB3
21714
22887000
PRN
DFND
1,2,3,4
22887000
0
0
PATTERN ENERGY GROUP INC
CV SR UNSEC NT
70338PAB6
39151
39622000
PRN
DFND
1,2,3,4
39622000
0
0
PDL BIOPHARMA INC
CV SR UNSEC NT
69329YAG9
4213
4140000
PRN
DFND
1,2,3,4
4140000
0
0
PENNYMAC CORP
CV SR UNSEC NT REIT
70932AAB9
23730
23874000
PRN
DFND
1,2,3,4
23874000
0
0
PETROLEO BRASIL-SP PREF ADR
ADR
71654V101
64349
5552116
SH
DFND
1,2,3,4
5552116
0
0
PG&E CORP
COMMON STOCK
69331C108
28856
1215000
SH
DFND
1,2,3,4
1215000
0
0
PRA GROUP INC
CV SR UNSEC NT PNC
69354NAB2
6740
7965000
PRN
DFND
1,2,3,4
7965000
0
0
PRA GROUP INC
CV SR UNSEC NT
73640QAB1
18706
20300000
PRN
DFND
1,2,3,4
20300000
0
0
PRETIUM RESOURCES INC
CV SR SUB NT PNC
74139CAB8
1697
1870000
PRN
DFND
1,2,3,4
1870000
0
0
PROSPECT CAPITAL CORP
CV SR UNSEC NT
74348TAQ5
2663
2686000
PRN
DFND
1,2,3,4
2686000
0
0
QIAGEN NV
CV SR UNSEC NT REG S
N72482AA5
2626
2200000
PRN
DFND
1,2,3,4
2200000
0
0
QIAGEN NV
CV SR UNSEC NT REG S
N72482AT4
6401
6400000
PRN
DFND
1,2,3,4
6400000
0
0
QTS REALTY TRUST INC
6.500000% CV PFD PERPETUAL PNC
74736A301
14457
153340
SH
DFND
1,2,3,4
153340
0
0
REDWOOD TRUST INC
CV SR UNSEC NT
749772AB5
22144
21993000
PRN
DFND
1,2,3,4
21993000
0
0
REDWOOD TRUST INC
CV SR UNSEC NT
758075AD7
13985
14860000
PRN
DFND
1,2,3,4
14860000
0
0
ROWAN COS PLC
COMMON STOCK
G7665A101
11697
1394146
SH
DFND
1,2,3,4
1394146
0
0
ROYAL GOLD INC
CV SR UNSEC NT PNC
780287AA6
48914
48549000
PRN
DFND
1,2,3,4
48549000
0
0
SANDRIDGE ENERGY INC
COMMON STOCK
80007P869
1027
135000
SH
DFND
1,2,3,4
135000
0
0
SEACOR HOLDINGS INC
CV SR UNSEC NT CPDI
81170YAB5
23981
25859000
PRN
DFND
1,2,3,4
25859000
0
0
SEMPRA ENERGY
6.75% CV PFD
816851505
19578
203010
SH
DFND
1,2,3,4
203010
0
0
SHIP FINANCE INTERNATIONAL LTD
CV SR UNSEC NT
G81075AF3
5012
5370000
PRN
DFND
1,2,3,4
5370000
0
0
SOLARCITY CORP
CV SR UNSEC NT
83416TAC4
12614
13439000
PRN
DFND
1,2,3,4
13439000
0
0
SOUTH JERSEY INDUSTRIES INC
7.25% CV PFD
838518116
4366
93000
SH
DFND
1,2,3,4
93000
0
0
SPDR S&P 500 ETF TRUST
ETF
78462F103
74325
300000
SH
Put
DFND
1,2,3,4
300000
0
0
SPIRIT REALTY CAPITAL INC
CV SR UNSEC NT REIT
84860WAA0
41613
41617000
PRN
DFND
1,2,3,4
41617000
0
0
SSR MINING INC
CV SR UNSEC NT PNC
82823LAC0
33897
33981000
PRN
DFND
1,2,3,4
33981000
0
0
STAR BULK CARRIERS CORP
COMMON STOCK
Y8162K204
312239
34161751
SH
DFND
1,2,3,4
34161751
0
0
STONEMOR PARTNERS LP
COMMON STOCK
86183Q100
9403
4477857
SH
DFND
1,2,3,4
4477857
0
0
SUNOPTA INC
COMMON STOCK
8676EP108
31319
8092699
SH
DFND
1,2,3,4
8092699
0
0
SUNPOWER CORP
CV SR UNSEC NT
867652AL3
1917
2374000
PRN
DFND
1,2,3,4
2374000
0
0
SUPER MICRO COMPUTER INC
COMMON STOCK
86800U104
27600
2000000
SH
DFND
1,2,3,4
2000000
0
0
SYNCHRONOSS TECHNOLOGIES INC
CV SR UNSEC NT
87157BAA1
1474
1525000
PRN
DFND
1,2,3,4
1525000
0
0
TAIWAN SEMICONDUCTOR-SP ADR
ADR
874039100
142050
3848577
SH
DFND
1,2,3,4
3848577
0
0
TELECOM ARGENTINA SA
COMMON STOCK ADR
879273209
14611
939000
SH
DFND
1,2,3,4
939000
0
0
TESLA INC
CV SR UNSEC NT
88160RAC5
32767
29105000
PRN
DFND
1,2,3,4
29105000
0
0
TEVA PHARMACEUTICAL FINANCE CO LLC
CV SR UNSEC NT
88163VAE9
39378
43393000
PRN
DFND
1,2,3,4
43393000
0
0
TITAN MACHINERY INC
CV SR UNSEC NT
88830RAB7
9111
9197000
PRN
DFND
1,2,3,4
9197000
0
0
TORM PLC
COMMON STOCK
G89479102
319743
47600172
SH
DFND
1,2,3,4
47600172
0
0
TOWNSQUARE MEDIA INC
COMMON STOCK
892231101
6508
1595224
SH
DFND
1,2,3,4
1595224
0
0
TPG SPECIALTY LENDING INC
CV SR UNSEC NT
87265KAB8
9711
9637000
PRN
DFND
1,2,3,4
9637000
0
0
TRANSPORTADORA DE GAS DEL SUR SA
COMMON STOCK ADR
893870204
7545
503000
SH
DFND
1,2,3,4
503000
0
0
TRIBUNE MEDIA CO
COMMON STOCK
896047503
1795
39551
SH
DFND
1,2,3,4
39551
0
0
TWITTER INC
CV SR UNSEC NT
90184LAB8
27232
27996000
PRN
DFND
1,2,3,4
27996000
0
0
TWO HARBORS INVESTMENT CORP
CV SR UNSEC NT
90187BAA9
4949
5056000
PRN
DFND
1,2,3,4
5056000
0
0
ULTRA PETROLEUM CORP
COMMON STOCK
903914208
486
636225
SH
DFND
1,2,3,4
636225
0
0
US WELL SERVICES INC
WARRANT STRIKE 5.75 EXP 11/09/2023
91274U119
900
1500000
SH
DFND
1,2,3,4
1500000
0
0
VALE SA-SP ADR
ADR
91912E105
39793
3016925
SH
DFND
1,2,3,4
3016925
0
0
VANECK VECTORS SEMICONDUCTOR ETF
ETF
92189F676
73823
850000
SH
Put
DFND
1,2,3,4
850000
0
0
VECTOR GROUP LTD
CV SR UNSEC NT VARIABLE
92240MBC1
9639
9575000
PRN
DFND
1,2,3,4
9575000
0
0
VEECO INSTRUMENTS INC
CV SR UNSEC NT PNC
922417AD2
2402
3164000
PRN
DFND
1,2,3,4
3164000
0
0
VEON LTD
COMMON STOCK ADR
91822M106
3929
1678900
SH
DFND
1,2,3,4
1678900
0
0
VERINT SYSTEMS INC
CV SR UNSEC NT
92343XAA8
21452
22061000
PRN
DFND
1,2,3,4
22061000
0
0
VERSO CORP
COMMON STOCK
92531L207
21534
961319
SH
DFND
1,2,3,4
961319
0
0
VIAVI SOLUTIONS INC
CV SR UNSEC NT
925550AB1
2671
2700000
PRN
DFND
1,2,3,4
2700000
0
0
VICI PROPERTIES INC
COMMON STOCK REIT
925652109
53736
2861319
SH
DFND
1,2,3,4
2861319
0
0
VISTRA ENERGY CORP
COMMON STOCK
92840M102
690314
30157877
SH
DFND
1,2,3,4
30157877
0
0
VISTRA ENERGY CORP
7% CV PFD
92840M300
9157
100400
SH
DFND
1,2,3,4
100400
0
0
VITAMIN SHOPPE INC
CV SR UNSEC NT
92849EAB7
7296
7660000
PRN
DFND
1,2,3,4
7660000
0
0
WEATHERFORD INTERNATIONAL LTD
CV SR UNSEC NT
947075AH0
33414
52462000
PRN
DFND
1,2,3,4
52462000
0
0
WEIBO CORP-SPON ADR
ADR
948596101
25218
431600
SH
DFND
1,2,3,4
431600
0
0
WELLS FARGO & CO
7.500000% CV PFD PERPETUAL PNC
949746804
7343
5819
SH
DFND
1,2,3,4
5819
0
0
WESTERN ASSET MORTGAGE CAPITAL CORP
CV SR UNSEC NT
95790DAA3
5946
6291000
PRN
DFND
1,2,3,4
6291000
0
0
WHITING PETROLEUM CORP
CV SR UNSEC NT
966387AL6
21537
22720000
PRN
DFND
1,2,3,4
22720000
0
0
WORKDAY INC
CV SR UNSEC NT
98138HAF8
15528
12658000
PRN
DFND
1,2,3,4
12658000
0
0
YANDEX NV-A
Common Stock
N97284108
16435
600903
SH
DFND
1,2,3,4
600903
0
0
YETI HOLDINGS INC
COMMON STOCK
98585X104
9408
633938
SH
DFND
1,2,3,4
633938
0
0
YUM CHINA HOLDINGS INC
Common Stock
98850P109
30183
900168
SH
DFND
1,2,3,4
900168
0
0