0000949509-15-000002.txt : 20150213
0000949509-15-000002.hdr.sgml : 20150213
20150213141020
ACCESSION NUMBER: 0000949509-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0000949509
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05050
FILM NUMBER: 15612604
BUSINESS ADDRESS:
STREET 1: 333 S GRAND AVENUE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2138306300
MAIL ADDRESS:
STREET 1: 333 S GRAND AVE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20010605
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000949509
XXXXXXXX
12-31-2014
12-31-2014
OAKTREE CAPITAL MANAGEMENT LP
333 S GRAND AVE 28TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-05050
N
Andy Hottovy
Vice President
213-830-6315
Andy Hottovy
Los Angeles
CA
02-13-2015
5
184
9355970
false
1
0001403525
028-12809
Oaktree Capital Group Holdings GP, LLC
2
0001403527
028-12810
Oaktree Capital Group Holdings, L.P.
3
0001403528
028-12811
Oaktree Capital Group, LLC
4
0001403382
028-12812
Oaktree Holdings, Inc.
5
0000721204
028-01190
RUSSELL FRANK CO/
INFORMATION TABLE
2
4Q14_13F_XML.xml
AIR LEASE CORP
CV SR UNSEC NT
00912XAK0
21756
15841000
PRN
DFND
1,2,3,4
15841000
0
0
ALASKA COMMUNICATIONS SYSTEMS GROUP INC
CV SR SUB NT
01167PAE1
5679
6055000
PRN
DFND
1,2,3,4
6055000
0
0
ALERE INC
3% CV CUM PFD PERP SER B
01449J204
31730
100733
SH
DFND
1,2,3,4
100733
0
0
ALERE INC
CV SR SUB NT
01449JAA3
27840
26613000
PRN
DFND
1,2,3,4
26613000
0
0
ALLIANCE HEALTHCARE SERVICES
COMMON STOCK
018606301
99839
4756491
SH
DFND
1,2,3,4
4756491
0
0
ALLSCRIPTS HEALTHCARE SOLUTIONS
CV SR UNSEC NT
01988PAD0
65284
65735000
PRN
DFND
1,2,3,4
65735000
0
0
ALLY FINANCIAL INC
COMMON STOCK
02005N100
220340
9328530
SH
DFND
1,2,3,4
9328530
0
0
ALPHA NATURAL RESOURCES
CV SR UNSEC NT
02076XAE2
5733
11365000
PRN
DFND
1,2,3,4
11365000
0
0
AMERICAN INTERNATIONAL GROUP
COMMON STOCK
026874784
2470
44100
SH
DFND
1,2,3,4
44100
0
0
AMERICAN REALTY CAP PROP
CV SR UNSEC NT REIT
02917TAA2
11059
12000000
PRN
DFND
1,2,3,4
12000000
0
0
AMERICAN REALTY CAP PROP
CV SR UNSEC NT REIT
02917TAB0
49772
53945000
PRN
DFND
1,2,3,4
53945000
0
0
AMSURG CORP
5.25% MAND CV PFD
03232P504
33438
295904
SH
DFND
1,2,3,4
295904
0
0
ANGLOGOLD ASHANTI-SPON ADR
ADR
035128206
16380
1882744
SH
DFND
1,2,3,4
1882744
0
0
ANNALY CAPITAL MGMT
CV SR UNSEC NT
035710AB8
9251
9257000
PRN
DFND
1,2,3,4
9257000
0
0
APOLLO COMMERCIAL REAL ESTATE FIN REIT
CV SR UNSEC NT
03762UAA3
16438
16505000
PRN
DFND
1,2,3,4
16505000
0
0
APOLLO GLOBAL MANAGEMENT - A
COMMON STOCK
037612306
23580
1000000
SH
DFND
1,2,3,4
1000000
0
0
APOLLO INVESTMENT CORP
CV SR UNSEC NT
03761UAE6
5699
5525000
PRN
DFND
1,2,3,4
5525000
0
0
ARCELORMITTAL
MAND 6% CV SR SUB NT
L0302D178
6403
363100
PRN
DFND
1,2,3,4
363100
0
0
ARES CAPITAL CORP
CV SR UNSEC NT
04010LAG8
15882
15374000
PRN
DFND
1,2,3,4
15374000
0
0
ARES COMMERCIAL REAL ESTATE
CV SR UNSEC NT
04013VAB4
11297
11025000
PRN
DFND
1,2,3,4
11025000
0
0
ASCENT CAPITAL GROUP INC
CV SR UNSEC NT
043632AA6
4531
5420000
PRN
DFND
1,2,3,4
5420000
0
0
AV HOMES INC
CV SR UNSEC NT
053494AG5
10124
10147000
PRN
DFND
1,2,3,4
10147000
0
0
B2GOLD CORP
CV SR SUB NT PNC
11777QAB6
5313
5960000
PRN
DFND
1,2,3,4
5960000
0
0
BAIDU INC - SPON ADR
ADR
056752108
31558
138429
SH
DFND
1,2,3,4
138429
0
0
BANC OF CALIFORNIA INC
COMMON STOCK
05990K106
37724
3288947
SH
DFND
1,2,3,4
3288947
0
0
BANK OF AMERICA CORP
7.25% CV NON-CUM PFD PERP SER-L PNC
060505682
5820
5000
SH
DFND
1,2,3,4
5000
0
0
BGC PARTNERS INC
CV SR UNSEC NT
05541TAD3
14175
13145000
PRN
DFND
1,2,3,4
13145000
0
0
BIOMARIN PHARMACEUTICAL
CV SR SUB NT
09061GAE1
42718
36083000
PRN
DFND
1,2,3,4
36083000
0
0
BIOMARIN PHARMACEUTICAL
CV SR SUB NT
09061GAF8
87691
71763000
PRN
DFND
1,2,3,4
71763000
0
0
BLACKSTONE MORTGAGE TR
CV SR UNSEC NT REIT
09257WAA8
635
598000
PRN
DFND
1,2,3,4
598000
0
0
BLUCORA INC
CV SR UNSEC NT
095229AB6
6375
6733000
PRN
DFND
1,2,3,4
6733000
0
0
BPZ RESOURCES INC
CV SR UNSEC NT
055639AC2
6681
20800000
PRN
DFND
1,2,3,4
20800000
0
0
BRF SA-ADR
ADR
10552T107
53535
2292713
SH
DFND
1,2,3,4
2292713
0
0
BROOKDALE SENIOR LIVING
CV SR UNSEC NT
112463AA2
83468
61227000
PRN
DFND
1,2,3,4
61227000
0
0
CAPITAL PRODUCT PARTNERS LP
COMMON STOCK
Y11082107
2200
275000
SH
DFND
1,2,3,4
275000
0
0
CARDTRONICS INC
CV SR UNSEC NT
14161HAG3
51990
52388000
PRN
DFND
1,2,3,4
52388000
0
0
CEMEX SAB DE CV
CV SUB NT
151290AV5
9546
9235000
PRN
DFND
1,2,3,4
9235000
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
44643
4381037
SH
DFND
1,2,3,4
4381037
0
0
CENTURY COMMUNITIES INC
COMMON STOCK
156504300
17677
1022980
SH
DFND
1,2,3,4
1022980
0
0
CHART INDUSTRIES INC
CV SR SUB NT
16115QAC4
23873
24856000
PRN
DFND
1,2,3,4
24856000
0
0
CHESAPEAKE ENERGY CORP
CV SR UNSEC NT CPDI
165167BZ9
5849
6000000
PRN
DFND
1,2,3,4
6000000
0
0
CHESAPEAKE ENERGY CORP
CV SR UNSEC NT CPDI
165167CB1
9736
10700000
PRN
DFND
1,2,3,4
10700000
0
0
CHINA UNICOM HONG KONG-ADR
ADR
16945R104
2982
221700
SH
DFND
1,2,3,4
221700
0
0
COBALT INTL ENERGY INC
CV SR UNSEC NT
19075FAA4
2177
3500000
PRN
DFND
1,2,3,4
3500000
0
0
COBALT INTL ENERGY INC
CV SR UNSEC NT PNC
19075FAB2
52610
78500000
PRN
DFND
1,2,3,4
78500000
0
0
COLONY FINANCIAL INC
CV SR UNSEC NT REIT PNC
19624RAA4
29801
27873000
PRN
DFND
1,2,3,4
27873000
0
0
COLONY FINANCIAL INC
CV SR UNSEC NT REIT PNC
19624RAB2
769
749000
PRN
DFND
1,2,3,4
749000
0
0
CONTANGO OIL & GAS
COMMON STOCK
21075N204
37653
1287732
SH
DFND
1,2,3,4
1287732
0
0
CROWN CASTLE INTL CORP
4.5% MAND CV SER-A PFD
22822V200
57768
563145
SH
DFND
1,2,3,4
563145
0
0
CTRIP.COM INTERNATIONAL LTD
CV SR UNSEC NT
22943FAD2
30528
31171000
PRN
DFND
1,2,3,4
31171000
0
0
CUBIST PHARMACEUTICALS
CV SR UNSEC NT
229678AH0
1126
824000
PRN
DFND
1,2,3,4
824000
0
0
DEPOMED INC
CV SR UNSEC NT PNC
249908AA2
44673
41000000
PRN
DFND
1,2,3,4
41000000
0
0
DIAMOND FOODS INC
COMMON STOCK
252603105
124801
4420859
SH
DFND
1,2,3,4
4420859
0
0
DIANA SHIPPING INC
COMMON STOCK
Y2066G104
3253
484800
SH
DFND
1,2,3,4
484800
0
0
DYNEGY INC
COMMON STOCK
26817R108
308044
10149712
SH
DFND
1,2,3,4
10149712
0
0
EAGLE BULK SHIPPING INC
COMMON STOCK
Y2187A127
209744
14297424
SH
DFND
1,2,3,4
14297424
0
0
EMULEX CORPORATION
CV SR UNSEC NT
292475AF7
4606
5065000
PRN
DFND
1,2,3,4
5065000
0
0
ENERGY XXI LTD
CV SR UNSEC NT
29274UAB7
992
3331000
PRN
DFND
1,2,3,4
3331000
0
0
EPR PROPERTIES
5.75% CV PERP PFD SER-C REIT
26884U208
2833
121071
SH
DFND
1,2,3,4
121071
0
0
EPR PROPERTIES
9% CV PERP PFD SER-E REIT PNC
26884U307
1942
61650
SH
DFND
1,2,3,4
61650
0
0
EXCO RESOURCES INC
COMMON STOCK
269279402
98026
45173682
SH
DFND
1,2,3,4
45173682
0
0
FIFTH STREET FINANCE
CV SR UNSEC NT
31679BAC4
14313
13895000
PRN
DFND
1,2,3,4
13895000
0
0
FIRST BANCORP PUERTO RICO
COMMON STOCK
318672706
245622
41843581
SH
DFND
1,2,3,4
41843581
0
0
FOREST CITY ENTERPRISES
CV SR UNSEC NT PNC
345550AP2
36865
32321000
PRN
DFND
1,2,3,4
32321000
0
0
GAIN CAPITAL HOLDINGS INC
CV SR UNSEC NT PNC
36268WAB6
6418
6128000
PRN
DFND
1,2,3,4
6128000
0
0
GENERAL CABLE CORP
CV SUB NT MULTI-CPN PNC
369300AL2
4108
5817000
PRN
DFND
1,2,3,4
5817000
0
0
GENESEE & WYOMING INC
5% MAND CV PFD EQUITY UNITS
371559204
35780
308300
SH
DFND
1,2,3,4
308300
0
0
GETTY REALTY CORP
COMMON STOCK REIT
374297109
24225
1330319
SH
DFND
1,2,3,4
1330319
0
0
GOLDEN STAR RESOURCES
CV SR UNSEC NT
38119TAE4
3061
8750000
PRN
DFND
1,2,3,4
8750000
0
0
GOODRICH PETROLEUM CORP
CV SR UNSEC NT PNC
382410AG3
1858
3500000
PRN
DFND
1,2,3,4
3500000
0
0
GRUPO TELEVISA SA-SPON ADR
ADR
40049J206
39534
1160710
SH
DFND
1,2,3,4
1160710
0
0
GSV CAPITAL CORP
CV SR UNSEC NT
36191JAB7
8837
9649000
PRN
DFND
1,2,3,4
9649000
0
0
HANWHA SOLARONE CO LTD
CV SR UNSEC NT
83415UAB4
29040
29330000
PRN
DFND
1,2,3,4
29330000
0
0
HEADWATERS INC
CV SR SUB NT
42210PAR3
10202
9646000
PRN
DFND
1,2,3,4
9646000
0
0
HEARTWARE INTERNATIONAL
CV SR UNSEC NT
422368AA8
22713
21162000
PRN
DFND
1,2,3,4
21162000
0
0
HELIX ENERGY SOLUTIONS
CV SR UNSEC NT CPDI
42330PAG2
9110
8197000
PRN
DFND
1,2,3,4
8197000
0
0
HOLOGIC INC
CV SR UNSEC NT SER-2010 CPDI
436440AB7
29161
23184000
PRN
DFND
1,2,3,4
23184000
0
0
HOLOGIC INC
CV SR UNSEC NT 2% MULTI-CPN CPDI
436440AC5
106238
95154000
PRN
DFND
1,2,3,4
95154000
0
0
HOLOGIC INC
CV SR UNSEC NT 2%/0% MULTI-CPN
436440AG6
8420
7598000
PRN
DFND
1,2,3,4
7598000
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
46560
4031168
SH
DFND
1,2,3,4
4031168
0
0
ICONIX BRAND GROUP INC
CV SR SUB NT
451055AE7
878
739000
PRN
DFND
1,2,3,4
739000
0
0
ICONIX BRAND GROUP INC
CV SR SUB NT
451055AF4
9974
8395000
PRN
DFND
1,2,3,4
8395000
0
0
INCYTE CORP LTD
CV SR UNSEC NT
45337CAM4
12546
8350000
PRN
DFND
1,2,3,4
8350000
0
0
INSULET CORPORATION
CV SR UNSEC NT PNC
45784PAD3
39864
33213000
PRN
DFND
1,2,3,4
33213000
0
0
INTEROIL CORP
CV SR UNSEC NT PNC
460951AC0
7156
7150000
PRN
DFND
1,2,3,4
7150000
0
0
INVENSENSE INC
CV SR UNSEC NT
46123DAB2
33548
33653000
PRN
DFND
1,2,3,4
33653000
0
0
IRIDIUM COMMUNICATIONS INC
6.75% CV CUM PERP SER-B PFD PNC
46269C409
28357
77500
SH
DFND
1,2,3,4
77500
0
0
ITAU UNIBANCO H-SPON PRF ADR
ADR
465562106
51869
3986869
SH
DFND
1,2,3,4
3986869
0
0
IXIA
CV SR UNSEC NT
45071RAB5
8716
8699000
PRN
DFND
1,2,3,4
8699000
0
0
J2 GLOBAL COMMUNICATIONS
CV SR UNSEC NT CPDI
48123VAC6
60352
54309000
PRN
DFND
1,2,3,4
54309000
0
0
JARDEN CORP
CV SR SUB NT
471109AL2
59173
44600000
PRN
DFND
1,2,3,4
44600000
0
0
JD.COM INC-ADR
ADR
47215P106
31506
1361550
SH
DFND
1,2,3,4
1361550
0
0
JDS UNIPHASE CORP
CV SR UNSEC NT
46612JAF8
932
880000
PRN
DFND
1,2,3,4
880000
0
0
KEYW HOLDING CORP
CV SR UNSEC NT
493723AA8
27834
30345000
PRN
DFND
1,2,3,4
30345000
0
0
LIBERTY MEDIA CORP
CV SR UNSEC NT
531229AB8
84025
84740000
PRN
DFND
1,2,3,4
84740000
0
0
MACQUARIE INFRASTRUCTURE
CV SR UNSEC NT
55608BAA3
31334
27640000
PRN
DFND
1,2,3,4
27640000
0
0
MASONITE INTERNATIONAL CORP
COMMON STOCK
575385109
149753
2436585
SH
DFND
1,2,3,4
2436585
0
0
MEDIDATA SOLUTIONS INC
CV SR UNSEC NT
58471AAB1
60266
54721000
PRN
DFND
1,2,3,4
54721000
0
0
MENTOR GRAPHICS CORP
CV SUB UNSEC NT
587200AK2
40293
33166000
PRN
DFND
1,2,3,4
33166000
0
0
METALICO INC
COMMON STOCK
591176102
1881
5534605
SH
DFND
1,2,3,4
5534605
0
0
MGIC INVESTMENT CORP
COMMON STOCK
552848103
99773
10705200
SH
DFND
1,2,3,4
10705200
0
0
MICRON TECHNOLOGY INC
CV SR UNSEC NT SER-G PNC
595112AY9
87295
65901000
PRN
DFND
1,2,3,4
65901000
0
0
MOBILE TELESYSTEMS-SP ADR
COMMON STOCK ADR
607409109
240
33500
SH
DFND
1,2,3,4
33500
0
0
MOLINA HEALTHCARE INC
CV SR UNSEC NT
60855RAC4
22855
16457000
PRN
DFND
1,2,3,4
16457000
0
0
MOLINA HEALTHCARE INC
CV SR UNSEC NT
60855RAD2
24880
22300000
PRN
DFND
1,2,3,4
22300000
0
0
NAVISTAR INTL CORP
CV SR SUB NT
63934EAQ1
628
663000
PRN
DFND
1,2,3,4
663000
0
0
NETSUITE INC
CV SR UNSEC NT
64118QAB3
25256
22457000
PRN
DFND
1,2,3,4
22457000
0
0
NMI HOLDINGS INC-CLASS A
COMMON STOCK
629209305
24552
2689080
SH
DFND
1,2,3,4
2689080
0
0
NRG ENERGY INC
COMMON STOCK
629377508
19215
713000
SH
DFND
1,2,3,4
713000
0
0
NUANCE COMMUNICATIONS
CV SR UNSEC NT
67020YAF7
16521
16602000
PRN
DFND
1,2,3,4
16602000
0
0
NUVASIVE INC
CV SR UNSEC NT
670704AC9
105270
82053000
PRN
DFND
1,2,3,4
82053000
0
0
NVIDIA CORP
CV SR UNSEC NT
67066GAC8
112397
98363000
PRN
DFND
1,2,3,4
98363000
0
0
NXP SEMICONDUCTOR NV
CV SR UNSEC NT 144A
N6596XAA7
94404
91900000
PRN
DFND
1,2,3,4
91900000
0
0
NY COMMUNITY CAP TRUST V
6% CV PFD (BONUSES) PNC
64944P307
3088
61960
SH
DFND
1,2,3,4
61960
0
0
OCWEN FINANCIAL CORP
COMMON STOCK
675746309
3578
237000
SH
DFND
1,2,3,4
237000
0
0
OI SA-ADR
COMMON STOCK - ADR
670851302
1161
346452
SH
DFND
1,2,3,4
346452
0
0
OI SA-ADR
PREFERRED STOCK ADR
670851401
3146
986395
SH
DFND
1,2,3,4
986395
0
0
OMNICARE INC
CV SR SUB NT CPDI
681904AQ1
99253
82624000
PRN
DFND
1,2,3,4
82624000
0
0
ON SEMICONDUCTOR CORP
CV SR SUB NT SER-B
682189AH8
97767
81834000
PRN
DFND
1,2,3,4
81834000
0
0
PAR PETROLEUM CORP
COMMON STOCK
69888T207
3102
190862
SH
DFND
1,2,3,4
190862
0
0
PENNYMAC CORP
CV SR UNSEC NT REIT
70932AAB9
15820
16526000
PRN
DFND
1,2,3,4
16526000
0
0
PETROLEO BRASILEIRO-SPON ADR
ADR
71654V408
47807
6548845
SH
DFND
1,2,3,4
6548845
0
0
PETROLEO BRASIL-SP PREF ADR
ADR
71654V101
3488
460200
SH
DFND
1,2,3,4
460200
0
0
PHOTRONICS INC
CV SR UNSEC NT
719405AH5
26340
25007000
PRN
DFND
1,2,3,4
25007000
0
0
PRICELINE GROUP INC/THE
CV SR UNSEC NT
741503AS5
83602
74025000
PRN
DFND
1,2,3,4
74025000
0
0
PROLOGIS LP
CV SR UNSEC NT REIT
74340XAT8
776
691000
PRN
DFND
1,2,3,4
691000
0
0
PROOFPOINT INC
CV SR UNSEC NT PNC
743424AB9
39189
28245000
PRN
DFND
1,2,3,4
28245000
0
0
PROSPECT CAPITAL CORP
CV SR UNSEC NT
74348TAD4
11544
11421000
PRN
DFND
1,2,3,4
11421000
0
0
PROSPECT CAPITAL CORP
CV SR UNSEC NT
74348TAL6
7037
7070000
PRN
DFND
1,2,3,4
7070000
0
0
PULSE ELECTRONICS CORP
COMMON STOCK
74586W205
27119
11999585
SH
DFND
1,2,3,4
11999585
0
0
RAIT FINANCIAL TRUST
CV SR UNSEC NT REIT
749227AB0
12437
13895000
PRN
DFND
1,2,3,4
13895000
0
0
REDWOOD TRUST INC
CV SR UNSEC NT REIT
758075AB1
6645
6737000
PRN
DFND
1,2,3,4
6737000
0
0
RESOURCE CAPITAL CORP
CV SR UNSEC NT REIT
76120WAA2
8471
8689000
PRN
DFND
1,2,3,4
8689000
0
0
ROCK-TENN COMPANY -CL A
COMMON STOCK
772739207
30663
502832
SH
DFND
1,2,3,4
502832
0
0
RTI INTERNATIONAL METALS
CV SR UNSEC NT
74973WAB3
44291
45593000
PRN
DFND
1,2,3,4
45593000
0
0
SALESFORCE.COM INC
CV SR UNSEC NT
79466LAD6
90967
79935000
PRN
DFND
1,2,3,4
79935000
0
0
SANDISK CORP
CV SR UNSEC NT
80004CAF8
48521
40328000
PRN
DFND
1,2,3,4
40328000
0
0
SEACOR HOLDINGS INC
CV SR UNSEC NT CPDI
81170YAB5
35438
38546000
PRN
DFND
1,2,3,4
38546000
0
0
SEACOR HOLDINGS INC
CV SR UNSEC NT CPDI PNC
811904AM3
59195
55420000
PRN
DFND
1,2,3,4
55420000
0
0
SEQUENOM INC
CV SR UNSEC NT PNC
817337AB4
1036
1000000
PRN
DFND
1,2,3,4
1000000
0
0
SERVICENOW INC
CV SR UNSEC NT
81762PAB8
818
718000
PRN
DFND
1,2,3,4
718000
0
0
SINA CORP
CV SR UNSEC NT
82922RAD5
11526
12500000
PRN
DFND
1,2,3,4
12500000
0
0
SOUFUN HOLDINGS LIMITED
CV SR UNSEC NT
836034AB4
9384
10650000
PRN
DFND
1,2,3,4
10650000
0
0
SPECTRANETICS CORP
CV SR UNSEC NT PNC
84760CAA5
59047
45797000
PRN
DFND
1,2,3,4
45797000
0
0
SPIRIT REALTY CAPITAL INC
CV SR UNSEC NT REIT
84860WAA0
12879
13260000
PRN
DFND
1,2,3,4
13260000
0
0
SPIRIT REALTY CAPITAL INC
CV SR UNSEC NT REIT
84860WAB8
573
590000
PRN
DFND
1,2,3,4
590000
0
0
STANLEY BLACK & DECKER INC
6.25% MAND CV PFD EQUITY UNITS
854502804
1338
11367
SH
DFND
1,2,3,4
11367
0
0
STAR BULK CARRIERS CORP
COMMON STOCK
Y8162K121
336098
51234231
SH
DFND
1,2,3,4
51234231
0
0
STARWOOD PROPERTY TRUST
CV SR UNSEC NT REIT
85571BAA3
277
260000
PRN
DFND
1,2,3,4
260000
0
0
STARWOOD PROPERTY TRUST
CV SR UNSEC NT REIT
85571BAC9
13202
13000000
PRN
DFND
1,2,3,4
13000000
0
0
STILLWATER MINING COMPANY
CV SR UNSEC NT
86074QAL6
557
449000
PRN
DFND
1,2,3,4
449000
0
0
STONE ENERGY CORP
CV SR UNSEC NT
861642AN6
65919
74956000
PRN
DFND
1,2,3,4
74956000
0
0
STORE CAPITAL CORP
COMMON STOCK REIT
862121100
1775232
82148645
SH
DFND
1,2,3,4
82148645
0
0
SUNPOWER CORP
CV SR UNSEC NT
867652AG4
9785
8000000
PRN
DFND
1,2,3,4
8000000
0
0
SYNCHRONOSS TECHNOLOGIES
CV SR UNSEC NT
87157BAA1
31236
29420000
PRN
DFND
1,2,3,4
29420000
0
0
TAIWAN SEMICONDUCTOR-SP ADR
ADR
874039100
109389
4887784
SH
DFND
1,2,3,4
4887784
0
0
TATA MOTORS LTD-SPON ADR
ADR
876568502
52075
1231661
SH
DFND
1,2,3,4
1231661
0
0
TELECOM ARGENTINA SA-SP ADR
COMMON STOCK ADR
879273209
10060
519851
SH
DFND
1,2,3,4
519851
0
0
TERNIUM SA-SPONSORED ADR
ADR
880890108
2138
121200
SH
DFND
1,2,3,4
121200
0
0
TESLA MOTORS INC
CV SR UNSEC NT
88160RAB7
991
1071000
PRN
DFND
1,2,3,4
1071000
0
0
TESLA MOTORS INC
CV SR UNSEC NT
88160RAC5
61470
67870000
PRN
DFND
1,2,3,4
67870000
0
0
TITAN MACHINERY INC
CV SR UNSEC NT
88830RAB7
6546
9034000
PRN
DFND
1,2,3,4
9034000
0
0
TOWNSQUARE MEDIA INC - CL A
COMMON STOCK
892231101
21057
1595224
SH
DFND
1,2,3,4
1595224
0
0
TRANSPORTADORA DE GAS DEL SUR SA
COMMON STOCK - ADR
893870204
1916
547476
SH
DFND
1,2,3,4
547476
0
0
TRIBUNE MEDIA CO - A
COMMON STOCK
896047503
1121613
18765484
SH
DFND
1,2,3,4
18765484
0
0
TRIBUNE PUBLISHING CO
COMMON STOCK
896082104
107433
4691371
SH
DFND
1,2,3,4
4691371
0
0
TRINA SOLAR LTD-SPON ADR
ADR
89628E104
34741
3751724
SH
DFND
1,2,3,4
3751724
0
0
TTM TECHNOLOGIES
CV SR UNSEC NT
87305RAC3
11007
10999000
PRN
DFND
1,2,3,4
10999000
0
0
TTM TECHNOLOGIES INC
CV SR UNSEC NT
87305RAD1
29091
30246000
PRN
DFND
1,2,3,4
30246000
0
0
VALE SA-SP PREF ADR
ADR
91912E204
48778
6718672
SH
DFND
1,2,3,4
6718672
0
0
VECTOR GROUP LTD
CV SR UNSEC NT
92240MBC1
9078
8500000
PRN
DFND
1,2,3,4
8500000
0
0
VERINT SYSTEMS INC
CV SR UNSEC NT
92343XAA8
93358
84015000
PRN
DFND
1,2,3,4
84015000
0
0
VIMPELCOM LTD-SPON ADR
COMMON STOCK ADR
92719A106
7010
1678900
SH
DFND
1,2,3,4
1678900
0
0
VISHAY INTERTECHNOLOGY INC
COMMON STOCK
928298108
30776
2175000
SH
DFND
1,2,3,4
2175000
0
0
VOLCANO CORP
CV SR UNSEC NT
928645AB6
7161
7189000
PRN
DFND
1,2,3,4
7189000
0
0
WALTER INVESTMENT MGMT
CV SR SUB NT
93317WAA0
3786
5000000
PRN
DFND
1,2,3,4
5000000
0
0
WEB.COM GROUP INC
CV SR UNSEC NT PNC
94733AAA2
4538
4938000
PRN
DFND
1,2,3,4
4938000
0
0
WEBMD HEALTH CORP
CV SR UNSEC NT
94770VAF9
18342
18300000
PRN
DFND
1,2,3,4
18300000
0
0
WEBMD HEALTH CORP
CV UNSEC NT
94770VAK8
31061
30925000
PRN
DFND
1,2,3,4
30925000
0
0
WELLS FARGO & COMPANY
7.50% CV PFD CL-A SER-L PERP PNC
949746804
9909
8158
SH
DFND
1,2,3,4
8158
0
0
WILLIAMS PARTNERS LP
COMMON STOCK
96950F104
5251
117333
SH
DFND
1,2,3,4
117333
0
0
WRIGHT MEDICAL GROUP INC
CV SR UNSEC NT
98235TAC1
62511
51357000
PRN
DFND
1,2,3,4
51357000
0
0
YANDEX NV
COMMON STOCK
N97284108
1176
65500
SH
DFND
1,2,3,4
65500
0
0
YANDEX NV
CV SR UNSEC NT 144A
N97284AA6
8688
10500000
PRN
DFND
1,2,3,4
10500000
0
0