0000949509-14-000009.txt : 20141113
0000949509-14-000009.hdr.sgml : 20141113
20141113130449
ACCESSION NUMBER: 0000949509-14-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0000949509
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05050
FILM NUMBER: 141217370
BUSINESS ADDRESS:
STREET 1: 333 S GRAND AVENUE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2138306300
MAIL ADDRESS:
STREET 1: 333 S GRAND AVE 28TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20010605
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000949509
XXXXXXXX
09-30-2014
09-30-2014
OAKTREE CAPITAL MANAGEMENT LP
333 S GRAND AVE 28TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-05050
N
Andy Hottovy
Vice President
213-830-6315
Andy Hottovy
Los Angeles
CA
11-13-2014
4
145
6035543
false
1
0001403525
028-12809
Oaktree Capital Group Holdings GP, LLC
2
0001403527
028-12810
Oaktree Capital Group Holdings, L.P.
3
0001403528
028-12811
Oaktree Capital Group, LLC
4
0001403382
028-12812
Oaktree Holdings, Inc.
INFORMATION TABLE
2
3Q14_13F_XML.xml
AAR CORP
CV SR UNSEC NT
000361AM7
2009
2000000
PRN
DFND
1,2,3,4
2000000
0
0
AIR LEASE CORP
CV SR UNSEC NT
00912XAK0
22139
16223000
PRN
DFND
1,2,3,4
16223000
0
0
ALERE INC
3% CV CUM PFD PERP SER B
01449J204
27040
83368
SH
DFND
1,2,3,4
83368
0
0
ALERE INC
CV SR SUB NT
01449JAA3
32653
30735000
PRN
DFND
1,2,3,4
30735000
0
0
ALLIANCE HEALTHCARE SERVICES
COMMON STOCK
018606301
107544
4756491
SH
DFND
1,2,3,4
4756491
0
0
ALLSCRIPTS HEALTHCARE SOLUTIONS
CV SR UNSEC NT
01988PAD0
75022
73785000
PRN
DFND
1,2,3,4
73785000
0
0
ALLY FINANCIAL INC
COMMON STOCK
02005N100
191045
8256030
SH
DFND
1,2,3,4
8256030
0
0
ALPHA NATURAL RESOURCES
CV SR UNSEC NT
02076XAE2
8159
11365000
PRN
DFND
1,2,3,4
11365000
0
0
AMERICAN INTERNATIONAL GROUP
COMMON STOCK
026874784
29392
544100
SH
DFND
1,2,3,4
544100
0
0
AMERICAN REALTY CAP PROP
CV SR UNSEC NT REIT
02917TAA2
8487
8500000
PRN
DFND
1,2,3,4
8500000
0
0
AMERICAN REALTY CAP PROP
CV SR UNSEC NT REIT
02917TAB0
69750
69165000
PRN
DFND
1,2,3,4
69165000
0
0
AMSURG CORP
5.25% MAND CV PFD
03232P504
31139
292600
SH
DFND
1,2,3,4
292600
0
0
ANGLOGOLD ASHANTI-SPON ADR
ADR
035128206
20637
1719744
SH
DFND
1,2,3,4
1719744
0
0
ANNALY CAPITAL MGMT
CV SR UNSEC NT
035710AB8
7049
7000000
PRN
DFND
1,2,3,4
7000000
0
0
APOLLO COMMERCIAL REAL ESTATE FIN REIT
CV SR UNSEC NT
03762UAA3
18433
18475000
PRN
DFND
1,2,3,4
18475000
0
0
APOLLO GLOBAL MANAGEMENT - A
COMMON STOCK
037612306
23840
1000000
SH
DFND
1,2,3,4
1000000
0
0
APOLLO INVESTMENT CORP
CV SR UNSEC NT
03761UAE6
10976
10525000
PRN
DFND
1,2,3,4
10525000
0
0
ARCELORMITTAL
MAND 6% CV SR SUB NT
L0302D178
8128
380000
PRN
DFND
1,2,3,4
380000
0
0
ARES CAPITAL CORP
CV SR UNSEC NT
04010LAG8
2250
2146000
PRN
DFND
1,2,3,4
2146000
0
0
ARES COMMERCIAL REAL ESTATE
CV SR UNSEC NT
04013VAB4
11321
11025000
PRN
DFND
1,2,3,4
11025000
0
0
ASCENT CAPITAL GROUP INC
CV SR UNSEC NT
043632AA6
8490
9390000
PRN
DFND
1,2,3,4
9390000
0
0
AV HOMES INC
CV SR UNSEC NT
053494AG5
12333
11717000
PRN
DFND
1,2,3,4
11717000
0
0
BANK OF AMERICA CORP
7.25% CV NON-CUM PFD PERP SER-L PNC
060505682
16510
14400
SH
DFND
1,2,3,4
14400
0
0
BGC PARTNERS INC
CV SR UNSEC NT
05541TAD3
15080
14145000
PRN
DFND
1,2,3,4
14145000
0
0
BIOMARIN PHARMACEUTICAL
CV SR SUB NT
09061GAE1
37002
34510000
PRN
DFND
1,2,3,4
34510000
0
0
BIOMARIN PHARMACEUTICAL
CV SR SUB NT
09061GAF8
73802
66800000
PRN
DFND
1,2,3,4
66800000
0
0
BPZ RESOURCES INC
CV SR UNSEC NT PNC
055639AB4
2590
2590000
PRN
DFND
1,2,3,4
2590000
0
0
BPZ RESOURCES INC
CV SR UNSEC NT
055639AC2
30657
30550000
PRN
DFND
1,2,3,4
30550000
0
0
BRF SA-ADR
ADR
10552T107
33984
1428500
SH
DFND
1,2,3,4
1428500
0
0
BROOKDALE SENIOR LIVING
CV SR UNSEC NT
112463AA2
80017
61350000
PRN
DFND
1,2,3,4
61350000
0
0
CAPITAL PRODUCT PARTNERS LP
COMMON STOCK
Y11082107
2745
275000
SH
DFND
1,2,3,4
275000
0
0
CEMEX SAB DE CV
CV SUB NT
151290AV5
24481
20395000
PRN
DFND
1,2,3,4
20395000
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
51360
3938637
SH
DFND
1,2,3,4
3938637
0
0
CHESAPEAKE ENERGY CORP
CV SR UNSEC NT CPDI
165167CB1
13357
14000000
PRN
DFND
1,2,3,4
14000000
0
0
COBALT INTL ENERGY INC
CV SR UNSEC NT PNC
19075FAB2
98468
109000000
PRN
DFND
1,2,3,4
109000000
0
0
COLONY FINANCIAL INC
CV SR UNSEC NT REIT PNC
19624RAA4
29386
28138000
PRN
DFND
1,2,3,4
28138000
0
0
CONTANGO OIL & GAS
COMMON STOCK
21075N204
42804
1287732
SH
DFND
1,2,3,4
1287732
0
0
CORNERSTONE ONDEMAND INC
CV SR UNSEC NT
21925YAB9
33416
33219000
PRN
DFND
1,2,3,4
33219000
0
0
CROWN CASTLE INTL CORP
4.5% MAND CV SER-A PFD
228227500
76782
730000
SH
DFND
1,2,3,4
730000
0
0
CUBIST PHARMACEUTICALS
CV SR UNSEC NT
229678AF4
44832
41100000
PRN
DFND
1,2,3,4
41100000
0
0
CUBIST PHARMACEUTICALS
CV SR UNSEC NT
229678AH0
19801
17731000
PRN
DFND
1,2,3,4
17731000
0
0
DEPOMED INC
CV SR UNSEC NT PNC
249908AA2
42135
39540000
PRN
DFND
1,2,3,4
39540000
0
0
DIAMOND FOODS INC
COMMON STOCK
252603105
126480
4420859
SH
DFND
1,2,3,4
4420859
0
0
DIANA SHIPPING INC
COMMON STOCK
Y2066G104
4334
484800
SH
DFND
1,2,3,4
484800
0
0
DYNEGY INC
COMMON STOCK
26817R108
228825
7928800
SH
DFND
1,2,3,4
7928800
0
0
EMC CORP/MA
COMMON STOCK
268648102
17849
610000
SH
DFND
1,2,3,4
610000
0
0
EPR PROPERTIES
5.75% CV PERP PFD SER-C REIT
26884U208
6086
276321
SH
DFND
1,2,3,4
276321
0
0
EPR PROPERTIES
9% CV PERP PFD SER-E REIT PNC
26884U307
1898
62250
SH
DFND
1,2,3,4
62250
0
0
EXCO RESOURCES INC
COMMON STOCK
269279402
150880
45173682
SH
DFND
1,2,3,4
45173682
0
0
FIFTH STREET FINANCE
CV SR UNSEC NT
31679BAC4
13657
13115000
PRN
DFND
1,2,3,4
13115000
0
0
FIRST BANCORP PUERTO RICO
COMMON STOCK
318672706
198757
41843581
SH
DFND
1,2,3,4
41843581
0
0
FOREST CITY ENTERPRISES
CV SR UNSEC NT PNC
345550AP2
40279
36356000
PRN
DFND
1,2,3,4
36356000
0
0
GENESEE & WYOMING INC
5% CV MAND PFD EQUITY UNITS
371559204
37070
301100
SH
DFND
1,2,3,4
301100
0
0
GETTY REALTY CORP
COMMON STOCK REIT
374297109
24178
1422221
SH
DFND
1,2,3,4
1422221
0
0
GOLDEN STAR RESOURCES
CV SR UNSEC NT
38119TAE4
5902
8750000
PRN
DFND
1,2,3,4
8750000
0
0
GOODRICH PETROLEUM CORP
CV SR UNSEC NT PNC
382410AG3
19743
18757000
PRN
DFND
1,2,3,4
18757000
0
0
GRUPO TELEVISA SA-SPON ADR
ADR
40049J206
35283
1041410
SH
DFND
1,2,3,4
1041410
0
0
HANWHA SOLARONE CO LTD
CV SR UNSEC NT
83415UAB4
29394
30476000
PRN
DFND
1,2,3,4
30476000
0
0
HEADWATERS INC
CV SR SUB NT
42210PAR3
8335
7646000
PRN
DFND
1,2,3,4
7646000
0
0
HEARTWARE INTERNATIONAL
CV SR UNSEC NT
422368AA8
23394
21166000
PRN
DFND
1,2,3,4
21166000
0
0
HELIX ENERGY SOLUTIONS
CV SR UNSEC NT CPDI
42330PAG2
15449
13087000
PRN
DFND
1,2,3,4
13087000
0
0
HOLOGIC INC
CV SR UNSEC NT SER-2010 CPDI
436440AB7
25352
21179000
PRN
DFND
1,2,3,4
21179000
0
0
HOLOGIC INC
CV SR UNSEC NT 2% MULTI-CPN CPDI
436440AC5
84663
79702000
PRN
DFND
1,2,3,4
79702000
0
0
HOLOGIC INC
CV SR UNSEC NT 2%/0% MULTI-CPN
436440AG6
14321
13098000
PRN
DFND
1,2,3,4
13098000
0
0
HOME INNS HTL MNGMT INC
CV SR UNSEC NT
43713WAB3
12235
12630000
PRN
DFND
1,2,3,4
12630000
0
0
HORNBECK OFFSHORE SERVICES
CV SR UNSEC NT
440543AN6
56713
57810000
PRN
DFND
1,2,3,4
57810000
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
25120
511615
SH
DFND
1,2,3,4
511615
0
0
ICONIX BRAND GROUP INC
CV SR SUB NT
451055AF4
20953
16395000
PRN
DFND
1,2,3,4
16395000
0
0
INSULET CORPORATION
CV SR UNSEC NT PNC
45784PAD3
10108
9436000
PRN
DFND
1,2,3,4
9436000
0
0
INTEL CORP
CV JR SUB NT CPDI PNC
458140AD2
43193
33690000
PRN
DFND
1,2,3,4
33690000
0
0
IRIDIUM COMMUNICATIONS INC
6.75% CV CUM PERP SER-B PFD PNC
46269C409
26045
76720
SH
DFND
1,2,3,4
76720
0
0
ITAU UNIBANCO H-SPON PRF ADR
ADR
465562106
25756
1855600
SH
DFND
1,2,3,4
1855600
0
0
J2 GLOBAL COMMUNICATIONS
CV SR UNSEC NT CPDI
48123VAC6
33372
33115000
PRN
DFND
1,2,3,4
33115000
0
0
JD.COM INC-ADR
ADR
47215P106
29155
1129150
SH
DFND
1,2,3,4
1129150
0
0
KEYW HOLDING CORP
CV SR UNSEC NT
493723AA8
27307
27820000
PRN
DFND
1,2,3,4
27820000
0
0
LAM RESEARCH CORP
CV SR UNSEC NT
512807AJ7
64317
50260000
PRN
DFND
1,2,3,4
50260000
0
0
MACQUARIE INFRASTRUCTURE
CV SR UNSEC NT
55608BAA3
30008
26835000
PRN
DFND
1,2,3,4
26835000
0
0
MASONITE INTERNATIONAL CORP
COMMON STOCK
575385109
164289
2966585
SH
DFND
1,2,3,4
2966585
0
0
MCDERMOTT INTL INC
COMMON STOCK
580037109
12817
2240599
SH
DFND
1,2,3,4
2240599
0
0
MEDICINES COMPANY
CV SR UNSEC NT
584688AC9
8618
8085000
PRN
DFND
1,2,3,4
8085000
0
0
MEDIDATA SOLUTIONS INC
CV SR UNSEC NT
58471AAB1
61532
56488000
PRN
DFND
1,2,3,4
56488000
0
0
MENTOR GRAPHICS CORP
CV SUB UNSEC NT
587200AK2
38141
32106000
PRN
DFND
1,2,3,4
32106000
0
0
MGIC INVESTMENT CORP
COMMON STOCK
552848103
100951
12925800
SH
DFND
1,2,3,4
12925800
0
0
MICRON TECHNOLOGY INC
CV SR UNSEC NT SER-G PNC
595112AY9
114687
86790000
PRN
DFND
1,2,3,4
86790000
0
0
MOBILE TELESYSTEMS-SP ADR
ADR
607409109
20277
1357248
SH
DFND
1,2,3,4
1357248
0
0
MOLINA HEALTHCARE INC
CV SR UNSEC NT
60855RAC4
44815
37870000
PRN
DFND
1,2,3,4
37870000
0
0
NETAPP INC
COMMON STOCK
64110D104
21050
490000
SH
DFND
1,2,3,4
490000
0
0
NETSUITE INC
CV SR UNSEC NT
64118QAB3
21584
20741000
PRN
DFND
1,2,3,4
20741000
0
0
NMI HOLDINGS INC
COMMON STOCK
629209305
5193
600300
SH
DFND
1,2,3,4
600300
0
0
NRG ENERGY INC
COMMON STOCK
629377508
40386
1325000
SH
DFND
1,2,3,4
1325000
0
0
NUANCE COMMUNICATIONS
CV SR UNSEC NT
67020YAF7
9417
9500000
PRN
DFND
1,2,3,4
9500000
0
0
NUVASIVE INC
CV SR UNSEC NT
670704AC9
93588
83710000
PRN
DFND
1,2,3,4
83710000
0
0
NY COMMUNITY CAP TRUST V
6% CV PFD (BONUSES) PNC
64944P307
11455
227585
SH
DFND
1,2,3,4
227585
0
0
OCWEN FINANCIAL CORP
COMMON STOCK
675746309
6205
237000
SH
DFND
1,2,3,4
237000
0
0
OI SA-ADR
COMMON STOCK - ADR
670851104
2563
3464543
SH
DFND
1,2,3,4
3464543
0
0
OI SA-ADR
PREFERRED STOCK ADR
670851203
6905
9863971
SH
DFND
1,2,3,4
9863971
0
0
OMNICARE INC
CV SR SUB NT CPDI
681904AQ1
87402
79145000
PRN
DFND
1,2,3,4
79145000
0
0
ON SEMICONDUCTOR CORP
CV SR SUB NT SER-B
682189AH8
89497
79204000
PRN
DFND
1,2,3,4
79204000
0
0
PAR PETROLEUM CORP
COMMON STOCK
69888T207
3216
190862
SH
DFND
1,2,3,4
190862
0
0
PENNYMAC CORP
CV SR UNSEC NT REIT
70932AAB9
17331
17480000
PRN
DFND
1,2,3,4
17480000
0
0
PETROLEO BRASILEIRO-SPON ADR
ADR
71654V408
89482
6305991
SH
DFND
1,2,3,4
6305991
0
0
PHOTRONICS INC
CV SR UNSEC NT
719405AH5
26121
24717000
PRN
DFND
1,2,3,4
24717000
0
0
PRICELINE GROUP INC/THE
CV SR UNSEC NT
741503AS5
82987
73755000
PRN
DFND
1,2,3,4
73755000
0
0
PROSPECT CAPITAL CORP
CV SR UNSEC NT
74348TAD4
8725
8421000
PRN
DFND
1,2,3,4
8421000
0
0
PROSPECT CAPITAL CORP
CV SR UNSEC NT
74348TAK8
7294
7082000
PRN
DFND
1,2,3,4
7082000
0
0
PROSPECT CAPITAL CORP
CV SR UNSEC NT
74348TAL6
4893
4750000
PRN
DFND
1,2,3,4
4750000
0
0
PULSE ELECTRONICS CORP
COMMON STOCK
74586W205
27119
11999585
SH
DFND
1,2,3,4
11999585
0
0
QUAD GRAPHICS INC
COMMON STOCK
747301109
864
44931
SH
DFND
1,2,3,4
44931
0
0
RAIT FINANCIAL TRUST
CV SR UNSEC NT REIT
749227AB0
13239
14095000
PRN
DFND
1,2,3,4
14095000
0
0
RESOURCE CAPITAL CORP
CV SR UNSEC NT REIT
76120WAA2
8643
8689000
PRN
DFND
1,2,3,4
8689000
0
0
ROCK TENN COMPANY -CL A
COMMON STOCK
772739207
28017
588832
SH
DFND
1,2,3,4
588832
0
0
RTI INTERNATIONAL METALS
CV SR UNSEC NT
74973WAB3
42123
43805000
PRN
DFND
1,2,3,4
43805000
0
0
SALESFORCE.COM INC
CV SR UNSEC NT
79466LAD6
94385
84705000
PRN
DFND
1,2,3,4
84705000
0
0
SEACOR HOLDINGS INC
CV SR UNSEC NT CPDI PNC
811904AM3
63256
58420000
PRN
DFND
1,2,3,4
58420000
0
0
SEQUENOM INC
CV SR UNSEC NT PNC
817337AB4
2672
2800000
PRN
DFND
1,2,3,4
2800000
0
0
SPECTRANETICS CORP
CV SR UNSEC NT PNC
84760CAA5
50846
45015000
PRN
DFND
1,2,3,4
45015000
0
0
SPIRIT REALTY CAPITAL INC
CV SR UNSEC NT REIT
84860WAA0
6358
6510000
PRN
DFND
1,2,3,4
6510000
0
0
STAR BULK CARRIERS CORP
COMMON STOCK
Y8162K121
564602
51234231
SH
DFND
1,2,3,4
51234231
0
0
STERLITE INDUSTRIES LTD
CV SR UNSEC NT PNC
859737AB4
13298
13335000
PRN
DFND
1,2,3,4
13335000
0
0
STONE ENERGY CORP
CV SR UNSEC NT
861642AN6
76872
72280000
PRN
DFND
1,2,3,4
72280000
0
0
SURGICAL CARE AFFILIATES INC
COMMON STOCK
86881L106
29379
1099090
SH
DFND
1,2,3,4
1099090
0
0
TAIWAN SEMICONDUCTOR-SP ADR
ADR
874039100
89104
4415484
SH
DFND
1,2,3,4
4415484
0
0
TATA MOTORS LTD-SPON ADR
ADR
876568502
56380
1289861
SH
DFND
1,2,3,4
1289861
0
0
TELECOM ARGENTINA SA-SP ADR
COMMON STOCK ADR
879273209
10553
519851
SH
DFND
1,2,3,4
519851
0
0
TELEFONICA BRASIL-ADR
ADR
87936R106
32016
1626810
SH
DFND
1,2,3,4
1626810
0
0
TESLA MOTORS INC
CV SR UNSEC NT
88160RAC5
65749
69000000
PRN
DFND
1,2,3,4
69000000
0
0
TITAN MACHINERY INC
CV SR UNSEC NT
88830RAB7
4958
6429000
PRN
DFND
1,2,3,4
6429000
0
0
TOWNSQUARE MEDIA INC
COMMON STOCK
892231101
19174
1595224
SH
DFND
1,2,3,4
1595224
0
0
TRANSPORTADORA DE GAS DEL SUR SA
COMMON STOCK - ADR
893870204
1817
547476
SH
DFND
1,2,3,4
547476
0
0
TRIBUNE PUBLISHING CO
COMMON STOCK
896082104
94672
4691371
SH
DFND
1,2,3,4
4691371
0
0
TRINA SOLAR LTD-SPON ADR
ADR
89628E104
37968
3145624
SH
DFND
1,2,3,4
3145624
0
0
TTM TECHNOLOGIES
CV SR UNSEC NT
87305RAC3
8397
8299000
PRN
DFND
1,2,3,4
8299000
0
0
TTM TECHNOLOGIES INC
CV SR UNSEC NT
87305RAD1
29955
30858000
PRN
DFND
1,2,3,4
30858000
0
0
VALE SA-SP PREF ADR
ADR
91912E204
54743
5637772
SH
DFND
1,2,3,4
5637772
0
0
VECTOR GROUP LTD
CV SR UNSEC NT
92240MBC1
11191
10000000
PRN
DFND
1,2,3,4
10000000
0
0
VERINT SYSTEMS INC
CV SR UNSEC NT
92343XAA8
74494
68130000
PRN
DFND
1,2,3,4
68130000
0
0
VIMPELCOM LTD-SPON ADR
COMMON STOCK ADR
92719A106
10181
1410000
SH
DFND
1,2,3,4
1410000
0
0
VISHAY INTERTECHNOLOGY INC
COMMON STOCK
928298108
39298
2750000
SH
DFND
1,2,3,4
2750000
0
0
WALTER INVESTMENT MGMT
CV SR SUB NT
93317WAA0
6564
7846000
PRN
DFND
1,2,3,4
7846000
0
0
WEBMD HEALTH CORP
CV SR UNSEC NT
94770VAF9
22321
22200000
PRN
DFND
1,2,3,4
22200000
0
0
WELLS FARGO & COMPANY
7.50% CV PFD CL-A SER-L PERP PNC
949746804
18938
15750
SH
DFND
1,2,3,4
15750
0
0
WILLIAMS PARTNERS LP
PARTNERSHIP SHARES
96950F104
11520
217146
SH
DFND
1,2,3,4
217146
0
0
WRIGHT MEDICAL GROUP INC
CV SR UNSEC NT
98235TAC1
71863
53237000
PRN
DFND
1,2,3,4
53237000
0
0
WSP HOLDINGS LTD-ADR
COMMON STOCK
92934F203
423
1408800
SH
DFND
1,2,3,4
1408800
0
0
YANDEX NV
COMMON STOCK
N97284108
26714
961100
SH
DFND
1,2,3,4
961100
0
0