0001296734-18-000003.txt : 20181016
0001296734-18-000003.hdr.sgml : 20181016
20181016211043
ACCESSION NUMBER: 0001296734-18-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181012
FILED AS OF DATE: 20181016
DATE AS OF CHANGE: 20181016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kern Tracy A
CENTRAL INDEX KEY: 0001296734
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33710
FILM NUMBER: 181125307
MAIL ADDRESS:
STREET 1: C/O CDTI ADVANCED MATERIALS, INC.
STREET 2: 1700 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CDTI ADVANCED MATERIALS, INC.
CENTRAL INDEX KEY: 0000949428
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564]
IRS NUMBER: 061393453
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
BUSINESS PHONE: (805)486-4649
MAIL ADDRESS:
STREET 1: 1700 FISKE PLACE
CITY: OXNARD
STATE: CA
ZIP: 93033
FORMER COMPANY:
FORMER CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19950816
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-10-12
0
0000949428
CDTI ADVANCED MATERIALS, INC.
CDTI
0001296734
Kern Tracy A
C/O CDTI ADVANCED MATERIALS, INC.
1700 FISKE PLACE
OXNARD
CA
93033
0
1
0
0
CFO and Secretary
Stock Option (Right to Buy)
1.5
2018-10-12
4
A
0
9000
0
A
2018-10-12
Common Stock
9000
9000
D
The shares will vest in two equal installments of 4,500 shares on each of December 31, 2018 and December 31, 2019.
/s/Tracy A. Kern
2018-10-16