0000949158-19-000105.txt : 20190520 0000949158-19-000105.hdr.sgml : 20190520 20190520173054 ACCESSION NUMBER: 0000949158-19-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190516 FILED AS OF DATE: 20190520 DATE AS OF CHANGE: 20190520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENRY BRIAN C CENTRAL INDEX KEY: 0001238247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26820 FILM NUMBER: 19840009 MAIL ADDRESS: STREET 1: 901 FIFTH AVENUE, SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98164 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CRAY INC CENTRAL INDEX KEY: 0000949158 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 930962605 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 FIFTH AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98164 BUSINESS PHONE: 2067012000 MAIL ADDRESS: STREET 1: 901 FIFTH AVENUE STREET 2: SUITE 1000 CITY: SEATTLE STATE: WA ZIP: 98164 FORMER COMPANY: FORMER CONFORMED NAME: TERA COMPUTER CO \WA\ DATE OF NAME CHANGE: 19950809 4 1 wf-form4_155838783737465.xml FORM 4 X0306 4 2019-05-16 0 0000949158 CRAY INC CRAY 0001238247 HENRY BRIAN C C/O CRAY INC., 901 FIFTH AVENUE, SUITE 1000 SEATTLE WA 98164 0 1 0 0 Executive VP & CFO Common Stock 2019-05-16 4 S 0 35480 30.0251 D 31475 D Common Stock 2019-05-17 4 S 0 16929 35.078 D 14546 D Common Stock 2019-05-17 4 M 0 6000 A 20546 D Common Stock 2019-05-17 4 F 0 2361 36.52 D 18185 D Common Stock 2019-05-18 4 M 0 10000 A 28185 D Common Stock 2019-05-18 4 F 0 3935 36.52 D 24250 D Common Stock 2019-05-19 4 M 0 3500 A 27750 D Common Stock 2019-05-19 4 F 0 1378 36.52 D 26372 D Restricted Stock Unit (RSU) 2019-05-17 4 M 0 6000 0 D Common Stock 6000.0 18000 D Restricted Stock Unit (RSU) 2019-05-18 4 M 0 10000 0 D Common Stock 10000.0 20000 D Restricted Stock Unit (RSU) 2019-05-19 4 M 0 3500 0 D Common Stock 3500.0 3500 D The sales reported were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.77 to $35.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock. Represents shares of Common Stock that were withheld by the issuer to satisfy applicable withholding taxes in connection with the net settlement of the restricted stock units listed in Table II and does not represent a sale of Common Stock by the reporting person. Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date. On May 17, 2018, the reporting person was granted 24,000 restricted stock units, with one-quarter of these shares vest on each of May 17, 2019, May 17, 2020, May 17, 2021 and May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. On May 18, 2017, the reporting person was granted 40,000 restricted stock units, with one quarter vesting on each of May 18, 2018, May 18, 2019, May 18, 2020 and May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. On May 19, 2016, the reporting person was granted 14,000 restricted stock units, with one quarter vesting on each of May 19, 2017, May 19, 2018, May 19, 2019 and May 19, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. /s/ Michael C. Piraino as attorney-in-fact for Brian C. Henry 2019-05-20