0000949158-19-000105.txt : 20190520
0000949158-19-000105.hdr.sgml : 20190520
20190520173054
ACCESSION NUMBER: 0000949158-19-000105
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190516
FILED AS OF DATE: 20190520
DATE AS OF CHANGE: 20190520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENRY BRIAN C
CENTRAL INDEX KEY: 0001238247
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26820
FILM NUMBER: 19840009
MAIL ADDRESS:
STREET 1: 901 FIFTH AVENUE, SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98164
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CRAY INC
CENTRAL INDEX KEY: 0000949158
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 930962605
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 FIFTH AVENUE
STREET 2: SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98164
BUSINESS PHONE: 2067012000
MAIL ADDRESS:
STREET 1: 901 FIFTH AVENUE
STREET 2: SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98164
FORMER COMPANY:
FORMER CONFORMED NAME: TERA COMPUTER CO \WA\
DATE OF NAME CHANGE: 19950809
4
1
wf-form4_155838783737465.xml
FORM 4
X0306
4
2019-05-16
0
0000949158
CRAY INC
CRAY
0001238247
HENRY BRIAN C
C/O CRAY INC., 901 FIFTH AVENUE,
SUITE 1000
SEATTLE
WA
98164
0
1
0
0
Executive VP & CFO
Common Stock
2019-05-16
4
S
0
35480
30.0251
D
31475
D
Common Stock
2019-05-17
4
S
0
16929
35.078
D
14546
D
Common Stock
2019-05-17
4
M
0
6000
A
20546
D
Common Stock
2019-05-17
4
F
0
2361
36.52
D
18185
D
Common Stock
2019-05-18
4
M
0
10000
A
28185
D
Common Stock
2019-05-18
4
F
0
3935
36.52
D
24250
D
Common Stock
2019-05-19
4
M
0
3500
A
27750
D
Common Stock
2019-05-19
4
F
0
1378
36.52
D
26372
D
Restricted Stock Unit (RSU)
2019-05-17
4
M
0
6000
0
D
Common Stock
6000.0
18000
D
Restricted Stock Unit (RSU)
2019-05-18
4
M
0
10000
0
D
Common Stock
10000.0
20000
D
Restricted Stock Unit (RSU)
2019-05-19
4
M
0
3500
0
D
Common Stock
3500.0
3500
D
The sales reported were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.77 to $35.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each restricted stock unit represents a contingent right to receive one share of the issuer's Common Stock.
Represents shares of Common Stock that were withheld by the issuer to satisfy applicable withholding taxes in connection with the net settlement of the restricted stock units listed in Table II and does not represent a sale of Common Stock by the reporting person.
Represents the per share closing price of the issuer's Common Stock on the applicable vesting date or, if there was no closing price on such date, the closing price on the trading date that was immediately prior to such vesting date.
On May 17, 2018, the reporting person was granted 24,000 restricted stock units, with one-quarter of these shares vest on each of May 17, 2019, May 17, 2020, May 17, 2021 and May 17, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.
On May 18, 2017, the reporting person was granted 40,000 restricted stock units, with one quarter vesting on each of May 18, 2018, May 18, 2019, May 18, 2020 and May 18, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.
On May 19, 2016, the reporting person was granted 14,000 restricted stock units, with one quarter vesting on each of May 19, 2017, May 19, 2018, May 19, 2019 and May 19, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.
/s/ Michael C. Piraino as attorney-in-fact for Brian C. Henry
2019-05-20