-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HFJ4XuI9l2r6kulJV0qW6Wgj2D9Qk0wugXW9YRb8KX3RaOj+pfd3wDWTxyfQHJ93 9RGMh+JAPuJfLheI/Y2vLw== 0000950123-02-005701.txt : 20020528 0000950123-02-005701.hdr.sgml : 20020527 20020528164336 ACCESSION NUMBER: 0000950123-02-005701 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010822 FILED AS OF DATE: 20020528 COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 OWNER FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAIRMARKET INC CENTRAL INDEX KEY: 0001053676 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043351937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-29423 FILM NUMBER: 02663698 BUSINESS ADDRESS: STREET 1: 500 UNICORN PARK DR CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: 7813765600 MAIL ADDRESS: STREET 1: 500 UNICORN PARK DRIVE CITY: WOBURN STATE: MA ZIP: 01801 3/A 1 e609423ae3za.txt AMENDMENT TO FORM 3: FAIRMARKET/MILLER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) _______________________________________________________________________________ 1. Name and Address of Reporting Person* Miller, III Lloyd I. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 4550 Gordon Drive - -------------------------------------------------------------------------------- (Street) Naples FL 34102 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Date of Event Requiring Statement (Month/Day/Year) August 22, 2001 ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### ________________________________________________________________________________ 4. Issuer Name AND Ticker or Trading Symbol Fairmarket Inc.- FAIM ________________________________________________________________________________ 5. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 6. If Amendment, Date of Original (Month/Day/Year) August 31, 2001 ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form Filed by One Reporting Person [_] Form Filed by More than One Reporting Person ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 970,888(1) I By Lloyd III. Miller, Trust A-4 - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 707,082(1) I By Milfam II, L.P. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 439,501(1) I By Lloyd III. Miller, Trust C - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12,900(1) I By Lloyd I. Miller, III, Trustee, GST f/b/o Catherine C. Miller - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12,800(1) I By Lloyd I. Miller, III, custodian under Florida UGMA for Alexandra B. Miller - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 15,400(1) I By Lloyd I. Miller, III, Trustee, GST f/b/o Kimberly S. Miller - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 15,400(1) I By Lloyd III. Miller, LLC - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 9,000(1) I By Wife - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 176,253(1) I By Milfam I, L.P. - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10,500(1) I By Lloyd I. Miller, III, custodian under Florida UGMA for Tyler Dulmage - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10,500(1) I By Lloyd I. Miller, III, custodian under Florida UGMA for Wylie Dulmage ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). (Over) FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein. (2) On August 31, 2001 the reporting person filed an initial Form 3, which, due to a clerical error did not report indirect beneficial ownership of 14,400 shares of common stock. /s/ Lloyd I. Miller, III 5/28/02 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are note required to respond unless the form displays a currently valid OMB Number. Page 2 of 3 ________________________________________________________________________________ 1. Name and Address of Reporting Person: Miller, III Lloyd I. ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Fairmarket Inc.- FAIM ________________________________________________________________________________ 3. Date of Event Requiring Statement (Month/Day/Year) August 22, 2001 ________________________________________________________________________________ (Continued) ================================================================================ TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 4) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 15,000(1) I By Lloyd I. Miller, III, co-Trustee, Crider GST - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 14,400(2)(1) I By Kimberley S. Miller - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 505,307 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----