-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IE7UCM9Cah1Sqf94cmCGBIVWZ/7xL8yB9kW9fSF+5BG/q0ZcLxxBzTjrspv5XlC6 cWUBm5uKXJxBgVPmBCjeYA== 0000948984-02-000001.txt : 20031217 0000948984-02-000001.hdr.sgml : 20031217 20020201133816 ACCESSION NUMBER: 0000948984-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUMAN & SCHNEIDER/CA CENTRAL INDEX KEY: 0000948984 IRS NUMBER: 942585985 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03759 FILM NUMBER: 02524776 BUSINESS ADDRESS: STREET 1: 44 MONTGOMENY STRRET STREET 2: SUITE 3710 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4157881172 MAIL ADDRESS: STREET 1: 44 MONTGOMERY ST STREET 2: STE 3710 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 dec01.txt 13F - HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing This Report: Name: Shuman & Schneider Investment Counsel A Corporation Address: 44 Montgomery Street Suite 3710 San Francisco, CA 94104 13F File Number: 801-14753 The institutional investment manager filing this report and the person by whom it is signed hereby represent that that person signing the report is authorized to submit it, that all information contained here in is true, correct and complete, and that it is understood that all required items, statements schedules, lists, and tables are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: John R. Shuman Title: President Phone: 415-788-1172 Signature, Place, and Date of Signing: John R. Shuman, San Francisco, California, January 31, 2002 Report Type (Check only one): [X ] 13F Holdings Report. [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $317,900,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AIM MUNICIPAL BOND FUND CL B AMBBX 223 28179.027SH SOLE 28179.027 FIDELITY ADVISOR MUNI INC FUND FAIBX 231 18752.285SH SOLE 18752.285 ABBOTT LABS COM 002824100 2272 40750 SH SOLE 40750 AETNA U S HEALTHCARE INC COM 00817Y108 247 7500 SH SOLE 7500 AFLAC, INC. COM 001055102 445 18108 SH SOLE 18108 AGILENT TECHNOLOGIES INC. COM 00846U101 860 30150 SH SOLE 30150 ALLERGAN, INC. COM 330 4400 SH SOLE 4400 ALLIED IRISH BANKS ADS COM 019228402 813 35190 SH SOLE 35190 ALLSTATE CORP. COM 020002101 1890 56086 SH SOLE 56086 AMERICAN EXPRESS CO COM 025816109 696 19495 SH SOLE 7000 12495 AMERICAN HOME PRODS CP COM 026609107 12981 211560 SH SOLE 4000 207560 AMERICAN INTL GROUP COM 026874107 10017 126154 SH SOLE 126154 AT&T WIRELESS SVCS INC COM 00209a106 1371 95418 SH SOLE 882 94536 BANK OF AMERICA CORP COM 060505104 978 15532 SH SOLE 15532 BELLSOUTH CORP COM 079860102 743 19470 SH SOLE 19470 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 302 4 SH SOLE 4 BERKSHIRE HATHAWAY INC DEL CL COM 084670207 533 211 SH SOLE 63 148 BOEING CO COM 097023105 2533 65318 SH SOLE 5168 60150 BP AMOCO PLC SPONSORED ADR COM 055622104 779 16740 SH SOLE 16740 BRE PROPERTIES INC CL A COM 05564E106 721 23300 SH SOLE 10000 13300 BRISTOL MYERS SQUIBB COM 110122108 2032 39842 SH SOLE 39842 CATERPILLAR INC DEL COM 149123101 389 7440 SH SOLE 7440 CHARLES SCHWAB CORP. COM 808513105 203 13110 SH SOLE 13110 CHEVRONTEXACO CORP COM 166764100 7536 84099 SH SOLE 1000 83099 CHUBB CORP COM 171232101 3229 46800 SH SOLE 2400 44400 CITIGROUP INC. COMMON COM 172967101 1424 28217 SH SOLE 6154 22063 COLGATE PALMOLIVE CO COM 194162103 2564 44400 SH SOLE 44400 COMERICA INC COM 200340107 5253 91682 SH SOLE 91682 DEERE & CO COM 244199105 2384 54600 SH SOLE 6000 48600 DIONEX CORP COM 254546104 656 25700 SH SOLE 1500 24200 DISNEY WALT CO (HOLDING COMPAN COM 254687106 2973 143472 SH SOLE 143472 DOW CHEM CO COM 260543103 422 12489 SH SOLE 12489 DU PONT E I DE NEMOURS COM 263534109 1081 25425 SH SOLE 2000 23425 EASTMAN KODAK CO COM 277461109 630 21411 SH SOLE 3700 17711 EDISON INTERNATIONAL COM 281020107 383 25352 SH SOLE 25352 EXXON MOBIL CORP. COM 30231G102 10053 255812 SH SOLE 3000 252812 F M C CORP COM 302491303 4325 72692 SH SOLE 72692 FORD MOTOR CO. NEW COM 345370860 2094 133187 SH SOLE 7244 125943 GENERAL ELEC CO COM 369604103 29158 727495 SH SOLE 7600 719895 GENERAL MLS INC COM 370334104 407 7822 SH SOLE 7822 GERMANY FUND COM 374143105 183 25936 SH SOLE 16869 9067 GLAXOSMITHKLINE PLC ADR COM 217 4350 SH SOLE 4350 HARTFORD FINANCIAL SERVICES GR COM 416515104 226 3600 SH SOLE 3600 HEINZ H J CO COM 423074103 1301 31650 SH SOLE 3000 28650 HERSHEY FOODS CORP. COM 427866108 2789 41200 SH SOLE 2000 39200 HEWLETT PACKARD CO COM 428236103 3495 170160 SH SOLE 170160 HONEYWELL INTL INC DEL COM 438516106 803 23736 SH SOLE 23736 HORMEL FOODS CORP. COM 440452100 226 8400 SH SOLE 8400 INGERSOLL RAND CO COM 456866102 1207 28875 SH SOLE 2400 26475 INTERNATIONAL BUS MACH COM 459200101 22592 186770 SH SOLE 3400 183370 INTERNATIONAL PAPER CO COM 460146103 4664 115599 SH SOLE 7000 108599 J. P. MORGAN CHASE & CO. COM 46625h100 6903 189900 SH SOLE 925 188975 JOHNSON & JOHNSON COM 478160104 2141 36220 SH SOLE 36220 LILLY ELI & CO COM 532457108 9461 120460 SH SOLE 1600 118860 LINCOLN NATL CORP IND COM 534187109 2052 42254 SH SOLE 42254 LUCENT TECHNOLOGIES COM 549463107 366 58056 SH SOLE 3368 54688 MARSH & MCLENNAN COS COM 571748102 510 4750 SH SOLE 4750 MCDONALDS CORP COM 580135101 4832 182555 SH SOLE 5000 177555 MCGRAW HILL INC COM 580645109 390 6400 SH SOLE 6400 MCKESSON HBOC INC COM COM 58155Q103 253 6766 SH SOLE 6766 MEDIA GENERAL INC. A COM 249 5000 SH SOLE 5000 MERCK & CO INC COM 589331107 1647 28005 SH SOLE 28005 MICROSOFT CORP. COM 594918104 676 10200 SH SOLE 10200 MINNESOTA MNG & MFG CO COM 604059105 13499 114193 SH SOLE 2800 111393 MORGAN STANLEY DEAN WITTER & C COM 617446448 6366 113808 SH SOLE 113808 MOTOROLA, INC. COM 620076109 270 18000 SH SOLE 18000 NORDSTROM, INC. COM 655664100 316 15600 SH SOLE 15600 NORFOLK SOUTHERN CORP COM 655844108 4784 261000 SH SOLE 2000 259000 P G & E CORPORATION COM 694308107 194 10101 SH SOLE 10101 PEPSICO INC COM 713448108 1360 27940 SH SOLE 27940 PFIZER INC COM 717081103 1787 44842 SH SOLE 44842 PHILIP MORRIS COS INC COM 718154107 1829 39883 SH SOLE 39883 PNC FINANCIAL SERVICES GROUP COM 693475105 337 6000 SH SOLE 6000 PROCTER & GAMBLE CO COM 742718109 19506 246506 SH SOLE 3600 242906 ROYAL DUTCH PETE CO COM 780257804 7961 162410 SH SOLE 3800 158610 SAFEWAY INC. COM 786514208 1336 32000 SH SOLE 32000 SARA LEE CORP COM 803111103 311 14000 SH SOLE 10000 4000 SBC COMMUNICATIONS INC. COM 78387G103 3554 90734 SH SOLE 90734 SCHERING PLOUGH CORP COM 806605101 1814 50650 SH SOLE 50650 SCHLUMBERGER LTD COM 806857108 506 9200 SH SOLE 9200 SEARS ROEBUCK & CO COM 812387108 3688 77420 SH SOLE 3000 74420 STANDARD & POOR'S DEP RECPTS COM 78462F103 486 4252 SH SOLE 3000 1252 STATE STREET CORP COM 857477103 327 6250 SH SOLE 6250 TARGET CORPORATION COM 480 11686 SH SOLE 11686 TIMKEN CO COM 887389104 181 11200 SH SOLE 11200 TYCO INTL LTD NEW COM COM 902124106 461 7832 SH SOLE 7832 UNILEVER NV NY SHS NEW COM 904784709 1533 26602 SH SOLE 2231 24371 UNION PAC CORP COM 907818108 3716 65190 SH SOLE 3000 62190 UNITED TECHNOLOGIES CP COM 913017109 963 14900 SH SOLE 14900 US BANCORP COM 902973304 4585 219064 SH SOLE 219064 VERIZON COMMUNICATIONS COM 92343V104 632 13306 SH SOLE 3050 10256 VODAFONE GROUP PLC SPONSORED A COM 92857W100 1967 76595 SH SOLE 76595 WALGREEN CO COM 931422109 1620 48136 SH SOLE 48136 WEIS MKTS INC COM 948849104 1129 40386 SH SOLE 40386 WELLS FARGO & CO NEW DEL COM 949746101 11577 266330 SH SOLE 3000 263330 WEYERHAEUSER CO COM 962166104 249 4600 SH SOLE 4600 WHIRLPOOL CORP COM 963320106 1613 22000 SH SOLE 22000 WILLIAMS COS INC DEL COM 969457100 246 9657 SH SOLE 9657 SCUDDER INTERNATIONAL FUND #06 811165109 1998 54499.703SH SOLE 54499.703 T. ROWE PRICE INTERNATIONAL ST 77956H203 2105 191507.550SH SOLE 191507.550 VANGUARD EXTENDED MKT INST SHS 922908884 9852 426674.014SH SOLE 426674.014 VANGUARD INDEX 500 #40 922908108 1893 17877.170SH SOLE 17877.170 VANGUARD INDEX 500 ADMIRAL FUN 922908710 2608 24627.688SH SOLE 24627.688 VANGUARD INDEX TRUST EXTENDED 922908207 288 12469.674SH SOLE 12469.674 VANGUARD INDEX TRUST TOTAL STO 922908306 631 24508.398SH SOLE 1849.825 22658.573 VANGUARD INSTITUTIONAL 500 IND 922040100 10938 104278.524SH SOLE 104278.524 VANGUARD INT'L GROWTH PORTFOLI 921910204 428 28502.896SH SOLE 28502.896 VANGUARD SMALL-CAP INDEX FD #4 922908702 299 15109.298SH SOLE 15109.298 VANGUARD TOTAL STOCK MKT INDEX 922908728 2334 90646.989SH SOLE 90646.989
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