-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SfkNq8n/YmdkLe99HLI04Qgn05A8DlCqr+LDbSPi+4oqrbxl+YscptCfgnyUK6J4 vVrvJDaHKBlK0IGajVyoXg== 0000948905-05-000012.txt : 20050510 0000948905-05-000012.hdr.sgml : 20050510 20050510101408 ACCESSION NUMBER: 0000948905-05-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050331 FILED AS OF DATE: 20050510 DATE AS OF CHANGE: 20050510 EFFECTIVENESS DATE: 20050510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL NICOLAUS & CO INC \MO\ CENTRAL INDEX KEY: 0000948905 IRS NUMBER: 430538770 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06972 FILM NUMBER: 05814251 BUSINESS ADDRESS: STREET 1: 501 N BROADWAY ST CITY: ST LOUIS STATE: MO ZIP: 63102 MAIL ADDRESS: STREET 1: 501 N BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 13F-HR 1 s13f1-05.txt SEC 13F FILING REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check Only One): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stifel, Nicolaus & Company, Incorporated Address: One Financial Plaza, 501 N. Broadway St. Louis, Missouri 63102 13F File Number: 28-6972 The institutional investment manager filing this report & the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott McCuaig Title: President, Private Client Group & Chief Operating Officer Phone: (314) 342-2844 Signature, Place, and Date of Signing: Scott McCuaig St. Louis, Missouri May 10, 2005 Report Type: (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. PORTVUE-SEC13F.LNP STIFEL NICOLAUS & CO., INC. PAGE 1 RUN DATE: 05/07/05 12:07 P.M. FORM 13F INFORMATION TABLE AS OF DATE: 03/31/05 VALUE SHARES/ SH/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN DSCRETN MGRS SOLE SHARED NONE TITLE - --------------------- ------ ---------- -------- ------- ---- ------- ----- ------ --------- ----- 3M COMPANY COM COM 88579Y101 547 6389 SH SOLE 6116 0 273 ABB LTD ADR FRN 000375204 419 67615 SH SOLE 67415 0 200 ABBOTT LABS COM 002824100 2578 55289 SH SOLE 45263 0 10026 ACCESS PHARMA COM 00431M209 227 91000 SH SOLE 91000 0 0 ADOBE SYS INC COM 00724F101 565 8406 SH SOLE 8406 0 0 ADVISORY BRD CO COM COM 00762W107 271 6200 SH SOLE 6000 0 200 AER ENERGY RES INC COM 000944108 0 40909 SH SOLE 40909 0 0 AFLAC INC COM 001055102 272 7305 SH SOLE 7305 0 0 ALLIED CAP CORP NEW COM 01903Q108 389 14893 SH SOLE 14893 0 0 ALLSTATE CORP COM 020002101 219 4045 SH SOLE 3945 0 100 ALTRIA GROUP INC COM COM 02209S103 5381 82288 SH SOLE 68719 0 13569 AMERICAN INTL GROUP COM 026874107 1071 19321 SH SOLE 17651 0 1670 AMERICAN PWR COM 029066107 1544 59050 SH SOLE 49700 0 9350 AMERITRADE HLDG CORP COM 03074K100 221 21652 SH SOLE 21652 0 0 AMGEN INC COM 031162100 537 9230 SH SOLE 8680 0 550 ANADARKO PETE CORP COM 032511107 346 4551 SH SOLE 4551 0 0 ANHEUSER BUSCH COS COM 035229103 2183 46064 SH SOLE 42464 0 3600 APPLE COMPUTER INC COM 037833100 363 8716 SH SOLE 8716 0 0 ARMOR HLDGS INC COM COM 042260109 252 6788 SH SOLE 6523 0 265 ASCENTIAL SOFTWARE COM 04362P207 316 17050 SH SOLE 17050 0 0 ASSOCIATED BANC CORP COM 045487105 253 8105 SH SOLE 8105 0 0 AUTOMATIC DATA COM 053015103 891 19821 SH SOLE 17645 0 2176 AUTOZONE INC COM 053332102 252 2940 SH SOLE 2940 0 0 AVERY DENNISON CORP COM 053611109 75 12200 SH SOLE 10812 0 1388 BANK AMERICA CORP COM 060505104 243 5502 SH SOLE 5356 0 146 BED BATH & BEYOND COM 075896100 246 6720 SH SOLE 6720 0 0 BELLSOUTH CORP COM COM 079860102 642 24414 SH SOLE 21589 0 2825 BERKSHIRE HATHAWAY COM 084670207 1659 581 SH SOLE 487 0 94 BIOMET INC COM 090613100 396 10905 SH SOLE 10805 0 100 BIOSITE DIAGNOSTICS COM 090945106 224 4298 SH SOLE 4298 0 0 BP AMOCO ADS FRN 055622104 236 3783 SH SOLE 3483 0 300 BRANTLEY CAP CORP COM 105494108 393 33276 SH SOLE 33276 0 0 BRISTOL MYERS SQUIBB COM 110122108 1890 74215 SH SOLE 72465 0 1750 CERES GROUP INC COM COM 156772105 150 27550 SH SOLE 27550 0 0 CERNER CORP COM COM 156782104 273 5200 SH SOLE 5200 0 0 CHEVRONTEXACO COM 166764100 1419 24329 SH SOLE 22531 0 1798 CINCINNATI FINL COM 172062101 214 5145 SH SOLE 5145 0 0 CISCO SYS INC COM 17275R102 2484 138872 SH SOLE 119560 0 19312 CITIGROUP INC. COM 172967101 1147 25528 SH SOLE 22704 0 2824 CKE RESTAURANTS INC COM 12561E105 414 26100 SH SOLE 25675 0 425 CLOROX CO COM 189054109 290 4600 SH SOLE 4600 0 0 COCA COLA CO COM 191216100 1503 36063 SH SOLE 28357 0 7706 COGNIZANT TECHNLGY COM 192446102 717 15512 SH SOLE 15512 0 0 COMCAST CORP CL A COM 20030N200 203 6065 SH SOLE 6065 0 0 COMMERCIAL METALS CO COM 201723103 712 20996 SH SOLE 20296 0 700 CONOCOPHILLIPS COM COM 20825C104 389 3612 SH SOLE 3612 0 0 CONSOL ENERGY INC COM 20854P109 294 6263 SH SOLE 6263 0 0 CONTINUCARE CORP COM 212172100 200 80150 SH SOLE 80150 0 0 CVS CORP COM 126650100 305 5800 SH SOLE 5800 0 0 CYTYC CORP COM COM 232946103 293 12716 SH SOLE 12716 0 0 D & K HEALTHCARE RES COM 232861104 261 31200 SH SOLE 24200 0 7000 DEVON ENERGY CORP COM 25179M103 722 15123 SH SOLE 15123 0 0 DOW CHEMICAL CORP COM 260543103 367 7366 SH SOLE 7366 0 0 DREYFUS HIGH YIELD COM 26200S101 82 18740 SH SOLE 18740 0 0 DU PONT E I DE NE COM 263534109 449 8763 SH SOLE 8080 0 683 DYNEX CAP INC COM COM 26817Q506 481 65032 SH SOLE 65032 0 0 EASTMAN KODAK COM 277461109 252 7737 SH SOLE 7737 0 0 EBAY INC COM COM 278642103 215 5768 SH SOLE 5668 0 100 ECOLAB INC COM 278865100 883 26724 SH SOLE 23681 0 3043 EMERSON ELEC CO COM 291011104 4126 63542 SH SOLE 54191 0 9351 ENBRIDGE ENERGY COM 29250R106 747 15000 SH SOLE 12500 0 2500 EXXON CORPORATION COM 30231G102 2810 47149 SH SOLE 42927 0 4222 FACTSET RESH SYS INC COM 303075105 237 7175 SH SOLE 7025 0 150 FED HOME LN MTG COM 313400301 862 13640 SH SOLE 12404 0 1236 FIRST DATA CORP COM 319963104 1683 42822 SH SOLE 39441 0 3381 FISERV INC COM COM 337738108 293 7364 SH SOLE 6564 0 800 FPL GROUP INC COM COM 302571104 871 21683 SH SOLE 19173 0 2510 FUJI PHOTO ADR NEW FRN 359586302 214 5855 SH SOLE 5855 0 0 G A P INC COM 364760108 291 13332 SH SOLE 13332 0 0 GABELLI UTIL TR COM COM 36240A101 215 23000 SH SOLE 23000 0 0 GANNETT INC DEL COM 364730101 674 8517 SH SOLE 7534 0 983 GENENTECH INC COM COM 368710406 257 4545 SH SOLE 4545 0 0 GENERAL ELEC CO COM 369604103 4931 136744 SH SOLE 119776 0 16968 GETTY IMAGES INC COM 374276103 370 5200 SH SOLE 5200 0 0 HARMAN INTL INDS INC COM 413086109 272 3074 SH SOLE 3074 0 0 HOME DEPOT INC COM 437076102 2010 52569 SH SOLE 49719 0 2850 HONEYWELL INTER COM 438516106 228 6120 SH SOLE 5953 0 167 HOSPIRA INC COM COM 441060100 216 6685 SH SOLE 5774 0 911 I B M COM 459200101 539 5902 SH SOLE 5730 0 172 II-VI INC COM 902104108 384 22024 SH SOLE 21624 0 400 INTEL CORP COM 458140100 629 27089 SH SOLE 26523 0 566 J.P. MORGAN CHASE COM 46625H100 1408 40683 SH SOLE 37637 0 3046 JACK IN THE BOX COM 466367109 290 7814 SH SOLE 7814 0 0 JOHNSON & JOHNSON COM 478160104 4752 70758 SH SOLE 57352 0 13406 KB HOME COM COM 48666K109 289 4914 SH SOLE 4914 0 0 KEYCORP COM 493267108 1999 61590 SH SOLE 55265 0 6325 KIMBERLY CLARK CORP COM 494368103 1034 15738 SH SOLE 14032 0 1706 KINDER MORGAN EGY COM 494550106 359 7979 SH SOLE 7979 0 0 KRONOS INC COM COM 501052104 202 3950 SH SOLE 3950 0 0 LAUDER ESTEE COS INC COM 518439104 219 4877 SH SOLE 4877 0 0 LEVEL 3 COM 52729N100 68 33006 SH SOLE 27306 0 5700 LIBERTY MEDIA CORP COM 530718105 288 27800 SH SOLE 27800 0 0 LIMITED BRANDS INC COM 532716107 234 9610 SH SOLE 9610 0 0 LINEAR TECHNOLOGY COM 535678106 934 24382 SH SOLE 21956 0 2426 LOUDEYE CORP COM COM 545754103 37 25000 SH SOLE 25000 0 0 LOWES CO COM 548661107 276 4827 SH SOLE 4827 0 0 MANAGED HIGH YIELD COM 561911108 405 77862 SH SOLE 74021 0 3841 MBNA CORP COM 55262L100 1190 48457 SH SOLE 44312 0 4145 MCDONALDS CORP COM 580135101 942 30243 SH SOLE 26999 0 3244 MEDTRONIC INC COM 585055106 1400 27486 SH SOLE 25899 0 1587 MENS WEARHOUSE INC COM 587118100 334 7906 SH SOLE 7906 0 0 MERCK & CO INC COM 589331107 2127 65706 SH SOLE 55983 0 9723 MICROSOFT CORP COM 594918104 1419 58697 SH SOLE 56035 0 2662 MOLDFLOW CORP COM COM 608507109 181 11340 SH SOLE 10940 0 400 NATIONAL CITY CORP COM 635405103 331 9874 SH SOLE 9874 0 0 NETWORK APPLIANCE COM 64120L104 309 11179 SH SOLE 11179 0 0 NEXTEL COM 65332V103 2408 84724 SH SOLE 73574 0 11150 NOKIA CORP FRN 654902204 279 18109 SH SOLE 18109 0 0 NORTHROP GRUMMAN CORP COM 666807102 327 6050 SH SOLE 5900 0 150 NUVEEN INSD MA TAX PFD 67072F207 775 31 SH SOLE 31 0 0 NUVEEN MA PREM INC PFD 67061E203 225 9 SH SOLE 9 0 0 NUVEEN PFD & CONV PFD 67073D607 1000 40 SH SOLE 40 0 0 NUVEEN PREMIER MUN PFD 670988203 500 20 SH SOLE 20 0 0 NUVEEN QUALITY PFD PFD 67072W309 1000 40 SH SOLE 40 0 0 OCWEN FINL CORP COM COM 675746101 174 21600 SH SOLE 20600 0 1000 OIL CO LUKOIL ADR FRN 677862104 375 11052 SH SOLE 11052 0 0 PACCAR INC COM COM 693718108 200 2767 SH SOLE 2767 0 0 PARKER HANNIFIN CORP COM 701094104 791 12990 SH SOLE 11481 0 1509 PAYCHEX INC COM 704326107 950 28945 SH SOLE 26223 0 2722 PEOPLES ENERGY CORP COM 711030106 205 4899 SH SOLE 4899 0 0 PEPSICO INC COM 713448108 3476 65549 SH SOLE 50688 0 14861 PETROCHINA CO LTD FRN 71646E100 216 3424 SH SOLE 3424 0 0 PFIZER INC COM 717081103 1808 68829 SH SOLE 65407 0 3422 PHARMACEUTICAL FRN 71712A206 237 3300 SH SOLE 3300 0 0 PHARMACEUTICAL PROD COM 717124101 201 4140 SH SOLE 4140 0 0 PHELPS DODGE CORP COM 717265102 695 6834 SH SOLE 6684 0 150 PROCTER & GAMBLE COM 742718109 820 15476 SH SOLE 15274 0 202 PUT COMMERCIAL METALS PUT BT4173376 5 148 SH SOLE 148 0 0 PUT CYTYC CORP $22.50 PUT BT4181733 11 117 SH SOLE 117 0 0 PVF CAPITAL CORP COM COM 693654105 169 12832 SH SOLE 12832 0 0 QUALCOMM INC COM COM 747525103 787 21472 SH SOLE 21322 0 150 RADIAN GROUP INC. COM 750236101 269 5636 SH SOLE 5636 0 0 RADIOSHACK CORP COM 750438103 310 12646 SH SOLE 12646 0 0 RAMCO-GERSHENSON COM 751452202 625 23025 SH SOLE 22109 0 916 RAYONIER INC COM COM 754907103 317 6402 SH SOLE 5652 0 750 RESEARCH FRONTIERS COM 760911107 117 22495 SH SOLE 22495 0 0 RESMED INC COM COM 761152107 302 5350 SH SOLE 5150 0 200 ROCKWELL COLLINS INC COM 774341101 307 6443 SH SOLE 6443 0 0 SARA LEE CORP COM COM 803111103 381 17204 SH SOLE 17204 0 0 SBC COMMUNICATIONS COM 78387G103 420 17736 SH SOLE 16917 0 819 SCIENTIFIC GAMES COM 80874P109 202 8850 SH SOLE 8650 0 200 SEI CORP COM COM 784117103 313 8660 SH SOLE 8510 0 150 SEMICONDUCTOR HOLDRS COM 816636203 251 7710 SH SOLE 7710 0 0 SIGMA ALDRICH CORP COM 826552101 2529 41297 SH SOLE 34697 0 6600 SIRIUS SATELLITE COM 82966U103 156 27700 SH SOLE 27700 0 0 SMITHFIELD FOODS INC COM 832248108 294 9307 SH SOLE 9307 0 0 SONOCO PRODUCTS COM 835495102 1094 37915 SH SOLE 29717 0 8198 SOUTHWESTERN ENERGY COM 845467109 449 7913 SH SOLE 7913 0 0 STARBUCKS CORP COM COM 855244109 231 4467 SH SOLE 4467 0 0 SUN MICROSYSTEM INC COM 866810104 92 22716 SH SOLE 20300 0 2416 SWIFT TRANSN CO COM COM 870756103 304 13751 SH SOLE 13751 0 0 SYMANTEC CORP COM COM 871503108 497 23300 SH SOLE 1731 0 21569 SYSCO CORPORATION COM 871829107 225 6295 SH SOLE 6295 0 0 TARGET CORP COM 87612E106 325 6491 SH SOLE 6491 0 0 TECO ENERGY INC COM 872375100 309 19700 SH SOLE 19700 0 0 TELEFONOS DE MEXICO FRN 879403780 257 7428 SH SOLE 7428 0 0 THORNBURG MTG ASSET COM 885218107 375 13372 SH SOLE 13372 0 0 TIBCO SOFTWARE INC COM 88632Q103 149 19997 SH SOLE 19997 0 0 TIME WARNER INC COM 887317105 472 26914 SH SOLE 26914 0 0 TYCO INTL LTD NEW COM 902124106 393 11620 SH SOLE 11620 0 0 U S BANCORP COM 902973304 351 12172 SH SOLE 12022 0 150 UNITED PARCEL SVC COM 911312106 327 4493 SH SOLE 4493 0 0 UNITED TECHNOLOGIES COM 913017109 406 3997 SH SOLE 3904 0 93 UNITEDHEALTH GROUP COM 91324P102 562 5892 SH SOLE 5793 0 99 URBAN OUTFITTERS INC COM 917047102 417 8691 SH SOLE 8691 0 0 VALSPAR CORP COM COM 920355104 1215 26111 SH SOLE 19428 0 6683 VARIAN MED SYS INC COM 92220P105 259 7568 SH SOLE 7568 0 0 VERITAS SOFTWARE CO COM 923436109 270 11640 SH SOLE 11640 0 0 VERIZON COM 92343V104 276 7789 SH SOLE 7344 0 445 VITRIA TECHNOLOGY COM 92849Q401 69 19801 SH SOLE 19801 0 0 WAL MART STORES INC COM 931142103 5219 104150 SH SOLE 90739 0 13411 WALGREEN COMPANY COM 931422109 494 11110 SH SOLE 10910 0 200 WALT DISNEY COMPANY COM 254687106 853 29680 SH SOLE 29518 0 162 WELLS FARGO NEW COM 949746101 1292 21603 SH SOLE 19986 0 1617 WESTERN DIGITAL COM 958102105 310 24340 SH SOLE 24340 0 0 WESTERN WIRELESS COM 95988E204 447 11780 SH SOLE 11300 0 480 WILLIAMS SONOMA INC COM 969904101 235 6390 SH SOLE 6390 0 0 WINDROSE MED PPTYS COM 973491103 171 12465 SH SOLE 12465 0 0 WRIGLEY WM JR CO COM 982526105 218 3322 SH SOLE 3322 0 0 WYETH COM 983024100 1353 32067 SH SOLE 25665 0 6402 X-RITE INC COM COM 983857103 360 23949 SH SOLE 23187 0 762
LINE COUNT: 181 TOTAL VALUE: $129,090,000 -----END PRIVACY-ENHANCED MESSAGE-----