13F-HR 1 s13f2-03.txt TXT FORMAT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check Only One): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Stifel, Nicolaus & Company, Incorporated Address: One Financial Plaza, 501 N. Broadway St. Louis, Missouri 63102 13F File Number: 28-6972 The institutional investment manager filing this report & the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott McCuaig Title: President, Private Client Group & Chief Operating Officer Phone: (314) 342-2844 Signature, Place, and Date of Signing: Scott McCuaig St. Louis, Missouri August 13, 2003 Report Type: (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. PORTVUE-SEC13F.LRP STIFEL NICOLAUS & CO., INC. PAGE 1 RUN DATE: 08/04/03 1:49 P.M. FORM 13F INFORMATION TABLE AS OF DATE: 3/31/03 VALUE SHARES/ SH/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN DSCRETN MGRS SOLE SHARED NONE TITLE --------------------- ------ ---------- -------- ------- ---- ------- ----- ------ --------- ----- 3M COMPANY COM COM 88579Y101 337 2613 SH SOLE 2347 0 266 ABBOTT LABS COM 002824100 2526 57722 SH SOLE 47606 0 10116 ABITIBI-CONSOLIDATED COM 003924107 67 10450 SH SOLE 10450 0 0 ADC TELECOMMUNICATION COM 000886101 31 13500 SH SOLE 13500 0 0 AER ENERGY RES INC COM 000944108 0 43329 SH SOLE 43329 0 0 ALCOA INC COM COM 013817101 289 11347 SH SOLE 10854 0 493 ALLSTATE CORP COM 020002101 345 9666 SH SOLE 9287 0 379 ALTRIA GROUP INC COM COM 02209S103 3161 69570 SH SOLE 57119 0 12451 AMDOCS LTD ORD fGN G02602103 283 11807 SH SOLE 11074 0 733 AMERICAN EXPRESS CO COM 025816109 435 10397 SH SOLE 9737 0 660 AMERICAN HEALTHWAYS COM 02649V104 249 6910 SH SOLE 6910 0 0 AMERICAN INTL GROUP COM 026874107 2149 38946 SH SOLE 34665 0 4281 AMERICAN PWR CONV COM 029066107 969 62050 SH SOLE 51000 0 11050 AMGEN INC COM 031162100 455 6896 SH SOLE 6676 0 220 ANHEUSER BUSCH COS INC COM 035229103 3973 77816 SH SOLE 61907 0 15909 AOL TIME WARNER COM 00184A105 258 16025 SH SOLE 16025 0 0 AUTOMATIC DATA PROC COM 053015103 1899 56084 SH SOLE 48625 0 7459 BANK AMERICA CORP COM 060505104 375 4745 SH SOLE 4397 0 348 BANK ONE CORP COM 06423A103 761 20467 SH SOLE 18786 0 1681 BELLSOUTH CORP COM COM 079860102 1742 65424 SH SOLE 57645 0 7779 BEST BUY INC COM COM 086516101 244 5566 SH SOLE 4943 0 623 BOEING CO COM 097023105 209 6099 SH SOLE 5476 0 623 BRANTLEY CAP CORP COM COM 105494108 254 30150 SH SOLE 30150 0 0 BRISTOL MYERS SQUIBB COM 110122108 1369 50430 SH SOLE 49830 0 600 CALPINE CORP COM COM 131347106 92 13968 SH SOLE 13968 0 0 CARDINAL HEALTH INC COM 14149Y108 367 5702 SH SOLE 5377 0 325 CENDANT CORPORATION COM 151313103 387 21145 SH SOLE 19845 0 1300 CERES GROUP INC COM COM 156772105 142 51500 SH SOLE 51500 0 0 CHEVRONTEXACO CORP COM 166764100 1728 23936 SH SOLE 20939 0 2997 CISCO SYS INC COM 17275R102 4059 241759 SH SOLE 207070 0 34689 CITIGROUP INC. COM 172967101 2735 63907 SH SOLE 57138 0 6769 CITRIX SYS INC COM COM 177376100 274 13438 SH SOLE 12810 0 628 CLEAR CHANNEL COMM COM 184502102 204 4820 SH SOLE 4820 0 0 COCA COLA CO COM 191216100 2600 56020 SH SOLE 49372 0 6648 CORPORATE HIGH YIELD COM 219925104 154 18104 SH SOLE 18104 0 0 COVENTRY HEALTH CARE COM 222862104 391 8473 SH SOLE 8215 0 258 CYTEC INDS INC COM COM 232820100 241 7136 SH SOLE 6724 0 412 D & K HEALTHCARE RES COM 232861104 581 36000 SH SOLE 28000 0 8000 DU PONT E I DE NEMOURS COM 263534109 268 6437 SH SOLE 5724 0 713 E M C CORP MASS COM COM 268648102 180 17165 SH SOLE 16765 0 400 EBAY INC COM COM 278642103 278 2672 SH SOLE 2622 0 50 ECOLAB INC COM 278865100 1832 71548 SH SOLE 63070 0 8478 EMERSON ELEC CO COM 291011104 5397 105608 SH SOLE 90731 0 14877 ENBRIDGE ENERGY PART COM 29250R106 719 15000 SH SOLE 12500 0 2500 EXXON CORPORATION COM 30231G102 1484 41314 SH SOLE 36991 0 4323 FACTSET RESH SYS INC COM 303075105 2298 52158 SH SOLE 46417 0 5741 FED HOME LN MTG COM 313400301 1455 28665 SH SOLE 25233 0 3432 FLEXTRONICS INTL LTD FRN Y2573F102 258 24755 SH SOLE 24755 0 0 FORD MTR CO CAP TR PFD 345395206 274 6300 SH SOLE 6300 0 0 FPL GROUP INC COM COM 302571104 1972 29501 SH SOLE 25990 0 3511 GANNETT INC DEL COM 364730101 1784 23220 SH SOLE 20480 0 2740 GENENTECH INC COM NEW COM 368710406 266 3693 SH SOLE 3491 0 202 GENERAL ELEC CO COM 369604103 5484 191225 SH SOLE 166438 0 24787 GENERAL MTRS CORP COM 370442105 200 5556 SH SOLE 5070 0 486 GTECH HLDGS CORP COM 400518106 215 5722 SH SOLE 5393 0 329 HANOVER CAP MTG HLDGS COM 410761100 172 13500 SH SOLE 13500 0 0 HARLEY DAVIDSON INC COM 412822108 207 5199 SH SOLE 4917 0 282 HEINZ, H J COMPANY COM 423074103 297 9000 SH SOLE 7350 0 1650 HEWLETT PACKARD CO COM 428236103 231 10855 SH SOLE 10307 0 548 HOME DEPOT INC COM 437076102 2357 71170 SH SOLE 63179 0 7991 HONEYWELL INTL COM 438516106 662 24665 SH SOLE 21688 0 2977 I B M COM 459200101 429 5197 SH SOLE 4721 0 476 ING PRIME RATE TR COM 44977W106 669 92430 SH SOLE 92430 0 0 INTEL CORP COM 458140100 1298 62378 SH SOLE 58655 0 3723 ISHARES TR 1-3 YR TR COM 464287457 2579 31187 SH SOLE 31187 0 0 ISHARES TR DJ US CONS COM 464287580 368 7545 SH SOLE 7345 0 200 ISHARES TR DJ US FINL COM 464287788 678 8898 SH SOLE 8898 0 0 ISHARES TR DJ US HLTH COM 464287762 379 6958 SH SOLE 6958 0 0 ISHARES TR DJ US TECH COM 464287721 500 12949 SH SOLE 12849 0 100 ISHARES TR MSCI EAFE COM 464287465 602 5558 SH SOLE 5558 0 0 ISHARES TR NASDAQ COM 464287556 246 3675 SH SOLE 3675 0 0 ISHARES TR RUSSELL COM 464287648 462 9773 SH SOLE 9773 0 0 ISHARES TR RUSSELL COM 464287630 309 2406 SH SOLE 2406 0 0 ISHARES TR RUSSELL COM 464287473 216 2790 SH SOLE 2790 0 0 ISHARES TR RUSSELL COM 464287481 304 4934 SH SOLE 4934 0 0 ISHARES TR S&P GLOBAL COM 464287572 500 10233 SH SOLE 10233 0 0 ISHARES TR S&P MDCP400 COM 464287507 571 5952 SH SOLE 5852 0 100 ISHARES TR S&P SMCP600 COM 464287804 427 3895 SH SOLE 3895 0 0 ISHARES TR S&P500 COM 464287309 1025 20666 SH SOLE 20466 0 200 ISHARES TR S&P500 COM 464287408 584 12251 SH SOLE 12251 0 0 J.P. MORGAN CHASE & CO COM 46625H100 458 13400 SH SOLE 12618 0 782 JOHNSON & JOHNSON COM 478160104 4191 81057 SH SOLE 65618 0 15439 KEYCORP COM 493267108 1428 56491 SH SOLE 49596 0 6895 KIMBERLY CLARK CORP COM 494368103 859 16477 SH SOLE 14487 0 1990 KRAFT FOODS INC CL A COM 50075N104 1267 38928 SH SOLE 34442 0 4486 LEVEL 3 COMMUNICATIONS COM 52729N100 97 14506 SH SOLE 11506 0 3000 LINEAR TECHNOLOGY CORP COM 535678106 1973 60926 SH SOLE 53877 0 7049 LOWES CO COM 548661107 318 7410 SH SOLE 7410 0 0 MANAGED HIGH YIELD COM 561911108 105 20405 SH SOLE 20405 0 0 MARSHALL & ILSLEY COM 571834100 1910 62471 SH SOLE 55111 0 7360 MBNA CORP COM 55262L100 2169 104060 SH SOLE 93524 0 10536 MEDTRONIC INC COM 585055106 2251 46934 SH SOLE 41624 0 5310 MERCK & CO INC COM 589331107 6395 105613 SH SOLE 89621 0 15992 MICROSOFT CORP COM 594918104 729 28450 SH SOLE 25574 0 2876 MID ATLANTIC MED SVCS COM 59523C107 300 5730 SH SOLE 5445 0 285 NASDAQ 100 TR COM 631100104 232 7760 SH SOLE 7760 0 0 NATIONAL CITY CORP COM 635405103 222 6782 SH SOLE 6782 0 0 NEXTEL COMMUNICATIONS COM 65332V103 369 20395 SH SOLE 20395 0 0 NOKIA CORP FGN 654902204 266 16220 SH SOLE 15920 0 300 NUVEEN INSD MA TAX PFD 67072F207 775 31 SH SOLE 31 0 0 NUVEEN MA PREM INC MUN PFD 67061E203 225 9 SH SOLE 9 0 0 NUVEEN PREMIER MUN PFD PFD 670988203 500 20 SH SOLE 20 0 0 NUVEEN QUALITY PFD INC PFD 67072W309 1000 40 SH SOLE 40 0 0 NUVEEN QUALITY PFD INC PFD 67072C303 500 20 SH SOLE 20 0 0 OIL CO LUKOIL ADR FGN 677862104 250 3173 SH SOLE 3173 0 0 ORACLE SYS CORP COM 68389X105 283 23570 SH SOLE 23270 0 300 OXFORD HEALTH PLANS COM 691471106 390 9284 SH SOLE 8995 0 289 P F CHANGS CHINA FGN 69333Y108 222 4504 SH SOLE 4504 0 0 PEDIATRIX MED GROUP COM 705324101 241 6755 SH SOLE 6454 0 301 PEPSICO INC COM 713448108 2816 63277 SH SOLE 48088 0 15189 PFIZER INC COM 717081103 2059 60283 SH SOLE 54502 0 5781 PLANTRONICS INC NEW COM 727493108 201 9283 SH SOLE 8720 0 563 PROCTER & GAMBLE COM COM 742718109 341 3824 SH SOLE 3586 0 238 PVF CAPITAL CORP COM COM 693654105 171 12250 SH SOLE 12250 0 0 QUALCOMM INC COM COM 747525103 200 5555 SH SOLE 5555 0 0 RESEARCH FRONTIERS INC COM 760911107 246 17595 SH SOLE 17595 0 0 RPM INC OHIO COM 749685103 546 39690 SH SOLE 34690 0 5000 RYLAND GROUP INC COM COM 783764103 285 4111 SH SOLE 3903 0 208 SBC COMMUNICATIONS, COM 78387G103 624 24441 SH SOLE 20085 0 4356 SCHWAB CHARLES CORP COM 808513105 109 10833 SH SOLE 10833 0 0 SCUDDER MULTI-MARKET COM 81118Q101 498 58153 SH SOLE 58153 0 0 SIGMA ALDRICH CORP COM 826552101 2307 42467 SH SOLE 34667 0 7800 SONOCO PRODUCTS COM 835495102 1068 44449 SH SOLE 33751 0 10698 STORAGE TECHNOLOGY COM 862111200 314 12210 SH SOLE 11760 0 450 STRYKER CORP COM COM 863667101 203 2924 SH SOLE 2924 0 0 SUN MICROSYSTEM INC COM 866810104 78 16700 SH SOLE 16700 0 0 TAIWAN SEMICONDUCTOR FGN 874039100 201 21565 SH SOLE 21565 0 0 TEVA PHARMACEUTICAL COM 881624209 343 6035 SH SOLE 5773 0 262 THORATEC LABS CORP COM COM 885175307 201 13712 SH SOLE 12977 0 735 TIMBERLAND CO CL A COM 887100105 200 3787 SH SOLE 3580 0 207 UNITED TECHNOLOGIES COM 913017109 269 3797 SH SOLE 3424 0 373 UNITEDHEALTH GROUP INC COM 91324P102 257 5110 SH SOLE 4888 0 222 UTSTARCOM INC COM COM 918076100 307 8631 SH SOLE 8048 0 583 VALSPAR CORP COM COM 920355104 1130 26772 SH SOLE 19078 0 7694 VIACOM INC COM 925524308 292 6695 SH SOLE 6195 0 500 WAL MART STORES INC COM 931142103 6988 130194 SH SOLE 112046 0 18148 WALT DISNEY COMPANY COM 254687106 275 13945 SH SOLE 13369 0 576 WELLPOINT HEALTH COM 94973H108 217 2569 SH SOLE 2287 0 282 WELLS FARGO NEW COM 949746101 243 4817 SH SOLE 3577 0 1240 WESCO INTL INC COM COM 95082P105 95 15800 SH SOLE 14200 0 1600 WYETH COM 983024100 1474 32357 SH SOLE 26055 0 6302 ZIMMER HLDGS INC COM COM 98956P102 464 10296 SH SOLE 9946 0 350 LINE COUNT: 142 TOTAL VALUE: $133,049,100