0001971857-24-000855.txt : 20241216 0001971857-24-000855.hdr.sgml : 20241216 20241216143650 ACCESSION NUMBER: 0001971857-24-000855 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20241216 DATE AS OF CHANGE: 20241216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 241551409 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Kempton James M CENTRAL INDEX KEY: 0001456883 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 100 AIRSIDE DR CITY: MOON TOWNSHIP STATE: PA ZIP: 15108 144 1 primary_doc.xml 144 0001456883 XXXXXXXX LIVE 0000948708 SMITH MICRO SOFTWARE, INC. 001-35525 5800 CORPORATE DRIVE PITTSBURGH PA 15237 4128375300 Kempton James M Officer Common Merrill Lynch

475 Rolling Ridge Drive State College PA 16801

437 344.62 17736708 12/16/2024 NASDAQ Common 09/13/2022 Open Market Purchase Issuer N 313 09/13/2022 Cash Common 06/14/2023 Open Market Purchase Issuer N 125 06/14/2023 Cash Y Securities are being sold for tax planning purposes. Actual shares purchased on 9.13.2022 were 312.50 Actual shares purchased on 6.14.2023 were 124.50 12/16/2024 James M. Kempton