0001628280-24-006504.txt : 20240223
0001628280-24-006504.hdr.sgml : 20240223
20240223064737
ACCESSION NUMBER: 0001628280-24-006504
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240221
FILED AS OF DATE: 20240223
DATE AS OF CHANGE: 20240223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WILLIAM W JR
CENTRAL INDEX KEY: 0001251368
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 24667204
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISOVIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC.
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
BUSINESS PHONE: 4128375300
MAIL ADDRESS:
STREET 1: 5800 CORPORATE DRIVE
CITY: PITTSBURGH
STATE: PA
ZIP: 15237
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC
DATE OF NAME CHANGE: 20181023
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC
DATE OF NAME CHANGE: 19950731
4
1
wk-form4_1708688849.xml
FORM 4
X0508
4
2024-02-21
0
0000948708
SMITH MICRO SOFTWARE, INC.
SMSI
0001251368
SMITH WILLIAM W JR
120 VANTIS
SUITE 350
ALISO VIEJO
CA
92656
1
1
0
0
President & CEO
0
Common Stock
2024-02-21
4
A
0
175000
0
A
528559
D
Common Stock
2024-02-21
4
A
0
175000
0
A
703559
D
Common Stock
2024-02-22
4
F
0
5060
0.78
D
698499
D
Common Stock
2024-02-22
4
D
0
13586
0
D
684913
D
Common Stock
5011941
I
Smith Living Trust
Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2024 financial performance criteria, with 25% of such amount to vest approximately March 2025 and the remainder in equal monthly installments over the next 36 months.
Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the first and second quarters of 2024.
Shares withheld, at an average vesting price of $0.78 per share, for the payment of income taxes.
Shares of restricted stock forfeited in accordance with the terms of grant.
/s/Jennifer M. Reinke, attorney-in-fact for William W. Smith, Jr.
2024-02-23