0001628280-25-030563.txt : 20250610 0001628280-25-030563.hdr.sgml : 20250610 20250610180302 ACCESSION NUMBER: 0001628280-25-030563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250609 FILED AS OF DATE: 20250610 DATE AS OF CHANGE: 20250610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huffmyer Timothy C. CENTRAL INDEX KEY: 0001559111 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 251038327 MAIL ADDRESS: STREET 1: 1000 PARK DRIVE CITY: LAWRENCE STATE: PA ZIP: 15055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 4 1 wk-form4_1749592976.xml FORM 4 X0508 4 2025-06-09 0 0000948708 SMITH MICRO SOFTWARE, INC. SMSI 0001559111 Huffmyer Timothy C. 5800 CORPORATE DR. PITTSBURGH PA 15237 0 1 0 0 VP, COO, CFO and Treasurer 0 Common Stock 2025-06-09 4 A 0 50000 0 A 50000 D Common Stock 2025-06-09 4 A 0 85676 0 A 135676 D Unrestricted stock award pursuant to the Smith Micro Software, Inc. Amended and Restated Omnibus Equity Incentive Plan. Restricted stock subject to time and performance-based vesting. Up to 12,759 shares will vest in installments subject to satisfaction of performance criteria for the second quarter of 2025. Of the remaining 72,917 shares, 50% vest in equal monthly installments over 48 months, subject to continuing employment, and 50% vest subject to satisfaction of 2025 financial performance criteria, with 25% of such amount to vest approximately March 2026 and the remainder in equal monthly installments over the next 36 months. Jennifer M. Reinke, attorney-in-fact for Timothy C. Huffmyer 2025-06-10