0001628280-24-037311.txt : 20240814 0001628280-24-037311.hdr.sgml : 20240814 20240814180528 ACCESSION NUMBER: 0001628280-24-037311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240812 FILED AS OF DATE: 20240814 DATE AS OF CHANGE: 20240814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kempton James M CENTRAL INDEX KEY: 0001456883 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 241209935 MAIL ADDRESS: STREET 1: 100 AIRSIDE DR CITY: MOON TOWNSHIP STATE: PA ZIP: 15108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 4 1 wk-form4_1723673123.xml FORM 4 X0508 4 2024-08-12 0 0000948708 SMITH MICRO SOFTWARE, INC. SMSI 0001456883 Kempton James M 5800 CORPORATE DR. 5TH FLOOR PITTSBURGH PA 15237 0 1 0 0 VP, CFO and Treasurer 0 Common Stock 2024-08-12 4 D 0 141 0 D 76738 D Common Stock 2024-08-13 4 F 0 1202 0.85 D 75536 D Shares of restricted stock forfeited in accordance with the terms of grant Shares withheld, at an average vesting price of $0.85 per share, for the payment of income taxes. /s/Jennifer M. Reinke, attorney-in-fact for James M. Kempton 2024-08-14