0001628280-24-024777.txt : 20240522 0001628280-24-024777.hdr.sgml : 20240522 20240522174017 ACCESSION NUMBER: 0001628280-24-024777 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240520 FILED AS OF DATE: 20240522 DATE AS OF CHANGE: 20240522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 24974567 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 4 1 wk-form4_1716414005.xml FORM 4 X0508 4 2024-05-20 0 0000948708 SMITH MICRO SOFTWARE, INC. SMSI 0001251368 SMITH WILLIAM W JR 120 VANTIS SUITE 350 ALISO VIEJO CA 92656 1 1 0 0 President & CEO 0 Common Stock 2024-05-20 4 F 0 1271 2.43 D 81403 D Common Stock 2024-05-21 4 F 0 4745 2.47 D 76658 D Common Stock 626492 I Smith Living Trust Shares withheld, at an average vesting price of $2.43 per share, for the payment of income taxes. Effective at 11:59pm ET on April 10, 2024, Smith Micro Software, Inc. effected a 1:8 reverse stock split. Shareholdings reported herein reflect the effects of the reverse stock split. Shares withheld, at an average vesting price of $2.47 per share, for the payment of income taxes. /s/Jennifer M. Reinke, attorney-in-fact for William W. Smith, Jr. 2024-05-22