0001437749-26-007570.txt : 20260310 0001437749-26-007570.hdr.sgml : 20260310 20260310173859 ACCESSION NUMBER: 0001437749-26-007570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20260306 FILED AS OF DATE: 20260310 DATE AS OF CHANGE: 20260310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huffmyer Timothy C. CENTRAL INDEX KEY: 0001559111 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 26740706 MAIL ADDRESS: STREET 1: 1000 PARK DRIVE CITY: LAWRENCE STATE: PA ZIP: 15055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 4 1 rdgdoc.xml FORM 4 X0508 4 2026-03-06 0000948708 SMITH MICRO SOFTWARE, INC. SMSI 0001559111 Huffmyer Timothy C. 5800 CORPORATE DRIVE PITTSBURGH PA 15237 1 VP, COO, CFO and Treasurer 0 Common stock purchase warrant 0.68 2026-03-06 4 A 0 174944 A 2026-09-06 2031-09-06 Common stock 174944 174944 D Secured convertible note 0.68 2026-03-06 4 A 0 90970.45 A 2026-09-06 2029-03-31 Common stock 133781 90970.45 D Pursuant to a Securities Purchase Agreement, dated March 4, 2026, between Smith Micro Software, Inc. and the Buyer parties thereto, the Reporting Person agreed to purchase a secured convertible note together with a warrant for an aggregate purchase price of $90,970.45. The purchase was completed and the securities were issued on March 6, 2026. Assumes conversion of the full original principal amount of the secured convertible note into shares of common stock. Original principal amount of the secured convertible note (in dollars). /s/ Jennifer M. Reinke as attorney-in-fact for Timothy C. Huffmyer 2026-03-10