0001437749-25-037572.txt : 20251211 0001437749-25-037572.hdr.sgml : 20251211 20251211171327 ACCESSION NUMBER: 0001437749-25-037572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20251209 FILED AS OF DATE: 20251211 DATE AS OF CHANGE: 20251211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 251565757 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology EIN: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 4 1 rdgdoc.xml FORM 4 X0508 4 2025-12-09 0000948708 SMITH MICRO SOFTWARE, INC. SMSI 0001251368 SMITH WILLIAM W JR 5800 CORPORATE DRIVE PITTSBURGH PA 15237 1 1 1 President and CEO 0 Common stock 2025-12-09 4 A 0 119049 0 A 368397 D Common stock 2025-12-10 4 S 0 38697 0.60280 D 5554271 I Smith Living Trust Common stock 2025-12-11 4 S 0 36597 0.5813 D 5517674 I Smith Living Trust Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the fourth quarter of 2025. Shares sold for tax planning purposes in a series of transactions with a price range of $0.6000 to $0.6324, inclusive, with a weighted average price of $0.6028. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares sold for tax planning purposes in a series of transactions with a price range of $0.5800 to $0.5935, inclusive, with a weighted average price of $0.5813. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr. 2025-12-11