X0306
4
2020-02-11
0
0000948708
SMITH MICRO SOFTWARE, INC.
SMSI
0001251368
SMITH WILLIAM W JR
120 VANTIS
SUITE 350
ALISO VIEJO
CA
92656
1
1
1
0
President & CEO
Common Stock
2020-02-11
4
A
0
175000
0.00
A
4427553
D
Common Stock
455028
I
The William W. Smith, Jr. Revocable Trust
Common Stock
6000
D
Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2020 financial performance criteria, with 25% of such amount to vest approximately March 2021 and the remainder in equal monthly installments over the next 36 months.
Held in the William W. Smith, Jr. IRA
/s/ Jennifer M. Reinke, Attorney in Fact for William W. Smith, Jr.
2020-02-13