0001209191-19-019587.txt : 20190315
0001209191-19-019587.hdr.sgml : 20190315
20190315083931
ACCESSION NUMBER: 0001209191-19-019587
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190313
FILED AS OF DATE: 20190315
DATE AS OF CHANGE: 20190315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WILLIAM W JR
CENTRAL INDEX KEY: 0001251368
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 19683091
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISOVIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493625800
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC
DATE OF NAME CHANGE: 19950731
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-13
0
0000948708
SMITH MICRO SOFTWARE, INC
SMSI
0001251368
SMITH WILLIAM W JR
51 COLUMBIA
ALISO VIEJO
CA
92656
1
1
1
0
President & CEO
Common Stock
2019-03-13
4
D
0
3121
0.00
D
4271877
D
Common Stock
2019-03-14
4
A
0
50000
0.00
A
4321877
D
Common Stock
455028
I
The William W. Smith, Jr. Revocable Trust
Common Stock
6000
D
Represents the forfeiture of a portion of the performance-based restricted stock granted to the reporting person on March 12, 2018 pursuant to the Smith Micro Software, Inc. ("Company") 2015 Omnibus Equity Incentive Plan (the "Plan"). The Company determined on March 13, 2019 that such shares would be forfeited in accordance with the terms of the grant.
Represents a discretionary award of unrestricted stock granted March 14, 2019 under the Plan.
Held in the William W. Smith, Jr. IRA
/s/ Jennifer M. Reinke, Attorney in Fact for William W. Smith, Jr.
2019-03-15