0001209191-18-031869.txt : 20180521 0001209191-18-031869.hdr.sgml : 20180521 20180521163146 ACCESSION NUMBER: 0001209191-18-031869 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180518 FILED AS OF DATE: 20180521 DATE AS OF CHANGE: 20180521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 18850032 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-18 0 0000948708 SMITH MICRO SOFTWARE INC SMSI 0001251368 SMITH WILLIAM W JR 51 COLUMBIA ALISO VIEJO CA 92656 1 1 1 0 President & CEO Common Stock 2018-05-18 4 C 0 3199123 1.14 A 3715675 D Common Stock 455028 I The William W. Smith Jr. Revocable Trust Common Stock 6000 D 10% Series B COnvertible Preferred Stock 1.14 2018-05-18 4 C 0 3647 1000.00 D 2017-09-29 Common Stock 3199123 433 D Held in the William W. Smith, Jr. IRA The 10% Series B Convertible Preferred Stock is convertible into Smith Micro Software, Inc. common stock at a price per share of $1.14. The 10% Series B Convertible Preferred Stock has no expiration date. Debra A. Koehler, Attorney in Fact for William W. Smith, Jr. 2018-05-21