0001209191-18-019731.txt : 20180314
0001209191-18-019731.hdr.sgml : 20180314
20180314203540
ACCESSION NUMBER: 0001209191-18-019731
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180312
FILED AS OF DATE: 20180314
DATE AS OF CHANGE: 20180314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH WILLIAM W JR
CENTRAL INDEX KEY: 0001251368
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35525
FILM NUMBER: 18690823
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISOVIEJO
STATE: CA
ZIP: 92656
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC
CENTRAL INDEX KEY: 0000948708
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330029027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 9493625800
MAIL ADDRESS:
STREET 1: 51 COLUMBIA
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-12
0
0000948708
SMITH MICRO SOFTWARE INC
SMSI
0001251368
SMITH WILLIAM W JR
51 COLUMBIA
ALISO VIEJO
CA
92656
1
1
1
0
President & CEO
Common Stock
2018-03-12
4
A
0
125000
0.00
A
523191
D
Common Stock
455028
I
The William W. Smith, Jr. Revocable Trust
Common Stock
6000
D
Restricted stock subject to time-based and performance-based vesting. 50% of shares vest in equal monthly installments over 48 months, subject to continuing employment. 50% of shares vest subject to satisfaction of 2018 financial performance criteria, with 25% of such amount to vest approximately March 2019 and the remainder in equal monthly installments over the next 36 months.
Held in the William W. Smith, Jr. IRA
/s/ Debra A. Koehler, Attorney in Fact for William W. Smith, Jr.
2018-03-14