0001209191-21-054614.txt : 20210903 0001209191-21-054614.hdr.sgml : 20210903 20210903060218 ACCESSION NUMBER: 0001209191-21-054614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 211235074 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-31 0 0000948708 SMITH MICRO SOFTWARE, INC. SMSI 0001251368 SMITH WILLIAM W JR 120 VANTIS SUITE 350 ALISO VIEJO CA 92656 1 1 1 0 President & CEO Common Stock 2021-08-31 4 S 0 537000 4.65 D 3942451 D Common Stock 2021-09-02 4 M 0 850000 2.3825 A 4792451 D Common Stock 455028 I The William W. Smith, Jr. Revocable Trust Common Stock 6000 D Warrant to Purchase Common Stock 2.3825 2021-09-02 4 M 0 850000 0.00 D 2016-09-06 2021-09-06 Common Stock 850000 0 D Held in the William W. Smith, Jr. IRA /s/Jennifer M. Reinke, attorney-in-fact for William W. Smith, Jr. 2021-09-02