8-K 1 a02467e8vk.htm FORM 8-K e8vk
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

     
Date of Report (Date of earliest event reported)
  October 18, 2004
 
 

Smith Micro Software, Inc.


(Exact name of registrant as specified in its charter)
         
Delaware   0-26536   33-0029027

 
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)
     
51 Columbia, Suite 200, Aliso Viejo, California   92656

 
(Address of principal executive offices)   (Zip Code)
     
Registrant’s telephone number, including area code
                  (949) 362-5800
 
 

None


(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ] Written communications pursuant to Rule 425 under the Securities Act

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act

[  ] Pre-commencement communications pursuant to Rule 4d-2(b) under the Exchange Act

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 


TABLE OF CONTENTS

Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
Item 9.01 Financial Statements and Exhibits.
SIGNATURES
Index to Exhibits
EXHIBIT 99.1


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Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

5.02(d) Election of Director.

(1) On October 15, 2004, the board of directors of the Registrant voted to elect Samuel Gulko as a new director.

(2) Mr. Gulko will be compensated in accordance with the Registrant’s compensation policy for non-employee directors as set forth in the section titled “Compensation of Directors” appearing in the Registrant’s Definitive Proxy Statement for the 2004 Annual Meeting of Stockholders filed April 5, 2004.

(3) Mr. Gulko was also appointed to serve as a member of the audit committee of the Registrant’s board of directors.

(4) None.

Item 9.01 Financial Statements and Exhibits.

9.01(c) Exhibits.

     99.1 Press Release of Smith Micro Software, Inc. dated October 18, 2004, announcing the election of Samuel Gulko as a member of the board of directors of the Registrant.

 


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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
  SMITH MICRO SOFTWARE, INC.
 
 
  (Registrant)
 
   
October 18, 2004
  By: /s/ William W. Smith, Jr.

 
 
 
Date
  Name: William W. Smith, Jr.
  Title: President and Chief Executive Officer

 


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Index to Exhibits

     
Exhibit Number
  Exhibit
99.1
  Press Release of Smith Micro Software, Inc. dated October 18, 2004, announcing the election of Samuel Gulko as a member of the board of directors of the Registrant.