0000948708-24-000004.txt : 20240122 0000948708-24-000004.hdr.sgml : 20240122 20240122190846 ACCESSION NUMBER: 0000948708-24-000004 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240122 DATE AS OF CHANGE: 20240122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 24550170 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Kempton James M CENTRAL INDEX KEY: 0001456883 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 100 AIRSIDE DR CITY: MOON TOWNSHIP STATE: PA ZIP: 15108 144 1 primary_doc.xml 144 0001456883 XXXXXXXX LIVE 0000948708 Smith Micro Software Inc. 001-35525 5800 Corporate Drive Pittsburgh PA 15237 412-837-5300 James M. Kempton Officer Common Stock Morgan Stanley

1585 Broadway New York NY 10036

2289 1824.10 71925856 01/23/2024 NASDAQ Common Stock 01/22/2024 Restricted Stock Vesting Issuer N 6623 01/22/2024 Compensation N Morgan Stanley

1585 Broadway New York NY 10036

Common Stock 12/01/2023 6780 4542.6 Securities Sold and Securities To Be Sold were/are sell-to-cover transactions to satisfy withholding tax obligations in connection with the vesting of restricted stock awards 01/22/2024 08/31/2023 James M. Kempton