0000948708-23-000039.txt : 20231130 0000948708-23-000039.hdr.sgml : 20231130 20231130201241 ACCESSION NUMBER: 0000948708-23-000039 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231130 DATE AS OF CHANGE: 20231130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE, INC. CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 231457212 BUSINESS ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 BUSINESS PHONE: 4128375300 MAIL ADDRESS: STREET 1: 5800 CORPORATE DRIVE CITY: PITTSBURGH STATE: PA ZIP: 15237 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE, INC DATE OF NAME CHANGE: 20181023 FORMER COMPANY: FORMER CONFORMED NAME: SMITH MICRO SOFTWARE INC DATE OF NAME CHANGE: 19950731 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Kempton James M CENTRAL INDEX KEY: 0001456883 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 100 AIRSIDE DR CITY: MOON TOWNSHIP STATE: PA ZIP: 15108 144 1 primary_doc.xml 144 0001456883 XXXXXXXX LIVE 0000948708 Smith Micro Software, Inc. 001-35525 5800 Corporate Drive Pittsburgh PA 15237 412-837-5330 James M. Kempton Officer Common Morgan Stanley

1585 Broadway New York NY 10036

6876 4606.92 71925856 12/01/2023 NASDAQ Common 11/30/2023 Restricted Stock Vesting Issuer N 22603 11/30/2023 Compensation Y Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award 11/30/2023 08/31/2023 James M. Kempton