0001209191-21-006980.txt : 20210202 0001209191-21-006980.hdr.sgml : 20210202 20210202194714 ACCESSION NUMBER: 0001209191-21-006980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210130 FILED AS OF DATE: 20210202 DATE AS OF CHANGE: 20210202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosen Marc CENTRAL INDEX KEY: 0001768725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 21583600 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-30 0 0000094845 LEVI STRAUSS & CO LEVI 0001768725 Rosen Marc C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & President, LSA Class A Common Stock 2021-01-30 4 F 0 2443 19.71 D 103798 D Class A Common Stock 2021-02-01 4 C 0 11838 0.00 A 115636 D Class A Common Stock 2021-02-01 4 S 0 19508 19.64 D 96128 D Class A Common Stock 28350 I See Footnote Stock Appreciation Rights 6.90 2021-02-01 4 M 0 21310 0.00 D 2024-02-01 Class B Common Stock 21310 0 D Class B Common Stock 2021-02-01 4 M 0 21310 6.90 A Class A Common Stock 21310 21310 D Stock Appreciation Rights 9.60 2021-02-01 4 M 0 14350 0.00 D 2025-01-20 Class B Common Stock 14350 14340 D Class B Common Stock 2021-02-01 4 M 0 14350 9.60 A Class A Common Stock 14350 35660 D Class B Common Stock 2021-02-01 4 D 0 23822 19.68 D Class A Common Stock 23822 11838 D Class B Common Stock 2021-02-01 4 C 0 11838 0.00 D Class A Common Stock 11838 0 D Shares withheld to cover tax obligation from settlement of vested restricted stock units. The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.32to $19.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee. Fully vested. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. /s/ David Jedrzejek, Attorney-in-Fact 2021-02-02