0000899243-20-028189.txt : 20201014 0000899243-20-028189.hdr.sgml : 20201014 20201014170015 ACCESSION NUMBER: 0000899243-20-028189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201009 FILED AS OF DATE: 20201014 DATE AS OF CHANGE: 20201014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haas Miriam L CENTRAL INDEX KEY: 0001768680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 201239517 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1125 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-09 0 0000094845 LEVI STRAUSS & CO LEVI 0001768680 Haas Miriam L C/O ARGONAUT SECURITIES COMPANY 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 0 1 0 Class A Common Stock 2020-10-09 4 C 0 200000 0.00 A 200000 D Class A Common Stock 2020-10-09 4 S 0 200000 15.30 D 0 D Class A Common Stock 2020-10-12 4 C 0 200000 0.00 A 200000 D Class A Common Stock 2020-10-12 4 S 0 200000 15.94 D 0 D Class A Common Stock 2020-10-13 4 C 0 100000 0.00 A 100000 D Class A Common Stock 2020-10-13 4 S 0 100000 15.54 D 0 D Class B Common Stock 2020-02-25 4 J 0 6925070 0.00 D Class A Common Stock 17147064 I By grantor retained annuity trusts Class B Common Stock 2020-02-25 4 J 0 6347949 0.00 A Class A Common Stock 36439109 D Class B Common Stock 2020-08-25 4 J 0 17147064 0.00 D Class A Common Stock 0 I By grantor retained annuity trust Class B Common Stock 2020-08-25 4 J 0 9045153 0.00 A Class A Common Stock 45484262 D Class B Common Stock 2020-10-08 4 J 0 6000000 0.00 D Class A Common Stock 39484262 D Class B Common Stock 2020-10-08 4 J 0 6000000 0.00 A Class A Common Stock 6000000 I By grantor retained annuity trust Class B Common Stock 2020-10-09 4 C 0 200000 0.00 A Class A Common Stock 39284262 D Class B Common Stock 2020-10-12 4 C 0 200000 0.00 A Class A Common Stock 39084262 D Class B Common Stock 2020-10-13 4 C 0 100000 0.00 A Class A Common Stock 38984262 D Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person. Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.04 to $15.67 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.73 to $16.34 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.50 to $15.65 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Shares reflect distributions from a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries. Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries. /s/ Parker B. Phillips, Attorney-in-Fact 2020-10-14