0001547522-13-000139.txt : 20131126
0001547522-13-000139.hdr.sgml : 20131126
20131126120348
ACCESSION NUMBER: 0001547522-13-000139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131122
FILED AS OF DATE: 20131126
DATE AS OF CHANGE: 20131126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COATES INTERNATIONAL LTD \DE\
CENTRAL INDEX KEY: 0000948426
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 222925432
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: HIGHWAY 34 & RIDGEWOOD RD
CITY: WALL TOWNSHIP
STATE: NJ
ZIP: 07719
BUSINESS PHONE: 9084497717
MAIL ADDRESS:
STREET 1: HIGHWAY 34 & RIDGWOOD ROAD
CITY: WALL TOWNSHIP
STATE: NJ
ZIP: 07719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coates George J.
CENTRAL INDEX KEY: 0001160170
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33155
FILM NUMBER: 131243055
MAIL ADDRESS:
STREET 1: 1811 MURRAY DRIVE
CITY: WALL TOWNSHIP
STATE: NJ
ZIP: 07719
FORMER NAME:
FORMER CONFORMED NAME: COATES GEROGE J
DATE OF NAME CHANGE: 20010926
4
1
doc4.xml
PRIMARY DOCUMENT
X0306
4
2013-11-22
false
0000948426
COATES INTERNATIONAL LTD \DE\
COTE
0001160170
Coates George J.
1811 MURRAY DRIVE
WALL TOWNSHIP
NJ
07719
true
true
true
false
President and CEO
Common Stock
2013-11-22
4
S
false
100000.0000
0.0475
D
205009898.0000
D
Common Stock
2013-11-22
4
S
false
61800.0000
0.0450
D
204948098.0000
D
Common Stock
2013-11-26
5
S
true
10000.0000
0.0450
D
204938098.0000
D
Common Stock
1165507.0000
I
By Self, as Trustee for The Coates Trust
Common Stock
1956960.0000
I
By Spouse
Series A Preferred Stock
2013-11-26
5
A
true
1057.0000
0.0000
A
135317.0000
D
These shares were awarded to Mr. Coates pursuant to anti-dilution provisions which became effective May 17, 2013. This issuance is calculated as the number of shares needed to ensure that the Coates family percentage of total eligible votes at all matters brought before the shareholders for a vote remains fixed at 93.93%. Each share of Series A Preferred Stock entitles the holder to 10,000 votes. Shares of Series A Preferred Stock have no conversion rights, do not share in any dividends and have no rights to distribution of assets upon liquidation. The estimated fair value of these shares is $2,642.
Form 144 was filed on behalf of Mr. Coates in connection with the sale of these shares. Mr. Coates received net proceeds of $4,507.41. Although under no obligation to do so, Mr. Coates may agree to make these funds available to the company to be used as working capital in exchange for capital stock or as an interest-bearing loan, if deemed necessary.
Form 144 was filed on behalf of Mr. Coates in connection with the sale of these shares. Mr. Coates received net proceeds of $2,636.90. Although under no obligation to do so, Mr. Coates may agree to make these funds available to the company to be used as working capital in exchange for capital stock or as an interest-bearing loan, if deemed necessary.
Form 144 was filed on behalf of Mr. Coates in connection with the sale of these shares. Mr. Coates received net proceeds of $369.99. Although under no obligation to do so, Mr. Coates may agree to make these funds available to the company to be used as working capital in exchange for capital stock or as an interest-bearing loan, if deemed necessary.
/s/ George J. Coates
2013-11-26