0001547522-13-000139.txt : 20131126 0001547522-13-000139.hdr.sgml : 20131126 20131126120348 ACCESSION NUMBER: 0001547522-13-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131122 FILED AS OF DATE: 20131126 DATE AS OF CHANGE: 20131126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COATES INTERNATIONAL LTD \DE\ CENTRAL INDEX KEY: 0000948426 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 222925432 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: HIGHWAY 34 & RIDGEWOOD RD CITY: WALL TOWNSHIP STATE: NJ ZIP: 07719 BUSINESS PHONE: 9084497717 MAIL ADDRESS: STREET 1: HIGHWAY 34 & RIDGWOOD ROAD CITY: WALL TOWNSHIP STATE: NJ ZIP: 07719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coates George J. CENTRAL INDEX KEY: 0001160170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33155 FILM NUMBER: 131243055 MAIL ADDRESS: STREET 1: 1811 MURRAY DRIVE CITY: WALL TOWNSHIP STATE: NJ ZIP: 07719 FORMER NAME: FORMER CONFORMED NAME: COATES GEROGE J DATE OF NAME CHANGE: 20010926 4 1 doc4.xml PRIMARY DOCUMENT X0306 4 2013-11-22 false 0000948426 COATES INTERNATIONAL LTD \DE\ COTE 0001160170 Coates George J. 1811 MURRAY DRIVE WALL TOWNSHIP NJ 07719 true true true false President and CEO Common Stock 2013-11-22 4 S false 100000.0000 0.0475 D 205009898.0000 D Common Stock 2013-11-22 4 S false 61800.0000 0.0450 D 204948098.0000 D Common Stock 2013-11-26 5 S true 10000.0000 0.0450 D 204938098.0000 D Common Stock 1165507.0000 I By Self, as Trustee for The Coates Trust Common Stock 1956960.0000 I By Spouse Series A Preferred Stock 2013-11-26 5 A true 1057.0000 0.0000 A 135317.0000 D These shares were awarded to Mr. Coates pursuant to anti-dilution provisions which became effective May 17, 2013. This issuance is calculated as the number of shares needed to ensure that the Coates family percentage of total eligible votes at all matters brought before the shareholders for a vote remains fixed at 93.93%. Each share of Series A Preferred Stock entitles the holder to 10,000 votes. Shares of Series A Preferred Stock have no conversion rights, do not share in any dividends and have no rights to distribution of assets upon liquidation. The estimated fair value of these shares is $2,642. Form 144 was filed on behalf of Mr. Coates in connection with the sale of these shares. Mr. Coates received net proceeds of $4,507.41. Although under no obligation to do so, Mr. Coates may agree to make these funds available to the company to be used as working capital in exchange for capital stock or as an interest-bearing loan, if deemed necessary. Form 144 was filed on behalf of Mr. Coates in connection with the sale of these shares. Mr. Coates received net proceeds of $2,636.90. Although under no obligation to do so, Mr. Coates may agree to make these funds available to the company to be used as working capital in exchange for capital stock or as an interest-bearing loan, if deemed necessary. Form 144 was filed on behalf of Mr. Coates in connection with the sale of these shares. Mr. Coates received net proceeds of $369.99. Although under no obligation to do so, Mr. Coates may agree to make these funds available to the company to be used as working capital in exchange for capital stock or as an interest-bearing loan, if deemed necessary. /s/ George J. Coates 2013-11-26