0000899243-23-011726.txt : 20230426 0000899243-23-011726.hdr.sgml : 20230426 20230426161235 ACCESSION NUMBER: 0000899243-23-011726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20230424 FILED AS OF DATE: 20230426 DATE AS OF CHANGE: 20230426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEUTSCHE BANK AG\ CENTRAL INDEX KEY: 0000948046 STATE OF INCORPORATION: 2M FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21449 FILM NUMBER: 23849868 BUSINESS ADDRESS: STREET 1: TAUNUSANLAGE 12 D-60325 CITY: FRANKFURT AM MAIN GE STATE: 2M ZIP: 00000 BUSINESS PHONE: 212 250 1540 MAIL ADDRESS: STREET 1: TAUNUSANLAGE 12 D-60325 CITY: FRANKFURT AM MAIN STATE: 2M ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DB Municipal Holdings LLC CENTRAL INDEX KEY: 0001858246 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21449 FILM NUMBER: 23849867 BUSINESS ADDRESS: STREET 1: 60 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2122507197 MAIL ADDRESS: STREET 1: 1209 ORANGE STREET STREET 2: CORPORATION TRUST CENTER CITY: WILMINGTON STATE: DE ZIP: 19801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND CENTRAL INDEX KEY: 0001266585 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA BUSINESS ADDRESS: STREET 1: 333 W WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 917 8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-24 0 0001266585 NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ 0000948046 DEUTSCHE BANK AG\ TAUNUSANLAGE 12 D-60325 FRANKFURT AM MAIN 2M 00000 GERMANY 0 0 1 0 0001858246 DB Municipal Holdings LLC 1 COLUMBUS CIRCLE NEW YORK NY 10019 0 0 1 0 0 Adjustable Rate MuniFund Term Preferred Shares 2023-04-24 4 J 0 1000 D 0 I By Subsidiary The 1,000 adjustable rate munifund term preferred shares reported as disposed of in Table I represent adjustable rate munifund term preferred shares, series 2032 (the "AMTP Shares") beneficially owned by DB Municipal Holdings LLC ("DBMN"). The AMTP Shares were disposed of as a result of a transition of the AMTP Shares to a new shareholder for a price of $100,241.80822 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $241.80822 per share). DBMN is a wholly owned subsidiary of Deutsche Bank AG. This statement is jointly filed by Deutsche Bank AG and DBMN. Deutsche Bank AG holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of DBMN. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information DEUTSCHE BANK AG by: /s/ David Ramos 2023-04-26 DEUTSCHE BANK AG by: /s/ Michael Caro 2023-04-26 DB MUNICIPAL HOLDINGS LLC by: /s/ Robert Lucas 2023-04-26 DB MUNICIPAL HOLDINGS LLC by: /s/ John Werba 2023-04-26 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT 
                                                                    EXHIBIT 99.1

                             JOINT FILING AGREEMENT

        Pursuant to and in accordance with the Securities Exchange Act of 1934,
as amended (the "Exchange Act"), and the rules and regulations thereunder, each
party hereto hereby agrees to the joint filing, on behalf of each of them, of
any filing required by such party under Section 13 or Section 16 of the Exchange
Act or any rule or regulation thereunder (including any amendment, restatement,
supplement, and/or exhibit thereto) with the Securities and Exchange Commission
(and, if such security is registered on a national securities exchange, also
with the exchange), and further agrees to the filing, furnishing, and/or
incorporation by reference of this agreement as an exhibit thereto. This
agreement shall remain in full force and effect until revoked by any party
hereto in a signed writing provided to each other party hereto, and then only
with respect to such revoking party. IN WITNESS WHEREOF, each party hereto,
being duly authorized, has caused this agreement to be executed and effective as
of the date set forth below. Date: April 26, 2023

DEUTSCHE BANK AG
By: /s/ David Ramos
Name:  David Ramos
Title:  Assistant Vice President

By: /s/ Michael Cano
Name:  Michael Caro
Title:  Vice President


DB MUNICIPAL HOLDINGS LLC
By: /s/ Robert Lucas
Name:  Robert Lucas
Title:  Associate

By: /s/ John Werba
Name:  John Werba
Title:  Director
EX-99.2 3 attachment2.htm EX-99.2 DOCUMENT 
                                                                    EXHIBIT 99.2

                            JOINT FILER INFORMATION


Item                                   Information

Name:                          DB Municipal Holdings LLC

Address:                            60 Wall Street
                                  New York, NY 10005

Date of Event Requiring
Statement (Month/Day/Year):         April 24, 2023

Issuer Name and Ticker or
Trading Symbol:               Nuveen Municipal High Income Opportunity Fund
                                         [NMZ]

Relationship of Reporting
Person(s) to Issuer:                 10% Owner

If Amendment, Date Original
Filed (Month/Day/Year):             Not Applicable

Individual or Joint/Group      Form filed by More than One
Filing:
                                    Reporting Person

Signature:                    DB MUNICIPAL HOLDINGS LLC


                              By: /s/ Robert Lucas
                              -----------------------
                              Name:  Robert Lucas
                              Title:  Associate

                              By: /s/ John Werba
                              -------------------
                              Name:  John Werba
                              Title:  Director