-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IVpvd/TmVw5y8nIaMmBfSFccGhzTpEcJrasW5mekKJ0PMfmTmHU4IffVwY7AIR5m uDUuc/5rItrTbCK38tSOIQ== 0001005477-04-002826.txt : 20040805 0001005477-04-002826.hdr.sgml : 20040805 20040805163851 ACCESSION NUMBER: 0001005477-04-002826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040803 FILED AS OF DATE: 20040805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICG COMMUNICATIONS INC /DE/ CENTRAL INDEX KEY: 0001013240 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841342022 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST STREET 2: PO BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3034145643 MAIL ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST STREET 2: P O OX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: ICG HOLDINGS CANADA CO DATE OF NAME CHANGE: 19990226 FORMER COMPANY: FORMER CONFORMED NAME: ICG COMMUNICATIONS INC DATE OF NAME CHANGE: 19960430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEINBERG STEPHEN CENTRAL INDEX KEY: 0000947822 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11965 FILM NUMBER: 04955141 BUSINESS ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128912120 MAIL ADDRESS: STREET 1: 450 PARK AVE STREET 2: 28TH FL CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar123.xml FORM 4 X0202 4 2004-08-03 0 0001013240 ICG COMMUNICATIONS INC /DE/ ICGC 0000947822 FEINBERG STEPHEN C/O CERBERUS CAPITAL MANAGEMENT, L.P. 299 PARK AVENUE, 22ND FLOOR NEW YORK NY 10171 0 0 1 0 Common Stock, par value $0.01 per share 2004-08-03 4 X 0 426316 0.01 A 1179183 I By partnerships and corporations Common Stock Warrants (right to buy) 0.01 2004-08-03 4 X 0 426316 D 2007-07-25 Common Stock 426316 0 I By partnerships and corporations As of August 3, 2004, Cerberus Partners, L.P., a Delaware limited partnership ("Cerberus"), Cerberus International, Ltd., a corporation organized under the laws of the Bahamas ("International"), and Cerberus Institutional Partners, L.P., a Delaware limited partnership ("Institutional"), are the holders of, in the aggregate, approximately 1,179,183 shares of the common stock, par value $0.01 per share (the "Shares"), of ICG Communications, Inc. (the "Company"), and warrants to purchase an aggregate of approximately 254,553 Shares (subject to adjustments in certain circumstances). In a transaction exempt from the operation of Section 16(b) pursuant to Rule 16b-6(b), Cerberus, International and Institutional exercised warrants on August 3, 2004, thereby acquiring 426,316 Shares. Stephen Feinberg possesses sole power to vote and direct the disposition of all securities of the Company held by each of Cerberus, International and Institut ional. Mr. Feinberg's interest is limited to the extent of his pecuniary interest in Cerberus, International and Institutional, if any. These warrants were exercisable immediately. These warrants were acquired, among other things, on or about July 22, 2002, in exchange for certain loans to the Company in the aggregate principal amount of $22,500,000. /s/ Stephen Feinberg 2004-08-04 -----END PRIVACY-ENHANCED MESSAGE-----